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Full-time
bachelor degree
Professional Growth Opportunities, Generous Remuneration Package
Posted 15d ago
~40 hrs/week
Responsibilities
Ensure operational excellence in compliance areas aligned with BaFin guidelines and provide expert advice on product governance and conduct risk. Manage financial promotions reviews, update compliance policies, and collaborate with the Legal team on regulatory interactions.
Requirements
Requires at least five years of compliance experience within a MiFID-regulated firm and a degree in Law, Finance, or Business. Proficiency in English is required, with German language skills being a strong advantage.
Full job description
Our mission is to enable everyone to build wealth
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Over the past few years, our client base has grown to over 5 million, and client assets have grown to over €30 billion.
We're now expanding into Germany and strengthening our Compliance Team to uphold the company's commitment to integrity and regulatory adherence.
What you'll do
Ensure operational excellence in all relevant compliance areas while aligning with BaFin’s regulatory guidelines.
Provide expert compliance advice on current and future products, services, and overarching compliance topics such as product governance, vulnerable customers, conflict of interest, outsourcing, and conduct risk.
Support and drive compliance projects, collaborating with cross-functional teams to deliver results within agreed timelines.
Oversee the financial promotions review process, ensuring all materials meet regulatory standards.
Maintain and update compliance policies and procedures, ensuring effective implementation across the organization.
Build and manage relationships with internal stakeholders, offering tailored compliance guidance to support business objectives.
Collaborate with the Legal team to manage regulatory interactions, including the relationship with BaFin.
What you need to have
Proven experience in compliance, with a track record of driving operational excellence within a MiFID-regulated firm.
Educated to degree level in Law, Finance, Business, or a related field.
Professional proficiency in English, with German language skills considered a strong advantage.
At least five years of experience in a compliance-focused role, with exposure to senior responsibilities.
Strong understanding of regulatory compliance frameworks and guidelines, particularly those relevant to BaFin.
Exceptional organizational skills, with the ability to take ownership and deliver under pressure.
Experience working in international environments, coordinating across different time zones using digital tools.
What we offer
Challenges that will help you grow and realise your potential really fast
Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
Work with smart, spirited, helpful, high-performing colleagues with a common goal
An environment where nothing is set in stone
Appreciation for your talent and ideas
Generous remuneration package
Are you ready to accelerate your career with us? We'd love to hear from you!
We process applicant data confidentially and in accordance with applicable data protection laws. We may use AI-powered tools to help review applications, but all hiring decisions are made by our human recruitment team. Where required by law, we rely on your consent to use these tools. You may withdraw this consent or exercise your data protection rights at any time by contacting us.
Related keywords
BaFinMiFIDComplianceProduct GovernanceConduct RiskFinancial PromotionsRegulatory FrameworksOutsourcingConflict of InterestVulnerable CustomersFinanceLegal
Build wealth every day. When investing, your capital is at risk.
Industry
Financial Services
Company size
501-1,000 employees
Founded
2004
Headquarters
London
LinkedIn followers
47,346
Total funding
$22M
Our mission is to enable everyone to build wealth.
We reinvent how trading and investing work by creating exceptional products people love. Trading 212 is built with passion by highly driven people who strive for excellence and value freedom.
Trading 212 was founded in 2004 with one simple idea - to make the financial markets accessible to everyone. From day one, we've been focused on building a great user experience through advanced technology.
From the first truly dynamic web apps to the mobile revolution, we've been at the forefront of every technological wave with the sole purpose of democratising the financial markets. Software engineering and product design are at the heart of what we do.
Content provided by Trading 212 UK Ltd, Trading 212 Markets Ltd, Trading 212 EU GmbH and Trading 212 AU PTY Ltd and for use by persons in the countries and regions that they operate.
Trading 212 Markets Ltd. is registered in Cyprus and is authorised and regulated by the Cyprus Securities and Exchange Commission (License number 398/21). It provides services to EU/EEA residents on a cross-border basis.
Trading 212 UK Ltd. is registered in England and Wales and is authorised and regulated by the Financial Conduct Authority (Firm reference number 609146).
Trading 212 AU PTY LTD is registered in Australia and is authorised and regulated by the Australian Securities and Investments Commission (AFSL 541122).
Trading 212 EU GmbH is registered in Germany and is authorised and regulated by the German Federal Financial Supervisory Authority (BaFin) (BaFin ID number 10109603).
When investing, your capital is at risk.