Sydney, New South Wales, Australia · On-site
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Sydney, New South Wales, Australia · On-site
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Sydney, New South Wales, Australia · On-site
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Sydney, New South Wales, Australia · Hybrid
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Sydney, New South Wales, Australia · Hybrid
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Sydney, New South Wales, Australia · Hybrid
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Sydney, New South Wales, Australia · Hybrid
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Sydney, New South Wales, Australia · On-site
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Sydney, New South Wales, Australia · Hybrid
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Sydney, New South Wales, Australia · Hybrid
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Sydney, New South Wales, Australia · On-site
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Sydney, New South Wales, Australia · On-site
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Sydney, New South Wales, Australia · Hybrid
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Sydney, New South Wales, Australia · Hybrid
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Newcastle, New South Wales, Australia · On-site
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Sydney, New South Wales, Australia · On-site
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Sydney, New South Wales, Australia · On-site
Herbert Smith Freehills Kramer is a world-leading global law firm, where our ambition is to help you achieve your goals. Exceptional client service and the pursuit of excellence are at our core. We invest in and care abo…
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Sydney, New South Wales, Australia · On-site
$108k–$118k/yr
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Sydney, New South Wales, Australia · On-site
Herbert Smith Freehills Kramer is a world-leading global law firm, where our ambition is to help you achieve your goals. Exceptional client service and the pursuit of excellence are at our core. We invest in and care abo…
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Sydney, New South Wales, Australia · On-site
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The VP of AEJ Compliance provides strategic and operational direction for Nomura Asset Management International across the Asia region, excluding Japan. This includes overseeing investment and distribution compliance, managing regulatory relationships, and fostering a culture of ethical conduct.
Candidates need 10-15 years of financial services compliance experience, preferably with investment managers and funds. Proficiency in regional regulatory frameworks (such as ASIC, MAS, HKMA) and a proven track record of leading high-performing teams are required.
Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com
JOB DESCRIPTION
Job Title: AEJ Compliance VP
Corporate Title: Vice President
Department: Compliance (Nomura Asset Management International)
Location: Australia, Sydney
Licensed Role: No
Department Overview:
The Vice President, AEJ Compliance is responsible for providing strategic and operational direction for Nomura Asset Management International’s (“NAM International”) business across the Asia, excluding Japan, region (“Region”).
The Vice President, AEJ NAM International will work with a high degree of autonomy, under the general direction of the Head of Distribution Compliance supporting NAM International, to establish and maintain robust compliance programs tailored to the unique regulatory, cultural, and operational landscape of NAM International, while ensuring alignment with the Firm’s global standards. This role is essential to safeguarding NAM International’s reputation, supporting investment and distribution activities, and fostering a culture of ethical conduct and regulatory excellence.
The Vice President, AEJ Compliance will partner with Nomura’s regional compliance team, including the Head of Compliance for Nomura AEJ and Nomura Australia Limited with respect to regulator engagement, financial crimes, and the implementation of policies that apply broadly to employees in the region, including personal conduct, personal trading, outside business investments and activities, and electronic communications surveillance.
Role Description:
Skills, experience, qualifications, and knowledge required:
Nomura is a financial services group with an integrated global network. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking), and Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership.
Offices: 1-9-1 Nihonbashi, Chuo-ku, Tokyo, 103-8645, JP · 8 Finance St, Central & Western, Hong Kong, HK · 309 W 49th St, New York, NY 10019, US · Otemachi 2-2-2, Chiyoda-ku, Tokyo 100-0004, JP
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