Trade Surveillance Associate Location: Orlando | Practice Area: Finance, Risk, Regulatory & Financial Crime | Type: Permanent Shape the future of trade surveillance and help strengthen compliance across global financial …
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You will act as a subject matter expert to evolve trade surveillance and compliance monitoring programs while partnering with technology teams. You will also drive strategic projects, optimize surveillance controls, and oversee data quality to ensure effective monitoring.
Requirements
Candidates must have 5+ years of professional experience in trade surveillance or a front-office role with team management experience. Proficiency in surveillance systems like NASDAQ SMARTS and strong communication skills are required.
Shape the future of trade surveillance and help strengthen compliance across global financial markets.
The Role
As a Trade Surveillance Associate at Capco, you’ll work closely with our clients to strengthen and evolve their trade surveillance and compliance monitoring programmes. You’ll combine deep surveillance expertise with strong stakeholder management to enhance controls, improve data quality and deliver strategic change across global monitoring frameworks.
You’ll act as a trusted point of contact for surveillance product owners, technology teams and key stakeholders, while helping ensure monitoring processes remain effective, accurate and aligned with evolving business requirements.
What You’ll Do
Act as a key client contact and subject matter expert for trade surveillance and monitoring programmes, partnering with surveillance product owners and technology teams.
Drive strategic projects and continuous improvement initiatives across global compliance monitoring frameworks, controls and best practices.
Develop performance metrics, reporting and analysis to identify opportunities to optimize surveillance controls, processes and supporting data.
Lead quality assurance across analyst reviews, maintaining high standards and identifying priorities for surveillance training and development.
Oversee surveillance data quality and support issue, risk and change management to help ensure surveillance systems operate effectively.
What We’re Looking For
5+ years of professional experience in trade surveillance or a front-office-facing role, with experience leading or managing teams.
Strong knowledge of trade surveillance systems, processes and controls, including experience monitoring their effectiveness and calibrating surveillance applications such as NASDAQ SMARTS.
Strong written and verbal communication skills, with the ability to work effectively with client, business, product and technology stakeholders.
Experience managing surveillance change processes and ensuring business and functional requirements are delivered in line with governance frameworks.
Strong time management and analytical skills, with proficiency in Microsoft Office tools, particularly Excel and PowerPoint.
Bonus Points For
Fixed Income experience with detailed knowledge of relevant markets and global products.
A Bachelor’s Degree or international equivalent.
Why Join Capco
Deliver high-impact solutions for Tier 1 financial institutions.
Work in a collaborative, flat, and entrepreneurial consulting culture.
Access continuous learning, training, and industry certifications.
Be part of a team shaping the future of financial services.
Help shape transformation across financial services and regulated markets.
We offer a competitive, people-first benefits package designed to support every aspect of your life:
Benefits
Medical, dental and vision coverage.
401(k) match and commuter benefits.
Maternity and paternity leave and dependent care support.
Tuition reimbursement and wellness reimbursement.
HSA, FSA and access to Working Advantage, a discounted marketplace.
Inclusion at Capco
We’re committed to making our recruitment process accessible and straightforward for everyone. If you need any adjustments at any stage, just let us know – we’ll be happy to help. We value each person’s unique perspective and contribution. At Capco, we believe that being yourself is your greatest strength. Our #BeYourselfAtWork culture encourages individuality and collaboration – a mindset that shapes how we work with clients and each other every day.
Use of Artificial Intelligence in Talent Acquisition
At Capco, we use artificial intelligence (AI) tools to support and enhance several parts of talent acquisition. This includes using AI-enabled features within LinkedIn to help source potential candidates, speeding up routine recruitment communications such as emails and creating compelling and brand-aligned job postings that accurately reflect role requirements, and AI-scheduling applications to improve the efficiency of interview coordination.
AI is used as a support tool only. All hiring decisions are made by talent acquisition and hiring teams.
Capco, a Wipro company, is a management & technology consultancy dedicated to the financial services & energy industries
Industry
Financial Services
Company size
5,001-10,000 employees
Founded
1998
Headquarters
London, UK
LinkedIn followers
561,190
Total funding
$80M
Capco, a Wipro company, is a global technology and management consultancy shaping change in the financial services and energy industries. For almost 30 years, we have been trusted to help our clients adapt, transform and create long-term value across capital markets, banking, payments, insurance, wealth and asset management, and the energy and utilities sectors. Our deep industry expertise, partnership mindset and award-winning Be Yourself At Work culture are amplified by our strengths in advisory, technology, data and AI innovation. We support our clients to establish clear priorities, connect vision to value, and deliver measurable impact when the stakes are highest.
Expert-led, AI-infused, impact-focused – we do not just respond to change, we help shape it.
Offices: 77-79 Great Eastern Street, London, UK EC2A 3HU, GB · 77 Water Street, 10th Floor, New York, NY 10005, US · Opernplatz 14, Hochstraße 44, Frankfurt , Frankfurt am Main 60313, DE · 100 King Street West, 50th Floor, Toronto, ON M5X 1C7, CA · 28 Hennessy Road, Wanchai, Level 16, Five Pacific Place, Hong Kong, Hong Kong, HK
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