THE ROLE
We have an exciting
opportunity for an experienced Broker to join our USA-based team in either
Miami, Houston or Stamford, working across the Agriculture Market. Responsible
for promoting FIS and arranging trades on behalf of clients, you will be dynamic
and personable with a passion for the financial markets. You will be a natural
networker, having a proactive approach to generating leads and securing new
business. Ideal candidates will have experience in the agriculture /
commodities space.
Requirements
Key responsibilities:
• Promote FIS as a company, providing market
intelligence and analysis to clients
• Arrange trades via voice broking on and behalf
of clients for execution at relevant exchange;
• Create liquidity and price discovery with
entities including Exchanges, SI’s, MTF’s, clearers, prime brokers and prop
traders
• Maintain and create relationships with other
brokers when there is no liquidity from Liquidity Providers
• Maintain and enhance existing client
relationships, making regular contact and tracking daily trading activities
• Proactively solicit feedback from industry
participants via trade calls, surveys, industry events, trade shows and
conferences
• Identify and seize new business opportunities
relating to trends, future markets, products and clients
• Produce a daily/weekly update of market prices,
market direction for international desks
• On-board new clients following correct Compliance
and Operations procedures
• Regularly assess client needs and financial
conditions to identify internal cross-selling opportunities
• Perform any other reasonable duties the company
may require
Risk related
responsibilities
• Understand regulation within the evolving
regulatory landscape
• Support a risk and compliance aware culture and
comply with all FIS company policies and handbooks
• Exercise judgement and act with integrity, due care,
skill and diligence and open and co-operative with the NFA, other regulators
and exchanges
• Ensure full awareness of and adhere to internal
policies that relate to the role or any relevant other activities
• Observe standards of market conduct / ethics and
ensure understanding and adherence to all regulatory, exchange or clearing
house requirements applicable to role
Training
• Build on agricultural product knowledge for
relevant products and markets
• Regular management feedback to ensure meet
requirements
• Complete any mandatory training required by the company
and required deadlines
• Maintain own Continued Professional Development
(CPD)
Key Competencies / skills
• Possess knowledge of Agricultural products and
markets; sound knowledge of derivatives as well as underlying markets and
technical aspects of broking – preferred
• Strong client focus; personable and engaging
building relationships and networks wherever possible
• Fluent in Portuguese - essential
• Degree in Agriculture, Economics or related
degree– essential
• Must be willing to take Series 3 NFA test or
have Series 3 NFA credentials
• Communicate effectively with clients and
colleagues - essential
• Tenacious and thrives in a pressurised
environment – essential
• Team orientated; works well with others and
diverse groups / personalities – essential
• Excellent attention to detail; strong analytical
and numeracy skills – essential
• Strong IT Systems experience – Excel - essential