Associate Director, Client Transition Mgr., Prime Brokerage
New York, New York, United States · On-site
$175k–$200k/yr
Senior$16B raised
Our purpose – Opening up a world of opportunity – explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million c…
Village of New Hyde Park, New York, United States · On-site
$80k–$136k/yr
Mid level$59M raised
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Porsche White Plains
Experienced Automotive Sales Consultant
City of White Plains, New York, United States · On-site
$125k–$200k/yr
Mid level
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City of Rochester, New York, United States · On-site
$16/hr–$16/hr
Entry level
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Skills: Customer Service, Sales, Inventory Management, Automotive Knowledge, Communication
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Direct Sales Manager - Base Salary + Full Benefits
Farmingdale, New York, United States · On-site
Mid level
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Village of Fairport, New York, United States · Remote OK
Senior+$2.0B raised
Regional Sales Manager – Transmission & Distribution (T&D) is responsible for driving technical sales growth and customer engagement for Qualitrol’s portfolio of monitoring, protection, and digital asset management solut…
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Pamal Broadcasting Multi-Media Sales Executive - Hudson Valley Location: Beacon, NY About Us: Pamal Broadcasting is a dynamic media company at the forefront of radio, digital media marketing, and traditional advertising.…
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The Estée Lauder Companies Inc. is one of the world’s leading manufacturers, marketers, and sellers of quality skin care, makeup, fragrance, and hair care products, and is a steward of luxury and prestige brands globally…
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Senior Manager - Capital Markets Operations Transformation (FSI)
New York, New York, United States · Hybrid
$150k–$179k/yr
Senior+
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Village of Scarsdale, New York, United States · On-site
$20/hr–$25/hr
Entry level
Benefits: Company parties Competitive salary Opportunity for advancement Training & development Part-Time Brand Ambassador / Event Representative Join Dank By Definition as a Brand Ambassador! Are you passionate about ca…
Town of Montezuma, New York, United States · On-site
$20/hr–$25/hr
Entry level
Benefits: Company parties Competitive salary Opportunity for advancement Training & development Part-Time Brand Ambassador / Event Representative Join Dank By Definition as a Brand Ambassador! Are you passionate about ca…
Benefits: Company parties Competitive salary Opportunity for advancement Training & development Part-Time Brand Ambassador / Event Representative Join Dank By Definition as a Brand Ambassador! Are you passionate about ca…
Benefits: Company parties Competitive salary Opportunity for advancement Training & development Part-Time Brand Ambassador / Event Representative Join Dank By Definition as a Brand Ambassador! Are you passionate about ca…
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$175k–$200k/yr
Full-time
Professional development opportunities, Competitive pay, Wellness Hub, Volunteerism policy, Matching gift program, Sustainability and Climate Change Initiatives
Posted 15d ago
~40 hrs/week
Responsibilities
Manage the end-to-end onboarding process for hedge fund and institutional clients by coordinating with internal legal, IT, and risk teams. Act as a trusted advisor to C-level executives to ensure timely go-live deadlines and drive growth through product cross-selling.
Requirements
Candidates should have current Prime Brokerage experience, specifically in a front-office client transition role, and a strong understanding of the hedge fund landscape. High organizational skills and the ability to pass relevant front-office certifications are required.
Full job description
Our purpose – Opening up a world of opportunity – explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We’re bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world – for our customers, our people, our investors, our communities and the planet we all share.
In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US. Applicants must be legally authorized to work in the U.S. as HSBC will not engage in immigration sponsorship for this position.
As our Associate Director, Client Transition Mgr., Prime Brokerage, you will:
Manage the end-to-end onboarding of hedge fund and institutional clients
Work closely alongside the Prime Origination Sales and Product Sales teams, the Transition Manager will engage with clients to gather all their commercial, trading, technical and operational requirements once a new mandate has been won
Handle multiple cases simultaneously, working with numerous HSBC teams including but not limited to; Legal, IT, Operations, Trading, Margin, Risk and various Global Markets execution teams to on-board the client in an efficient and timely manner
Build and maintain relationships with external clients at all levels including but not limited to CEOs, CIOs, Founders, COOs, CROs, PMs and Head of Operations
Provide regular updates and managing client expectations throughout the on-boarding process, the Transition Manager will work with the client towards an agreed go-live deadline
Contribute to the profitability and growth of the Prime Brokerage client base by delivering excellent client experience and cross selling the firm’s products during the on-boarding process
Contribute to the development of HSBC’s product and platform by delivering enhancements to meet client requirements & generate revenue is also expected
Deliver ‘added value’ service to clients utilizing industry knowledge to be able to act as trusted advisor
Deliverr fair outcomes for our customers, operating with conduct which maintains the orderly and transparent operation of financial markets
Adhere to local regulatory policies applicable to the job holder, and acting on unusual/unacceptable activity or behaviors and escalating appropriately
Be an ambassador for HSBC and the Platforms business, promoting both at every opportunity and trying to win new business as well as maintaining our reputation
Ensure the fair treatment of our customers is at the heart of everything we do, both personally and as an organization
Be responsible for managing and mitigating operational and conduct risks in their day-to-day operations. In executing these responsibilities, the Group has adopted risk management and internal control structures referred to as the 'Three Lines of Defense'. The job holder should understand their position within Three Lines of Defense and operate within operational risk policy, escalating in a timely manner where they are unsure
Adhere to, and be able to demonstrate adherence to, internal controls and will implement the Group compliance policy by adhering to all relevant processes/procedures, keeping appropriate records and, where appropriate, by the timely implementation of internal and external audit points, including issues raised by external regulators
You´ll likely have the following skills to succeed in this role:
This is a front office certified role. The candidate will ideally already hold the necessary qualifications, and if not, would be expected to pass the relevant exams within the allotted timeframes
The ideal candidate will have current Prime Brokerage experience, preferably within a front office Client Transition role, and an understanding of the hedge fund landscape
Candidates are expected to be highly organized with excellent communication skills, demonstrate an ability to work independently to deadlines and prioritize effectively in a fast moving environment
Role requires a detail oriented, process driven approach and ability to co-ordinate and effectively manage multiple projects simultaneously
FINRA series 7 & 63 licenses are required.
As an HSBC employee, you will have access to tailored professional development opportunities to ensure you have the right skills for today and tomorrow. We offer a competitive pay and benefits package including a robust Wellness Hub, all in a welcoming and inclusive work environment. You will be empowered to drive HSBC’s engagement with the communities we serve through an industry-leading volunteerism policy, a generous matching gift program, and a comprehensive program of immersive Sustainability and Climate Change Initiatives. You’ll want to join our Employee Resource Groups as they play a central part in life at HSBC, including the development of our employees and networking inside and outside of HSBC. We value difference. We succeed together. We take responsibility. We get it done. And we want you to help us build the bank of the future!
Your final fixed pay offer will depend on the candidate and several variables, including but not limited to, role responsibilities, skill set, depth of experience and education, licensing/certification requirements, internal relativity, and specific work location.
All qualified applicants will receive consideration for employment without regard to age, ancestry, color, race, national origin, ethnicity, disability or medical condition, genetic information, military or veteran service, religion, creed, sex, gender, pregnancy, childbirth, caregiver status, marital status, citizenship or immigration status, sexual orientation, gender identity or expression or any other trait protected by applicable law.
Related keywords
Prime BrokerageHedge FundsClient TransitionOnboardingFront OfficeInstitutional ClientsRisk ManagementThree Lines of DefenseComplianceGlobal MarketsOperational RiskFinancial MarketsProject CoordinationAsset ManagementSecurities and Broking Services
Opening up a world of opportunity for our customers, investors, ourselves and the planet.
We're a financial services organisation that serves more than 40 million customers, ranging from individual savers and investors to some of the world’s biggest companies and governments. Our network covers 58 countries and territories, and we’re here to use our unique expertise, capabilities, breadth and perspectives to open up a world of opportunity for our customers.
HSBC is listed on the London, Hong Kong, New York, and Bermuda stock exchanges.
To view our social media terms and conditions please visit the following webpage: http://www.hsbc.com/social-TandCs
Offices: 8 Canada Square, London, E14 5HQ, GB · 1 Queen's Road Central, Central, Hong Kong, HK · Florida 201, Buenos Aires City, Buenos Aires Autonomous City 1005, AR · 425 5th Ave, New York, NY 10018, US · DUONG Dong Khoi 1, Ho Chi Minh City, Thanh Pho Ho Chi Minh, VN
BankingFinancial ServicesInternational Finance and BankingWealth ManagementCorporate and Business Bankingretail bankingInsuranceRetail BankingInvestment BankingCommercial Banking
Based on 6599 listings with disclosed salaries, most sales jobs in New York pay between $65k–$195k per year. Individual offers vary with seniority, company size, and specialization.
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