Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial in…
Skills: AML Compliance, SQL, Jira, JQL, Financial Crimes Testing
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial in…
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial in…
Company Overview Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial in…
Skills: AML Investigations, Financial Crime Analysis, Data Analysis, Case File Preparation, Regulatory Compliance
Onsite Community Association Manager for Luxury High Rise Condo (UIC Area)
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Skills: Billing Process Management, Invoice Processing, Analytical Skills, Attention To Detail, Microsoft Excel
Applications should go directly to Carter Baldwin: International Fellowship of Christians and Jews l Vice President of Integrated Fundraising - CarterBaldwin Executive Search The International Fellowship of Christians an…
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Rippling
PEO Account Executive (Partner & Mid-Market)
San Francisco, California, United States · Hybrid
$215k–$215k/yr
Mid level
About the role The Partner PEO Account Executive role at Rippling provides an extremely unique opportunity -- we’re looking for talented and ambitious PEO Account Executives who can both manage a high velocity sales cycl…
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Position Summary Since 2013, Smart City has dominated the apartment locating industry. As a natural progression of the business, Smart City Realty has expanded our top-tier Real Estate services into the residential space…
Skills: Real Estate Sales, Team Leadership, Mentoring, Prospecting, Client Relationship Management
Allstate Insurance Agency - Joe Schneider
Licensed Sales Professional
Chicago, Illinois, United States · On-site
$70k–$110k/yr
Mid level
Benefits: 401(k) matching Company parties Competitive salary Free food & snacks Opportunity for advancement Paid time off Parental leave Training & development Wellness resources Are you looking for a meaningful career i…
Executive Administrative Assistant to Chief Financial & Administrative Officer (CFAO)
Chicago, Illinois, United States · On-site
$68k–$73k/yr
Senior$250K raised
Basic Function: Serves as the primary point of contact for internal and external stakeholders on all matters pertaining to the office of the CFAO. The administrative assistant performs clerical and confidential administr…
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$115k–$150k/yr
Full-time
bachelor degree, postgraduate degree
Competitive Salary, Annual Performance-based Bonus, Stock Grant Awards, 401(k) Retirement Plan, Medical Insurance, Dental Insurance
Posted 101d ago
~40 hrs/week
Responsibilities
The officer will create and maintain the Annual Financial Crimes test plan and coordinate execution with offshore teams. They are responsible for conducting testing and monitoring activities, analyzing results, and communicating deficiencies to stakeholders.
Requirements
Candidates need 6+ years of experience evaluating AML controls within a financial institution and a Bachelor's or Master's degree. Proficiency in SQL, Jira, and knowledge of US and foreign AML regulatory regimes are required.
Full job description
Company Overview
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
This is Hybrid role (4 days in office /1 day remote)
Interactive Brokers is looking to hire an Compliance Officer with strong analytical and technical skills to join our Financial Crimes Control Testing & Monitoring Team, a part of our Global AML Risk and Analytics Group in our Mumbai Office. This position will report to the Global head of AML Risk. The primary role will be to assist with annual testing and assurance of the firm’s compliance with the Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations related to control Governance and Risk.
Responsibilities :
Create and maintain the Annual Financial Crimes test plan covering the different risk areas
Coordinate day to day execution with offshore Testing team
Perform tuning of AML reports and scenarios utilizing existing Model Tuning framework
Own and update testing framework and supporting templates to be in-line with regulatory requirements and industry standards
Conduct testing and monitoring activities, including developing test plans, test data collection, develop test instructions, and performing adequacy review of policies and procedures
Execute hands on testing both functional as well as backend SQL, based on the control setup
Analyze test results and summarize a list of meaning risk-based observations
Communicate deficiencies to the business and key stakeholders and exercise credible challenge.
Assist with preparing executive reports summarizing test results and conclusions
Provide support with the maintenance of Global Financial Crimes Control Library
Develop Testing and Monitoring metrics, and contribute to department reporting
Work collaboratively with stakeholders across the Financial Crimes Compliance program and Engineering teams
Perform qualitative and quantitative analysis on Financial Crimes control data to assess risk and impact
The ideal candidate will have 6+ years of experience evaluating Anti-Money Laundering (“AML”) controls across Investigations, Sanctions, Enhanced Due Diligence, and Suspicious Activity Reporting with a Financial Institution (preferably at a large broker or other financial institution with an international client base). Additionally, experience in internal audit, legal, accounting, or other control function of a financial services firm or regulator would be beneficial.
Qualifications:
Bachelor’s or Master’s Degree
Knowledge of AML and trading products (Equities, Options, Futures, FOREX, and Crypto) as well as applicable industry standards
Experience with SQL, Jira and JQL queries
Experienced in Python for automation and data analysis
Experience in US and Foreign AML Regulatory regimes
Understanding of financial crimes data and Software Development Life Cycle (“SDLC”)
High degree of comfort and fluency of how technology is applied to business and regulatory problems
Excellent oral and written communication skills
Detail-oriented with organizational and project management skills
ACAMS, CFE, CFCS, Series 7, or other FINRA licenses or certifications a plus
To be successful in this position, you will have the following:
Self-motivated and able to handle tasks with minimal supervision.
Superb analytical and problem-solving skills.
Excellent collaboration and communication (Verbal and written) skills.
Outstanding organizational and time management skills.
Company Benefits & Perks
Competitive salary, annual performance-based bonus, and stock grant awards
401(k) retirement plan with competitive company match
Excellent health and wellness benefits, including medical, dental, and vision benefits. 100% employer-paid medical premiums, with generous employer contributions to dental & vision plans as well.
Wellness screening and assessments, health coaches, and counseling services through an Employee Assistance Program (EAP)
Generous paid parental leave (up to 16 weeks paid parental leave for eligible employees)
Company-paid basic life insurance, accidental death & dismemberment (AD&D), and short- and long-term disability coverage
Flexible Spending Accounts (Healthcare, Dependent Care, and Commuter FSAs)
Quarterly fitness stipend to offset costs associated with traditional gym and fitness memberships or fees
Education reimbursement and professional development opportunities
Legal services, telehealth access, and voluntary insurance options
Backup child and adult care support through Care.com
Daily lunch allowance and fully stocked kitchen with healthy breakfast and snack options
The Professional’s Gateway to the World’s Markets.
Industry
Financial Services
Company size
1,001-5,000 employees
Headquarters
Greenwich, Connecticut
LinkedIn followers
117,128
Rated #1 Active Traders and #1 International Trading in 2025 by StockBrokers.com.
Interactive Brokers Group (Nasdaq: IBKR) and its affiliates provide automated trade execution and custody of securities, commodities, foreign exchange, and forecast contracts around the clock on over 160 markets in numerous countries and currencies from a single unified platform to clients worldwide. We serve individual investors, hedge funds, proprietary trading groups, financial advisors and introducing brokers. Our four decades of focus on technology and automation have enabled us to equip our clients with a uniquely sophisticated platform to manage their investment portfolios. We strive to provide our clients with advantageous execution prices and trading, risk and portfolio management tools, research facilities and investment products, all at low or no cost, positioning them to achieve superior returns on investments. Interactive Brokers has consistently earned recognition as a top broker, garnering multiple awards and accolades from respected industry sources such as Barron's, Investopedia, Stockbrokers.com, and many others.
Interactive Brokers Group’s consolidated equity capital exceeds $17 billion.
Throughout its history, the company’s mission has remained unchanged: Create technology to provide liquidity on better terms. Compete on price, speed, size, diversity of global products and advanced trading tools.
Interactive Brokers LLC is a member of NYSE, FINRA, SIPC. For more information, visit: ibkr.com.
Offices: 2 Pickwick Plaza, Greenwich, Connecticut 06830, US · 209 S La Salle St, Chicago, IL 60604, US
BrokerageTechnologyAdvanced TechnologyESGFinTechbreadth of productand low costsFinanceE-CommerceFinancial Services
How much do Finance & Accounting jobs in Chicago, IL pay?
Based on 3256 listings with disclosed salaries, most finance & accounting jobs in Chicago, IL pay between $65k–$181k per year. Individual offers vary with seniority, company size, and specialization.
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