About the Company Interactive Brokers Group, Inc. (NASDAQ: IBKR), a member of the S&P 500, is a global financial services company headquartered in Greenwich, Connecticut, with offices in over 15 countries. Through its af…
Skills: Data entry, Email correspondence management, Document processing, Regulatory compliance, Time management
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Skills: Commercial door maintenance, Dock equipment repair, Installation, Safety compliance, Documentation
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Marriott International Hotels, Inc.
Director of Front Office
Chicago, Illinois, United States · On-site
$79k–$99k/yr
Senior
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Restoration Crew Chief $22-$25/hour, negotiable based on experience, certifications, and qualifications. Chicago, IL We are the nation’s largest ServiceMaster franchise company with 20 branches located in Illinois,…
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$65k–$75k/yr
Full-time
bachelor degree
Annual performance-based bonus, Stock grant awards, 401(k) retirement plan, Medical benefits, Dental benefits, Vision benefits
Posted 5d ago
~40 hrs/week
Responsibilities
The Compliance Intake Analyst will manage the regulatory correspondence intake process by identifying and assessing inquiries from authorities. They will also monitor response timelines, facilitate regulatory productions, and communicate with stakeholders regarding case status.
Requirements
This entry-level position requires a Bachelor's degree or equivalent experience and strong organizational skills. Candidates should be detail-oriented, comfortable with technology, and able to work independently in a team environment.
Full job description
About the Company
Interactive Brokers Group, Inc. (NASDAQ: IBKR), a member of the S&P 500, is a global financial services company headquartered in Greenwich, Connecticut, with offices in over 15 countries. Through its affiliates, Interactive Brokers provides automated trade execution and custody of securities, commodities, foreign exchange, and prediction markets on over 170 markets in numerous countries and currencies.
For more than four decades, Interactive Brokers has focused on technology, automation, and innovation to provide clients worldwide with a sophisticated, unified platform to manage their investment portfolios. We serve individual investors, hedge funds, proprietary trading groups, financial advisors, and introducing brokers.
Our culture is driven by problem-solving, efficiency, and continuous improvement. We look for individuals who are intellectually curious, collaborative, and motivated to contribute to technology that helps simplify and enhance access to global financial markets. Interactive Brokers has consistently been recognized as a top broker by respected industry sources including Barron’s, Investopedia, Stockbrokers.com, and others.
This is a hybrid role (4 days in the office/1 day remote).
Interactive Brokers LLC seeks a a Compliance Intake Analyst for the Regulatory Correspondence Unit in its Chicago Office. This role will report to the Regulatory Correspondence Unit Head, operating as part of a broader team to help ensure that the Firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry Anti-Money Laundering (AML), and securities laws, rules, and regulations.
This position is well-suited for a detail-oriented professional, as the role focuses heavily on accurate data entry, email correspondence management, and document processing.
Responsibilities:
With limited oversight, own the Regulatory Correspondence intake process by:
Identifying and assessing inquiries from regulatory and law enforcement authorities and
Timely creating and assigning related matters within internal case management.
Monitor regulatory response timelines and facilitate timely regulatory productions.
Communicate with regulators, law enforcement officials, and IB stakeholders regarding case status.
Escalate matters to Regulatory Correspondence management as appropriate.
Involvement in special projects as necessary
Qualifications:
Entry-level/early career position (0 – 3 years of job experience)
Outstanding organizational and time management skills are a must.
Familiarity with financial services regulatory environment (broker-dealer, investment adviser, futures commission merchant, etc.) is helpful but not required.
Solid academic background – Bachelor’s Degree or equivalent experience.
Ability to work independently in a small team environment and manage competing priorities.
Clear, concise communication skills.
High degree of comfort with technology and ability to quickly learn IB systems.
Company Benefits:
Competitive salary, annual performance-based bonus, and stock grant awards
401(k) retirement plan with competitive company match
Excellent health and wellness benefits, including medical, dental, and vision benefits. 100% employer-paid medical premiums, with generous employer contributions to dental & vision plans as well.
Wellness screening and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)
Generous paid parental leave (up to 16 weeks paid parental leave for eligible employees)
Company-paid basic life insurance, accidental death & dismemberment (AD&D), and short- and long-term disability coverage
Flexible Spending Accounts (Healthcare, Dependent Care, and Commuter FSAs)
Quarterly fitness stipend to offset costs associated with traditional gym and fitness memberships or fees
Education reimbursement and professional development opportunities
Legal services, telehealth access, and voluntary insurance options
Backup child and adult care support through Care.com
Daily lunch allowance and fully stocked kitchen with healthy breakfast and snack options
The Professional’s Gateway to the World’s Markets.
Industry
Financial Services
Company size
1,001-5,000 employees
Headquarters
Greenwich, Connecticut
LinkedIn followers
120,145
Rated #1 Active Traders and #1 International Trading in 2025 by StockBrokers.com.
Interactive Brokers Group (Nasdaq: IBKR) and its affiliates provide automated trade execution and custody of securities, commodities, foreign exchange, and forecast contracts around the clock on over 160 markets in numerous countries and currencies from a single unified platform to clients worldwide. We serve individual investors, hedge funds, proprietary trading groups, financial advisors and introducing brokers. Our four decades of focus on technology and automation have enabled us to equip our clients with a uniquely sophisticated platform to manage their investment portfolios. We strive to provide our clients with advantageous execution prices and trading, risk and portfolio management tools, research facilities and investment products, all at low or no cost, positioning them to achieve superior returns on investments. Interactive Brokers has consistently earned recognition as a top broker, garnering multiple awards and accolades from respected industry sources such as Barron's, Investopedia, Stockbrokers.com, and many others.
Interactive Brokers Group’s consolidated equity capital exceeds $17 billion.
Throughout its history, the company’s mission has remained unchanged: Create technology to provide liquidity on better terms. Compete on price, speed, size, diversity of global products and advanced trading tools.
Interactive Brokers LLC is a member of NYSE, FINRA, SIPC. For more information, visit: ibkr.com.
Offices: 2 Pickwick Plaza, Greenwich, Connecticut 06830, US · 209 S La Salle St, Chicago, IL 60604, US
BrokerageTechnologyAdvanced TechnologyESGFinTechbreadth of productand low costsFinanceE-CommerceFinancial Services
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