Associate General Counsel - Investment and Trading (USA)
Stamford, Connecticut, United States · On-site
Senior+
We are seeking an Associate General Counsel with a background in investment and trading to help lead our continued growth through sound legal guidance, industry insight, and close collaboration with management and cross-…
Technology Counsel - Data Licensing and Procurement (USA)
New York, New York, United States · On-site
$160k–$190k/yr
Mid level
Trexquant is a growing systematic fund manager with a core team of highly accomplished technologists. We are hiring an early-career technology transactions attorney to focus on the agreements that power our research, tra…
Skills: Data Licensing, Technology Procurement, Contract Negotiation, Commercial Drafting, Intellectual Property Law
We are seeking a highly skilled and motivated Quantitative Developer to join our systematic trading organization. This role will be instrumental in building and scaling the analytics platform that underpins research, por…
Skills: C++ Engineering, Quantitative Trading Infrastructure, Options Pricing, Backtesting Infrastructure, Market Data Analysis
We are seeking a highly skilled and motivated Quantitative Developer to join our systematic trading organization. This role will be instrumental in building and scaling the analytics platform that underpins research, por…
Lead legal and compliance matters related to investment and trading, providing guidance on regulatory obligations and operational risk. Manage board governance, counterparty agreements, and collaborate with cross-functional teams to support business growth.
Requirements
Requires a Juris Doctor (JD) degree and at least 8 years of relevant legal experience with an active bar license. Experience in a law firm, trading firm, or financial services organization is preferred.
Full job description
We are seeking an Associate General Counsel with a background in investment and trading to help lead our continued growth through sound legal guidance, industry insight, and close collaboration with management and cross-functional teams.
Responsibilities
Serve as the day-to-day point of contact and responsible manager for legal and compliance matters, business and operational risk, and policy development, partnering with the CCO and other members of management.
Provide leadership, guidance, and training to staff and management on company risks, legal policies and regulations, and newly developed legal policies.
Advise on financial market and global trading regulatory obligations, including regulatory developments and the management of legal matters related to execution, trading, and operations, as well as the technology that supports professional trading.
Support the company's regulatory and legal risk management by actively participating in business and product development meetings.
Advise the Compliance, Technology, Finance, Investor Relations, and Management teams on financial and business legal risks, with the support of Regulatory Counsel.
Support the establishment of counterparty agreements, including global clearing and ISDA agreements.
Manage Fund board of directors meetings and board governance matters.
Support other attorneys across a range of business and technology legal responsibilities.
Support internal investigations and respond to regulatory inquiries as needed.
Juris Doctor (JD) degree and at least 8 years of relevant legal experience.
Active license to practice law and good standing with the applicable bar association.
Excellent written and verbal communication skills, including the ability to build relationships, actively listen, and influence stakeholders by adapting communication style to different audiences.
Experience at a law firm, regulated exchange, financial technology company, trading firm, or other financial services organization is preferred.
Competitive salary with performance-based bonus.
Collaborative, casual, and friendly work environment.
PPO health, dental, and vision insurance fully covered for you and your dependents.
Pre-tax commuter benefits.
Weekly company-provided meals.
Trexquant is an Equal Opportunity Employer.
Related keywords
Juris DoctorFinancial MarketsGlobal TradingRegulatory ComplianceISDAClearing AgreementsBoard GovernanceFinancial TechnologyLegal Risk ManagementBar AssociationInvestment TradingCorporate Law
Trexquant is a leading quantitative finance firm specializing in the development of multi-asset portfolios through advanced machine learning methods. The firm continuously enhances its investment and research platform, utilizing a vast array of data variables to create complex trading models and strategies. These models generate trading signals aimed at outperforming market conditions globally.
Offices: 300 First Stamford Place, Fourth Floor East, Stamford, Connecticut 06902, US · Building No. 9A, Level 15, Tower A, Cyber Hub, GURUGRAM, Haryana 122002, IN · Vantone Center, No.333 Suhong Road, Minhang Dist., Shanghai, China, shanghai, CN · Merchants Tower, 118 Jianguo Road, Chaoyang District, Beijing, Beijing, CN
Quantitative InvestingStatistical ArbitrageMathematicsTradingFinTechEngineeringComputer Scienceand Data ScienceReal Estate InvestmentMarketing
Trexquant is a leading quantitative finance firm specializing in the development of multi-asset portfolios through advanced machine learning methods. The firm continuously enhances its investment and research platform, utilizing a vast array of data variables to create complex trading models and strategies. These models generate trading signals aimed at outperforming market conditions globally.
Offices: 300 First Stamford Place, Fourth Floor East, Stamford, Connecticut 06902, US · Building No. 9A, Level 15, Tower A, Cyber Hub, GURUGRAM, Haryana 122002, IN · Vantone Center, No.333 Suhong Road, Minhang Dist., Shanghai, China, shanghai, CN · Merchants Tower, 118 Jianguo Road, Chaoyang District, Beijing, Beijing, CN
Quantitative InvestingStatistical ArbitrageMathematicsTradingFinTechEngineeringComputer Scienceand Data ScienceReal Estate InvestmentMarketing