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The Audit Manager will evaluate internal controls, risk management, and governance processes within the Wealth Management Canada platform. They will execute audit plans, perform data analytics, and act as a trusted advisor to business stakeholders.
Candidates must have an undergraduate degree and a professional designation such as CPA or CIA, along with 3-5 years of audit experience. Strong communication skills and knowledge of financial institution regulatory standards are highly preferred.
What is the opportunity?
As part of the Canada WM audit team, the Audit Manager will provide independent and objective evaluation of the adequacy and effectiveness of the internal controls, risk management practices, governance processes, and fraud prevention and detection in the Wealth Management Canada platform.
The ideal candidate will support the audit leads to execute audit plans from end to end and will be able to work in a dynamically changing environment and act as a trusted advisor to the business. You will gain exposure to RBC products and services to become a subject matter expert. You will also provide insights to the Audit Group and operate in a global resource model while assigned to a home platform.
The RBC CAE Group leverages a unique perspective— with a coordinated view across the entire business—to deliver valuable advice that not only gives assurance, but that illuminates a bigger picture, connects dots, builds best practices and broadens possibilities. We connect intelligence to protect and enable RBC.
What will you do?
Be part of a team of professional auditors and collaborate with other auditors or audit groups to effectively plan and execute audits in accordance with RBC internal audit methodology and standards.
Assess effectiveness of internal controls, risk management practices and governance processes in order to draw conclusions to complete the audit programs.
Execute data analytics and create simple visualization.
Effectively manage relationships and build credibility with audit clients and key stakeholders, including the provision of timely updates through effective and clear communication.
Support the senior managers and director in their continuous risk monitoring and discussions with key stakeholders.
Respond to stakeholder’s needs quickly and efficiently.
Take initiatives to lead small audit projects and issue validation.
Keep abreast of organizational, regulatory, product, strategic and financial changes and / or trends impacting Wealth Management business platform.
What do you need to succeed?
Must-have
You hold a designation in good standing in one or more of the following: CPA, CIA or equivalent, as well as an undergraduate degree.
Minimum 3-5 years of demonstrated audit experience.
Strong problem solving and interpersonal, written and verbal communication skills.
Financial Institution experience.
Knowledge of Wealth Management business and functions.
Knowledge of Canadian, US and International regulatory standards, auditing standards and business processes in the financial securities environment.
Understanding of advanced analytics and data visualization tools and reporting.
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation.
Leaders who support your development through coaching and managing opportunities.
Work in a dynamic, collaborative, progressive, and high-performing team.
Opportunities to challenge yourself.
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.
RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.
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