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$100k–$130k/yr
Full-time
bachelor degree
Discretionary Annual Incentive Bonus Program
Posted 12d ago
~40 hrs/week
Responsibilities
The role involves monitoring trading activity to detect suspicious patterns and conducting forensic analysis of flagged transactions to ensure compliance with Exchange rules and CFTC regulations. It also requires collaborating with Legal, Risk, and Technology teams to refine surveillance protocols and reporting findings to regulatory bodies.
Requirements
Candidates must have a Bachelor's degree in Economics, Finance, or Mathematics and 2-4 years of relevant experience in trade surveillance. Proficiency in CFTC-regulated markets and the ability to work in a fast-paced environment are essential.
Full job description
Building markets for the new trading frontier.
Bringing the future into focus.
Rothera is building the premier prediction market in partnership with Robinhood and Susquehanna International Group.
By empowering traders to take positions on the events that shape our world Rothera’s platform harnesses the scale and power of financial markets to produce timely, unique, and effective information discovery for leaders and decision makers to ask and answer their most important questions.
Rothera operates at the frontier, generating market-driven forecasts that turn intuition into insight.
About the role
This role will be part of the Exchange Market Regulation team responsible for enforcing the Exchange’s rules through market advisories, investigations, trade surveillance, and disciplinary actions. In this position, you will be responsible for detecting and investigating trading activity in derivatives markets to detect potential violations of Exchange rules and CFTC Regulations applicable to trading across multiple asset classes traded on Rothera markets. This role will also interact with liquidity providers on the Exchange and provide guidance based on their dynamic needs.
What you’ll do
Real-Time Market Monitoring: Monitor trading activity to detect suspicious trading patterns, manipulation, or abusive behavior
Trade Analysis and Investigations: Conduct pos-trade reviews and forensic analysis of flagged transactions; prepare detailed reports on findings and recommend appropriate actions.
Regulatory Compliance: Assist in preparing responses to regulatory inquiries and audits.
Surveillance Development and Enforcement: Contributed to the development and refinement of surveillance protocols and compliance frameworks.
Cross-Functional Collaboration: Work closely with Legal, Risk and Technology teams to improve surveillance systems and compliance workflows.
What you’ll bring
Bachelor’s Degree in Economics, Finance, Mathematics or related fields
Working knowledge of CFTC-regulated markets, CFTC Regulations and trade surveillance platforms
2-4 years of relevant work experience
Strong Analytical and Communication Skills
Self-starter who can prioritize and meet tight deadlines
Comfortable working in a fast-paced environment
Compensation
This position has a base salary of $100,000 – $130,000 AUD per year, plus participation in a discretionary annual incentive bonus program.
Why you should join the mission
If you want a critical role in a path-breaking company, you belong here.
Rothera values initiative from individuals of all backgrounds. We are proud to be an inclusive workplace and do not discriminate on the basis of race, religion, national origin, age, disability or handicap, sex, marital status, veteran status, sexual orientation, or any other characteristic protected by applicable federal, state or local laws.
This is a full-time, in-person hybrid position and is not available for visa sponsorship.
A CFTC regulated designated contract market (DCM) and derivatives clearing organization (DCO) serving institutional customers.
Bringing the future into focus:
Rothera is building a world-changing prediction market in partnership with some of the financial industry's leading global brokerage and trading firms.
By empowering traders to take positions on the events that shape our world, Rothera’s platform harnesses the scale and power of financial markets to produce timely, unique, and effective information discovery for leaders and decision makers to ask and answer their most important questions.
Rothera operates at the frontier, generating market-driven forecasts that turn intuition into insight.
Offices: Chicago, Illinois 60606, US · New York, NY 10018, US · 222 South Riverside Plaza, 15th Floor, Chicago, Illinois 60606, US