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Full-time
bachelor degree
Casual work environment, Generous paid time off, Flexible work schedule, Great benefits
Posted 10d ago
Apply by Oct 29
~40 hrs/week
Responsibilities
The Trading and Operations Associate provides operational support to the portfolio management team, ensuring data integrity and efficient account on-boarding. They also manage reporting, facilitate fixed income trade allocations, and act as a key point of contact for financial advisors.
Requirements
Candidates must hold a bachelor's degree in finance or a related field and possess prior experience in a financial services office or broker-dealer. Strong attention to detail, analytical skills, and proficiency in Microsoft Office are required, with professional registrations like Series 7 or 66 preferred.
Full job description
Our Team is growing, and we need you!
Come be a part of this disruption in the financial services marketplace!
By joining the Level Four family of companies, you’ll be joining one of the fastest growing wealth management firms in the country. After 20+ years, we still have an entrepreneurial spirit, dedicated to embracing change. We are national in scope with offices throughout the U.S., yet with local roots here in North Texas.
We offer:
Casual Work Environment
Generous Paid Time Off
Flexible Work Schedule
Great Benefits
And More…
Come take your career path to the next level!
The Level Four Capital Management (LFCM) Trading and Operations Associate is as a key member of the LFCM team providing operational support to the portfolio management team responsible for the management of proprietary investment strategies and custom client solutions.
Essential responsibilities and tasks of the Trading and Operations Associate are:
Ensure operational efficiencies and data integrity in support of the LFCM asset management platform, with an emphasis on collaboration and process development
Provide support for GIPS (Global Investment Performance Standards) verification process, including LFCM model assignments and changes, closing of accounts and working with various custodians/regulators to ensure all data accuracy and completeness
System and Database data entry and maintenance to ensure database integrity (Black Diamond & Salesforce)
Manage operational and portfolio management reporting, including but not limited to, asset flow, custodian alerts, portfolio high cash, etc.
Interface with the Operations team on day-to-day tasks relating to new account on-boarding to ensure client accounts are in good order before trading occurs in LFCM managed models
Serve as key point of contact between Financial Advisors and LFCM, providing support for account on-boarding and account transitions, ensuring a professional and proactive experience
Assist with monthly and quarter-end reporting to support Financial Advisors and industry database partners
Prepare and develop client proposals based on the specific needs and requests of Financial Advisors
Facilitate the creation and submission of Fixed Income paperwork for onboarding new clients to sub-advisor partners, such as Eaton Vance and First Trust.
Allocate Fixed Income trades, ensuring accurate booking of bond trades into accounts as received daily from sub-advisors.
Assist the trader in resolving trade discrepancies between Fixed Income sub-advisors, brokers, and custodians, ensuring timely and effective resolutions.
Assist the trader in resolving trade corrections, including completing and submitting forms to both the custodian and internal home office teams with prior approval
Review and monitor holdings amongst client strategies
Additional duties as required
Successful Trading and Operations Associate candidates will have:
Knowledge and experience in the securities industry in order to support the firm’s investment management team and platform of SMA and Asset Allocation portfolios.
This position is critical to the efficient management, operations, implementation and tracking of client portfolios managed by the portfolio management team.
This professional will be able to work in the Dallas corporate office, reporting to the LFCM Practice Director.
Required
Bachelor’s Degree in Finance or related field
Must have prior experience in a financial services office/broker-dealer with knowledge of equity and fixed income markets as well as securities
Meticulous attention to detail and excellent organizational skills
Proven track record of providing exceptional proactive customer service; can communicate with confidence and professionalism in both face-to-face and phone interactions
Reliable and Accountable; follows through on commitments start-to-finish
Possesses critical thinking, analytical and problem-solving skills
Has strong time-management skills; able to prioritize tasks
General computer and software knowledge in Microsoft Office Suite
Level Four Group is comprised of a group of specialized divisions dedicated to providing tailored solutions for our valued clients and financial professionals. Our focus is on delivering objective and proactive advice, so you can achieve the life you dream.
Level Four Financial professionals (“We”) are committed to acting in our retail client’s best interest. For important Regulation Best Interest information, including Form CRS and other disclosures please click here.
Level Four Financial professionals (“We”) are committed to acting in our retail client’s best interest. For important Regulation Best Interest information, including Form CRS and other disclosures please click here. We cannot accept any orders and/or instructions regarding your account by email, voice mail, fax or any alternate method. Securities offered through Level Four Financial, LLC Member FINRA/SIPC. Advisory services offered through Level Four Advisory Services, LLC, an SEC-registered investment adviser. Insurance services offered through Level Four Insurance Agency, LLC. Level Four Financial, LLC, Level Four Advisory Services, LLC, and Level Four Insurance Agency, LLC are independent entities. Accounts carried by Raymond James & Associates, Inc. Member New York Stock Exchange/SIPC. E-mail sent through the internet is not secure or confidential. This e-mail is intended only for the person or entity to which it is addressed and may contain confidential and/or privileged material. Any review, retransmission, dissemination or other use of, or taking any action in reliance upon, this information by persons or entities other than the intended recipient is prohibited. If you received this message in error, please contact the sender immediately and delete the material from your computer.
Level Four Group, LLC is a division of CRI Capital Group, LLC, a subsidiary of CRI Advisors, LLC. “CRI" is the brand name under which Carr, Riggs & Ingram, L.L.C. (“CPA Firm”) and CRI Advisors, LLC (“Advisors”)
Offices: 12400 Coit Rd, Suite 700, Dallas, TX 75251, US
Based on 2171 listings with disclosed salaries, most administrative jobs in Texas pay between $48k–$96k per year. Individual offers vary with seniority, company size, and specialization.
How many Administrative jobs are open in Texas right now?
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