Toronto, Ontario, Canada · Hybrid
$65k–$75k/yr
Questrade Financial Group (QFG), through its companies - Questrade, Questbank, Questrade Wealth Management, Community Trust Company, Zolo, and Flexiti, provides securities and foreign currency investment, professionally …
Skills: Securities Industry Knowledge, Written Communication, Verbal Communication, MS Excel, Organizational Skills
Toronto, Ontario, Canada · On-site
$48k–$57k/yr
Overview At Law Society of Ontario we believe in the importance of a collaborative and supportive work environment that provides high quality and professional service to the public, lawyers and paralegals, and other stak…
Skills: Bilingualism (French/English), Client Service, Call Centre Operations, Regulatory Knowledge, Professional Communication
Toronto, Ontario, Canada · Hybrid
$85k–$125k/yr
At Trisura, we expect more because we believe it can be done better. We are a young, growth oriented team with a commitment to exceptional talent and have been named one of Canada’s Top Small and Medium Employers s…
Skills: Underwriting, Financial Statement Analysis, Customer Service, Relationship Building, Problem Resolution
Toronto, Ontario, Canada · Hybrid
$70k–$90k/yr
At Trisura, we expect more because we believe it can be done better. We are a young, growth oriented team with a commitment to exceptional talent and have been named one of Canada’s Top Small and Medium Employers s…
Skills: Financial Statement Analysis, Underwriting, Customer Service, Relationship Building, Problem Resolution
Toronto, Ontario, Canada · On-site
$47/hr–$51/hr
Job ID: 64578 Job Category: Information & Technology Division & Section: Legal Services, Legal Administration Work Location: Metro Hall, 55 John Street Job Type & Duration: Full-Time, Permanent Vacancy Hourly Rate: $47.0…
Skills: Client Support, Hardware Configuration, Network Troubleshooting, Server Management, Capacity Planning
Toronto, Ontario, Canada · On-site
$145k–$197k/yr
Job ID: 65019 Job Category: Policy, Planning & Research Division & Section: Toronto Building, Policy & Strategic Support Work Location: City Hall, 100 Queen Street West Job Type & Duration: Full-time, Permanent Salary Ra…
Skills: Strategic Planning, Project Management, Policy Development, Stakeholder Management, Budget Administration
Toronto, Ontario, Canada · Hybrid
$101k–$126k/yr
Expected Salary Range: $100943 - $126179 Annually Target Variable Performance Pay: 10% The salary range shown above reflects the expected compensation for this position. The final salary offered will be determined based …
Skills: Policy Analysis, Issues Management, Stakeholder Relations, Government Relations, Strategic Advice
Toronto, Ontario, Canada · Hybrid
Clio is the global leader in legal AI technology, empowering legal professionals and law firms of every size to work smarter, faster, and more securely. We are transforming the legal experience for all by bettering the l…
Skills: Ruby on Rails, AngularJS, React Native, MySQL, Redis
Toronto, Ontario, Canada · On-site
Requisition ID: 265684 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Purpose The Business Analyst is responsible for using sophisticated analytics and reporting to…
Skills: Data Analysis, Reporting, Microsoft Excel, Microsoft Access, MicroStrategy
Toronto, Ontario, Canada · Hybrid
We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients. At CIBC, we embrace your strengths and your ambitions,…
Skills: Analytical Thinking, Asset Management, Compliance Monitoring, Compliance Oversight, Compliance Reporting
Toronto, Ontario, Canada · On-site
Job Description What is the opportunity? As Manager, Capital Market Surveillance (Listed Products), you will primarily conduct daily and periodic reviews of sales and trading activities for Capital Markets in Canada and …
Skills: Audits, Compliance, Critical Thinking, Data Gathering Analysis, Decision Making
Winnipeg, Manitoba, Canada · Hybrid
$102k–$152k/yr
Permanent Full Time - As the Manager Investigations, you will be accountable for a team of investigators responsible for investigation of suspected plan member and provider Group Health & Dental claims fraud, manage key …
Skills: Leadership, Fraud Investigation, Relationship Management, Critical Thinking, Problem Solving
Toronto, Ontario, Canada · On-site
$75k–$130k/yr
Location Address: 100 Queens Quay East, 9th Floor, Toronto Number of Openings: 1 Pay: $74,671.00 - $130,424 Job Posting Description: This is an onsite role #LI-Onsite Reporting to the Senior Manager, Workplace Investigat…
Skills: Workplace Investigations, Conflict Resolution, Culture Assessments, Mediation, Human Rights Legislation
Bedford, Nova Scotia, Canada · On-site
Job Description What is the opportunity? As a Manager (Canadian Banking) within the AML Financial Intelligence Unit (FIU) Investigations team, you are the Subject Matter Expert (SME) on AML Investigations and work with t…
Skills: AML Investigations, Financial Intelligence, Risk-based Investigations, Open-source Research, Analytical Skills
Toronto, Ontario, Canada · Hybrid
$145k–$196k/yr
Clio is the global leader in legal AI technology, empowering legal professionals and law firms of every size to work smarter, faster, and more securely. We are transforming the legal experience for all by bettering the l…
Skills: Ruby on Rails, Web Application Scaling, Agile Methodology, Mentorship, SaaS Development
Toronto, Ontario, Canada · On-site
Requisition ID: 265502 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. As the 3rd Line of Defence, Internal Audit provides enterprise-wide, independent, and objectiv…
Skills: Internal Audit, Risk Management, Compliance Audit, Legal Audit, Data Analytics
Toronto, Ontario, Canada · On-site
$42k–$82k/yr
At EY, we’re all in to shape your future with confidence. We’ll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go. Join EY and help to build a better wor…
Skills: Journal Entries, Financial Statements, Tax Return Preparation, Bookkeeping, General Ledger Reconciliation
Toronto, Ontario, Canada · On-site
Job Description What is the opportunity? A key role within the RBC Taxation group where you will manage the Canadian tax compliance with respect to RBC’s international subsidiaries, and provide Canadian tax advice and an…
Skills: Communication, Decision Making, Financial Planning and Analysis, Knowledge Organization, Long Term Planning
Toronto, Ontario, Canada · On-site
Purpose. Performance. People. Joining CPP Investments means joining one of the world’s most admired and respected institutional investors to drive a single mandate: to deliver strong, sustainable returns for generations …
Skills: Internal Audit, Risk Management, Investment Operations, Capital Markets, Control Testing
Toronto, Ontario, Canada · Hybrid
$77k–$82k/yr
Bilingual Investigator Permanent, Full-Time This position is being posted to fill an existing vacancy Hiring Range: $76,996 - $81,524 The College of Early Childhood Educators (the College) supports high-quality early lea…
Skills: Investigation Techniques, Bilingualism (French/English), Analytical Skills, Legal Principles, Administrative Law
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The role involves reviewing and approving client accounts and option trading in accordance with IIROC/FINTRAC regulations and internal procedures. It also includes performing client due diligence and supporting AML policies during the account opening stage.
Candidates should have proven knowledge of the securities industry and strong analytical and communication skills. Preference is given to those with 2+ years of experience at a CIRO-regulated dealer and eligibility for CIRO Supervisor or Derivatives exams.
Questrade Financial Group (QFG), through its companies - Questrade, Questbank, Questrade Wealth Management, Community Trust Company, Zolo, and Flexiti, provides securities and foreign currency investment, professionally managed investment portfolios, mortgages, real estate services, financial services and more. We use cutting-edge technology to help Canadians become much more financially successful and secure.
At QFG, we combine human-centric collaboration with AI-driven innovation to redefine financial services. The ideal candidate will be a catalyst for change, using AI to transform and deliver unparalleled customer experiences and shaping a future where AI empowers our teams to do their best work.
Join our diverse, inclusive, and hybrid workplace to unleash your creativity and nurture your curiosity without limits. If you share this sense of infinite possibility, come shape your future at QFG.
What’s in it for you as an employee of QFG?
Health & wellbeing resources and programs
Paid vacation, personal, and sick days for work-life balance
Competitive compensation and benefits packages
Work-life balance in a hybrid environment with at least 3 days in office
Career growth and development opportunities
Opportunities to contribute to community causes
Work with diverse team members in an inclusive and collaborative environment
This job posting is for an existing vacancy.
We’re looking for our next Compliance Analyst, Client Onboarding. Could It Be You?
The purpose of the Compliance Analyst, Client Onboarding is to support the Compliance Client Onboarding team with account opening. The individual will be responsible to ensure efficient processing of client requests, updates and account approvals.
The Compliance Analyst will review and approve client accounts in accordance with IIROC/FINTRAC regulations and Questrade’s internal operations procedures, while continually being vigilant of the customer experience.
Need more details? Keep reading…
In this role, responsibilities include but are not limited to:
Review and approve/reject accounts as per our pre-established guidelines and regulations
Review and approve/reject option trading for clients as per regulations
Review and approve/reject AT participants on the accounts
Perform client due diligence on new and existing accounts
Support the “Gatekeeper” duty at the account opening stage
Support our AML policies at all level of account administration
Be knowledgeable about recent regulatory updates and changes
Assist our sales and customer service team in dealing with different account opening issues
Review client cases, on hold accounts and resolve them or re-assign them properly
Escalate accounts to Enhanced Due Diligence for review, where necessary.
Liaise with other business units including CSS, Sales and Operations with respect to account opening issues.
Other duties as assigned
So are YOU our next Compliance Analyst, Client Onboarding? You are if you…
Have proven knowledge of securities industry
Possess excellent written and verbal communication skills
Demonstrate excellent computer skills, especially MS Excel
Maintain excellent organizational skills
Utilize problem solving and analytical skills
Bring customer service experience is an asset
Additional kudos if you…
Are eligible for registration with CIRO as a Supervisor, Non-Trading, or have successfully completed, or be able to successfully complete, the following CIRO exams:
Supervisor Exam
Derivatives Exam
Have a minimum of 2 years of relevant work experience at a CIRO-regulated dealer.
Bring hands-on experience in account onboarding and KYC Due Diligence.
Compensation Information:
Base salary range: $65,000 - $75,000
The final compensation package will be commensurate with the successful candidate's experience, skills, and geographic location (Canada). It includes a comprehensive benefits plan and a competitive incentive (bonus) program for Full-Time Permanent roles.
Sounds like you? Click below to apply!
#LI-NK1
#LI-Hybrid
At Questrade Financial Group of Companies, with multiple office locations around the world, we are committed to fostering a diverse, inclusive and accessible work environment. This is an environment where individuals are treated with dignity and respect. Here, the unique skills and experience you bring will be valued. You will be supported and motivated, so that you can harness your unlimited potential. Our team reflects the diversity of the communities we serve and operate in. Having a collaborative and diverse team helps us push boundaries to bring the future of fintech into existence—not only for the benefit of our customers, but for those who build their career with us.
Questrade Financial Group of companies Applicant Tracking System utilizes artificial intelligence (AI) for application screening. The AI system operates on predetermined criteria, with final decisions subject to human review.
Candidates selected for an interview will be contacted directly. If you require accommodation during the recruitment/selection process, please let us know and we will work with you to meet your needs.
More than trading. Canada's home for the clarity and strategy to invest with confidence.
Questrade is an award-winning low-cost digital alternative to traditional banks that is changing the Canadian financial services industry. We empower Canadians by giving them better, more affordable ways to take control of their financial future by using cutting-edge technology to develop innovative products. Questrade offers Canadians an easy way to invest in securities and foreign currency and provides online wealth management and mortgage through the Questrade Group of Companies, with more financial products in development. At Questrade, we care deeply about helping Canadians become much more financially successful and secure. We believe in infinite possibilities, not only for our customers but for those who build careers with us. Our exceptional culture and forward-thinking workplace policies make Questrade a great place to work and build a career. We are a collaborative, diverse team that shares the same sense of infinite opportunity. Our beliefs, values, and atmosphere make you feel part of something bigger than yourself. Whether you want to kick-start your career or accelerate it, Questrade is the place for you. We offer rich learning experiences and exciting career path possibilities. Here you will be challenged. You will make your path, constantly moving forward, bringing the future of fintech into existence. Come shape your future at Questrade.
Offices: 5700 Yonge St, Suite 1900, Toronto, Ontario M2M 4K2, CA
There are currently 543 open legal positions in Toronto, Canada listed on Clera. New openings are added daily as companies post roles.
Companies currently hiring include TD, RBC, Scotiabank, BMO, CIBC, among others. Browse the listings above to see every active employer.
Yes — 287 of the 543 open legal positions offer remote or hybrid work (29 remote, 258 hybrid).
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