Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial in…
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Skills: Corporate Actions, Risk Evaluation, Reconciliation, Financial Analysis, MS Office
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Full-time
bachelor degree, professional certificate
Competitive Salary Package, Performance Based Annual Bonus, Stock Options, Hybrid Working Model, Group Medical Insurance, Life Insurance
Posted 41d ago
~40 hrs/week
Responsibilities
Perform compliance, financial, and operational audits for global regulated brokerage entities to ensure adherence to policies and regulations. Identify key business issues and provide recommendations to management regarding potential deficiencies.
Requirements
Requires a degree in Accounting, Finance, or Computer Science with at least 2 years of audit experience in regulated financial institutions. Professional certifications such as CA, CISA, or CIA are highly valued.
Full job description
Company Overview
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
Responsibilities:
We are seeking an experienced Internal Auditor for our Mumbai office. As an Internal Auditor, you will perform Compliance, Financial, and Operational audits to determine the accuracy of financial records, effectiveness of prudent business practices, and compliance with policies, procedures, and regulations.
Key Responsibilities:
Conducting internal audits of our global regulated brokerage entities to ensure compliance with regulatory requirements and internal policies.
Delivering crucial contributions during planning, field work and presentation of findings from the audit work.
Identifying and assessing key issues impacting the Business.
Participating in preliminary discussions with operating personnel during and after an audit, discussing the conditions, criteria, effect, cause and recommendations relating to potential deficiencies noted during an audit
Gaining a deep understanding of the processes under review
Conducting audits following professional industry standards and established company policies
Qualifications & Experience:
Degree in Accounting, Finance, Computer Science or a similar field
Chartered Accountant (CA) or similar certification
Certified Information Systems Auditor (CISA) or Certified Internal Auditor (CIA) will be a plus.
At least 2 years of audit experience within regulated financial institutions, such as a bank or brokerage firm
High proficiency with the MS Office suite of products, especially MS Excel and Access
Strong analytical and problem-solving skills
Ability to articulate complex concepts concisely in both written and verbal presentations across all levels of management
Ability to work independently
Motivation for continuous development
Company Benefits & Perks:
Competitive salary package.
Performance based annual bonus (cash and stocks).
Hybrid working model (4 days office/week).
Group Medical & Life Insurance.
Modern offices with free amenities & fully stocked cafeterias.
Monthly food card & company paid snacks.
Hardship/shift allowance with company provided pickup & drop facility*
Attractive employee referral bonus.
Frequent company sponsored team building events and outings.
* Depending upon the shifts.
**The benefits package is subject to change at the management's discretion.
The Professional’s Gateway to the World’s Markets.
Industry
Financial Services
Company size
1,001-5,000 employees
Headquarters
Greenwich, Connecticut
LinkedIn followers
116,812
Rated #1 Active Traders and #1 International Trading in 2025 by StockBrokers.com.
Interactive Brokers Group (Nasdaq: IBKR) and its affiliates provide automated trade execution and custody of securities, commodities, foreign exchange, and forecast contracts around the clock on over 160 markets in numerous countries and currencies from a single unified platform to clients worldwide. We serve individual investors, hedge funds, proprietary trading groups, financial advisors and introducing brokers. Our four decades of focus on technology and automation have enabled us to equip our clients with a uniquely sophisticated platform to manage their investment portfolios. We strive to provide our clients with advantageous execution prices and trading, risk and portfolio management tools, research facilities and investment products, all at low or no cost, positioning them to achieve superior returns on investments. Interactive Brokers has consistently earned recognition as a top broker, garnering multiple awards and accolades from respected industry sources such as Barron's, Investopedia, Stockbrokers.com, and many others.
Interactive Brokers Group’s consolidated equity capital exceeds $17 billion.
Throughout its history, the company’s mission has remained unchanged: Create technology to provide liquidity on better terms. Compete on price, speed, size, diversity of global products and advanced trading tools.
Interactive Brokers LLC is a member of NYSE, FINRA, SIPC. For more information, visit: ibkr.com.
Offices: 2 Pickwick Plaza, Greenwich, Connecticut 06830, US · 209 S La Salle St, Chicago, IL 60604, US
BrokerageTechnologyAdvanced TechnologyESGFinTechbreadth of productand low costsFinanceE-CommerceFinancial Services