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$88k–$105k/yr
Full-time
bachelor degree
Healthcare Coverage, Medical Insurance, Dental Insurance, Vision Insurance, 401(k) Plan, Life Insurance
Posted 29d ago
Apply by Jul 8
~40 hrs/week
Responsibilities
The Analyst monitors trading activity and ensures listed issuers adhere to the Exchanges' timely alert policy regarding material news. They are also responsible for providing proxy rulings and coordinating corporate action events to maintain market integrity.
Requirements
A bachelor's degree in accounting, business, finance, or economics is preferred, along with at least 2 years of financial industry experience. Candidates must possess strong analytical skills and proficiency with Bloomberg and FactSet programs.
Full job description
Overview
Job Purpose
The New York Stock Exchange (an Intercontinental Exchange company) is seeking an Analyst to join the Market Watch and Proxy Compliance team within NYSE Regulation. The Analyst will be a key member of the team responsible for ensuring that issuers listed on NYSE, NYSE American, and NYSE Arca (the “Exchanges”) understand and adhere to the Exchanges’ timely alert policy. In addition, the Analyst will also actively monitor trading activity in the securities of NYSE-listed securities. Where appropriate, the Analyst will also assist in making trading halt decisions for NYSE-listed securities. The Analyst will also be responsible for providing proxy rulings in advance of annual and special meetings of listed issuers.
Responsibilities
Review and analyze press releases for materiality and ensure that news is released to investors and market participants in accordance with the Exchanges’ timely alert policy.
Implement temporary trading halts prior to material news being disseminated to investors and market participants during NYSE trading hours.
Investigate and document unusual trading activity and rumors pertaining to NYSE issuers. This includes reviewing recent trading activity, contacting company representatives, and monitoring newswires.
Proactively contact NYSE-listed issuers in advance of any scheduled annual or special meeting to confirm that record dates are reported in accordance with applicable Exchange rules.
Evaluate definitive proxy material of listed issuers and determine whether NYSE member organizations can vote their customers’ shares on the proposals on the meeting agenda in the absence of customer instructions.
Conduct presentations of NYSE rules and procedures to listed company executives and representatives.
Coordinate with the NYSE Corporate Actions, Initial Listings and Continued Listings teams on issues that may have a material impact on trading in a security.
Periodically assist the Corporate Actions team by researching and validating corporate action events information from various sources by establishing good working relationships with market participants, such as transfer agents, legal counsel, depositary banks, and major vendors, in order to facilitate seamless transactions.
Work with the development and technology teams on the testing and rollout of new applications.
Perform special projects and ad hoc tasks, as assigned.
Maintain procedure manuals and assist with responses to inquiries from auditors and examiners.
Work within a dynamic and cohesive team within NYSE Regulation.
Knowledge and Experience
Bachelor’s degree or comparable experience required. Degree in accounting, business, finance, or economics is preferred.
2+ years of financial industry work experience preferred.
General knowledge of the financial markets, the security industry and accounting/financial statements.
Ability to work independently and function effectively in a high-volume, rapid-paced, deadline-oriented, multi-task environment.
Self-starter with strong initiative.
Excellent analytical and problem-solving skills.
Excellent oral/written communication and follow-up skills.
Attention to detail.
Ability to work cross-functionally within ICE.
Ability to effectively interface with senior management of the Exchange, representatives of listed issuers, and other internal constituencies.
Familiar with Bloomberg and FactSet programs.
New York Base Salary Range
The expected base salary for this role, if located in New York, is between $88,000 – $105,000 USD. The base salary range does not include Intercontinental Exchange’s incentive compensation. While we provide this range as general guidance, at ICE we compensate employees based on the skillset and experience of the individual. Regular full-time ICE employees are eligible for a suite of competitive employee benefits, including healthcare coverage (medical, dental and vision), a 401(k) plan, life insurance, time off, and paid leave for qualifying circumstances.
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Intercontinental Exchange, Inc. is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to legally protected characteristics.
ICE (NYSE: ICE) connects people to data, technology and expertise that create opportunity and inspire innovation.
For terms of use, visit www.ice.com/privacy-security-center/terms-of-use
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