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Full-time
bachelor degree
Professional Development, Flexible Working
Posted 12d ago
~40 hrs/week
Responsibilities
Provide high-touch trading advisory and execution services to high-net-worth and frequent-trading brokerage clients. Drive business development and ensure compliance with regulatory requirements and internal bank standards.
Requirements
Requires a university degree in business or finance and SFC Type 1, 2, 3, and 4 licenses. Candidates must have solid experience in securities or hotline customer services and fluency in English, Cantonese, and Mandarin.
Full job description
GCB 5
We are currently seeking a high calibre professional to join our team as Senior Vice President, Broking Services.
In this role you will:
Provide high-touch trading advisory and high-touch trade execution services to HNW and high-value, frequent-trading brokerage clients.
Deliver against the financial and non-financial performance objectives set by the Company.
Provide clients with Investment Services & Advisory (IS&A) insights, market commentary and analysis, as appropriate.
Ensure delivery service is aligned to HSBC internal standards and complies with all applicable regulatory and conduct requirements.
Expand the client base and drive business development through effective internal collaboration, including with GPB and Premier Elite.
Support the execution of growth strategies and delivery of key business initiatives.
Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) in accordance with policy; maintain strong client relationships and identify opportunities to refer clients to other HSBC products and services.
Work on a shift basis and provide coverage on public holidays in accordance with team arrangements and business requirements.
Support the Directors of Trading Advisory with ad hoc duties, including supervising the team members and assisting with the handling of customer complaints as required.
To be successful you will need:
University degree qualified, preferably in business administration or finance discipline
Holder of SFC Type 1, 2, 3 and 4 licences
Strong customer mind-set and high commitment to service excellence
Solid experience in securities, and/or hotline customer services
Good knowledge of investment products provided by the bank or retail brokerage firms would be an advantage
Adaptability and flexibility to respond quickly to changing priorities
Self-motivated and pragmatic with ability to work independently and under pressure
Strong analytical skills and problem solving skills
Excellent command of both written and spoken English and Chinese, including Cantonese and Mandarin
HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Issued by The Hongkong and Shanghai Banking Corporation Limited.
SFC Type 1SFC Type 2SFC Type 3SFC Type 4SecuritiesBroking ServicesHNW ClientsInvestment AdvisoryCDDEDDMRCSMarket CommentaryTrade ExecutionFinancial ServicesHSBC
Opening up a world of opportunity for our customers, investors, ourselves and the planet.
We're a financial services organisation that serves more than 40 million customers, ranging from individual savers and investors to some of the world’s biggest companies and governments. Our network covers 58 countries and territories, and we’re here to use our unique expertise, capabilities, breadth and perspectives to open up a world of opportunity for our customers.
HSBC is listed on the London, Hong Kong, New York, and Bermuda stock exchanges.
To view our social media terms and conditions please visit the following webpage: http://www.hsbc.com/social-TandCs
Offices: 8 Canada Square, London, E14 5HQ, GB · 1 Queen's Road Central, Central, Hong Kong, HK · Florida 201, Buenos Aires City, Buenos Aires Autonomous City 1005, AR · 425 5th Ave, New York, NY 10018, US · DUONG Dong Khoi 1, Ho Chi Minh City, Thanh Pho Ho Chi Minh, VN
BankingFinancial ServicesInternational Finance and BankingWealth ManagementCorporate and Business Bankingretail bankingInsuranceRetail BankingInvestment BankingCommercial Banking
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There are currently 1,419 open management & leadership positions in Hong Kong, Hong Kong S.A.R. listed on Clera. New openings are added daily as companies post roles.
Which companies are hiring for Management & Leadership roles in Hong Kong, Hong Kong S.A.R.?
Companies currently hiring include HSBC, The Hong Kong Jockey Club, JPMorganChase, West Kowloon Cultural District Authority, OCBC, among others. Browse the listings above to see every active employer.
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