Finance & Accounting Jobs in Mumbai City, India (Now Hiring) — 707 open — Page 33

Corporate Title

Executive Director

Functional Title

Executive Director

Experience

15+ years

Qualification

MBA

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Oversee control framework for Global Operations offshored to Powai, covering multiple Global

Nomura entities

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Steer Control Testing reviews within Operations and fold back observations from R&C BAU into the reviews

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Drive a risk and control culture across Operations 

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Manage the Risks and Control Self-Assessment (RCSA) process for Operations, challenge the appropriateness and completeness of the risk repositories with the functional managers (where required) and interface with ORM (Operational Risk Management) for addition of new risks / amendment of existing risks, etc.

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Oversee the KRI (Key Risk Indicators) breaks and exceptions, as well as Appetite Metrics periodically to assess impact and ensure they remain within tolerance

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Lead investigation and analysis of incidents / events, root cause analysis and propose strategic actions

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Lead engagements concerning the control framework with Internal / External Auditors (audit related); oversee completion of such audits [from Operations’ standpoint] as well as SOX

Audits

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Drive closure of audit findings, regulatory issues, and management action points, partnering with business functions to ensure complete and sustainable closures

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Collaborate with cross divisional / regional counterparts on initiatives looking to enhance the control and governance framework for Operations

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Ensure consistent understanding of relevant standards and guidelines applicable to

Operations

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Organize materials for training, awareness, case study sessions on themes relevant to the current control environment to ensure uniform appreciation of existing risks and controls among the Operations teams

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Ensure preparation of relevant updates for cross border forums, monthly meetings, etc., as required.

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Oversee regulatory compliance activities including but not limited to deliverables to regulators (via Compliance), regulatory incident analysis, etc.

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Leverage data analytics and AI to identify risk patterns, predict potential issues, and enhance monitoring capabilities

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Lead discussions with cross divisional risk partners such as Wholesale Control Office, ORM, etc. on Aggregated Risk Profile Meetings, Risk Committees, Cross Border Governance

Forums, and other strategic decision-making bodies

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Collaborate with Global Functional Risk and Control teams to ensure consistency in risk management approaches, methodologies, and reporting standards across all regions.

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Partner with other business functions like Technology, Front Office Supervision, ORM,

Compliance on day-to-day issues as well as strategic outlook for risk management within

Operations

Mandatory

Desired

Domain

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15 + years of experience in

Operations, preferably with a risk management background

Strategic mind-set with the ability to assess and analyze emerging risks for Operations as well as newer industry risks

Collaborative working style, with strong communication skills Is articulate and has good presentation skills 

Is comfortable with negotiating; possesses an ability to seek buy-ins from key stakeholders

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Has keen attention to details, able to multitask and enjoys problem solving

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Possesses strong analytical skills and an ability to quickly learn new products and systems; shows willingness to be able to thrive in a challenging and constantly changing environment

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Is dynamic - with a strong character and excellent interpersonal skills

Technical

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Has a good understanding of data analytics / visualization tools, as well as audit methodologies

Possesses Knowledge of global regulatory environments and emerging risk trends