Dublin, Leinster, Ireland · On-site
Job Description: Role Summary The Compliance Support Executive is a junior level position responsible for the provision of compliance support to RIIL’s Head of Compliance in all aspects of that role including but not lim…
Skills: Regulatory Compliance, Anti Money Laundering, Counter Terrorist Financing, Regulatory Reporting, Compliance Monitoring
Milwaukee, Wisconsin, United States · On-site
$55k–$60k/yr
Salary Range:$55,000 USD - $60,000 USD Specific compensation will be based on candidate’s experience, skills, qualifications, commercial considerations, and other job-related factors permitted by law. At Russell Investme…
Skills: Client Onboarding, Troubleshooting, Corporate Action Elections, Account Maintenance, Microsoft Office
Mumbai City, Maharashtra, India · On-site
Reporting To:Associate Director – Cybersecurity Shift:EMEA (1:30 pm - 10:30 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions…
Skills: AI Governance, Cybersecurity, Large Language Models, Prompt Engineering, API Integration
Mumbai City, Maharashtra, India · On-site
Reporting To:Data Science and Engineering Manager Shift:EMEA (1:30 pm - 10:30 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutio…
Skills: SQL, Python, Data Analytics, Business Intelligence, Data Warehousing
Mumbai City, Maharashtra, India · On-site
Reporting To:Manager, GTM Sales Operations Shift:EMEA (1:30 pm - 10:30 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions firm…
Skills: Salesforce, Business Analysis, Requirements Gathering, User Stories, Process Mapping
Mumbai City, Maharashtra, India · On-site
Reporting To:Senior Manager, Sales Operations Shift:EMEA (1:30 pm - 10:30 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions f…
Skills: Project Coordination, Microsoft PowerPoint, Microsoft Excel, Microsoft Word, Data Management
Mumbai City, Maharashtra, India · On-site
Reporting To:Marketing Operations Director Shift:APAC (7:00 am - 4:00 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions firm …
Skills: Marketing Collateral Creation, Microsoft PowerPoint, Microsoft Word, Microsoft Excel, Adobe InDesign
Toronto, Ontario, Canada · On-site
$150k–$190k/yr
Salary Range:$150,000 CAD - $190,000 CAD Specific compensation will be based on candidate’s experience, skills, qualifications, commercial considerations, and other job-related factors permitted by law. At Russell Invest…
Skills: Strategic Marketing Leadership, Integrated Campaign Management, Asset Management, Financial Services Marketing, Stakeholder Management
London, England, United Kingdom · On-site
Job Description: Role Summary The overall purpose of this position will be to provide implementation support for Russell's global multi-manager/asset/alternatives business, contributing to the overall strategy developmen…
Skills: Portfolio Management, Liquidity Analysis, Exposure Analysis, Trade Execution, Multi-Asset Trading
Mumbai City, Maharashtra, India · On-site
Reporting To:Director, Global Fund Services Shift:US (7:30 pm - 4:30 am IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions firm p…
Skills: Trade Lifecycle Management, Settlements, Foreign Exchange, Derivatives, Collateral Management
Mumbai City, Maharashtra, India · On-site
Reporting To:Director, Head of Sales & Marketing Tech Shift:EMEA (1:30 pm - 10:30 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment sol…
Skills: AI Product Management, Business Analysis, User Research, Requirement Documentation, Product Backlog Management
Seattle, Washington, United States · On-site
$85k–$100k/yr
Salary Range:$85,000 USD - $100,000 USD Specific compensation will be based on candidate’s experience, skills, qualifications, commercial considerations, and other job-related factors permitted by law. At Russell Investm…
Skills: Market Data Analysis, Vendor Management, SQL, Python, Snowflake
Mumbai City, Maharashtra, India · On-site
Reporting To:Director, Head of Sales & Marketing Tech Shift:EMEA (1:30 pm - 10:30 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment sol…
Skills: Project Coordination, AI Project Management, Stakeholder Management, Requirement Gathering, Project Documentation
Mumbai City, Maharashtra, India · On-site
Reporting To:Senior Manager, Fund Administration Shift:EMEA (1:30 pm - 10:30 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solution…
Skills: Paraplanning, UK Pensions, UK Investments, UK Protection Products, UK Taxation
Mumbai City, Maharashtra, India · On-site
Reporting To:Associate Director, Mumbai Performance, Reporting & Reconciliation Shift:EMEA (1:30 pm - 10:30 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner…
Skills: Python, SQL, Power BI, Excel, Data Analysis
London, England, United Kingdom · On-site
Job Description: Role Summary Russell Investments is seeking an experienced Senior Risk Manager to join the EMEA Risk team in London. The successful candidate will play a key role in providing independent oversight and c…
Skills: Risk Management, Operational Risk, Regulatory Compliance, UCITS, AIFMD
Mumbai City, Maharashtra, India · On-site
Reporting To:Manager, FP&A Shift:EMEA (1:30 pm - 10:30 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions firm providing a wid…
Skills: Financial Reporting, Invoice Processing, Account Reconciliations, Budgeting, Forecasting
Mumbai City, Maharashtra, India · On-site
Reporting To:Associate Manager, Accounting Shift:EMEA (1:30 pm - 10:30 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions firm…
Skills: Billing Operations, Revenue Accounting, US GAAP, Revenue Recognition, Client Configuration
Mumbai City, Maharashtra, India · On-site
Reporting To:Senior Manager, Compliance Shift:EMEA (1:30 pm - 10:30 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions firm pr…
Skills: Compliance Monitoring, Regulatory Reporting, Recordkeeping, Documentation, Financial Services Knowledge
Mumbai City, Maharashtra, India · On-site
Reporting To:Director, Global Fund Services Shift:EMEA (1:30 pm - 10:30 pm IST) (India) About Russell Investments, Mumbai: Russell Investments is a leading outsourced financial partner and global investment solutions fir…
Skills: Data Validation, Data Reconciliation, SQL, Microsoft Excel, ETL Processes
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Provide junior-level compliance support including regulatory communications, senior management reporting, and the maintenance of policies and procedures. Oversee AML/CFT activities and monitor regulatory developments impacting the company and its Irish fund range.
Requires a financial or business-related degree and prior experience in a similar role within an investment firm or fund administrator. Candidates should have a basic understanding of Central Bank of Ireland and EU regulations, specifically MiFID and AML guidelines.
Role Summary
The Compliance Support Executive is a junior level position responsible for the provision of compliance support to RIIL’s Head of Compliance in all aspects of that role including but not limited to regulatory communications, senior management reporting, maintenance of policies and procedures, Anti Money Laundering (AML) and Counter Terrorist Financing (CFT) activities, compliance monitoring and oversight of investment and other regulatory breaches. In addition, the role will assist in monitoring regulatory developments impacting the activities of the Company and Russell Investments’ Irish fund range (the ‘Funds’) and supporting RIIL’s Head of Compliance in the oversight and education of the Company’s delegates (including intra-group delegates) whose implementation and on-going compliance with Irish and EU regulations and the Company’s own regulatory policies and procedures is of paramount importance.
Working in partnership with RIIL’s Chief Executive Officer and the Director for EMEA Compliance, the role will deputise for RIIL’s Head of Compliance in times of absence.
The role requires a high degree of organisation, client focus, communication skills flexibility in managing a varying workload and desire to professionally develop through internal and external studies.
This is a 15 month Fixed Term Contract.
Regulatory & business conduct
Displaying exemplary conduct and living by our organisation’s Code of Conduct.
Taking personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct across the business.
Effectively and collaboratively identifying, escalating, mitigating and resolving risk, conduct and compliance.
Culture
Contributing to maintaining a risk-aware compliance culture.
External regulatory communications
Supporting as required the Company’s engagement with the Central Bank of Ireland and external auditors. This support will be in conjunction with the Company Board, the Company CEO and RIIL’s Head of Compliance.
Senior management reporting
Contributing as directed by RIIL’s Head of Compliance to the creation and delivery of comprehensive regulatory reports to the Company’s senior management including:
The Company CEO
The Company Board of directors (as applicable)
Management Committee
Regulatory framework
Contributing to the maintenance of the Company’s regulatory framework.
Maintaining regulatory policies, procedures and guidance.
Providing regulatory advice on all day-to-day business matters as necessary including advice on new and amended services and products.
Providing regulatory training both planned and ad-hoc.
Regulatory developments
Maintaining awareness of regulatory developments impacting the Company and the Funds and communicating these to others as necessary.
Contributing to impact analysis of such developments.
Providing advice and working alongside others to contribute to implementation activities designed to respond to regulatory developments and particularly interactions with delegates (including intra-group) to ensure continued compliance by those delegates with the Company and the Fund’s policies and procedures and board direction.
Approval and monitoring of delegated activities
Using the results of the regulatory risk assessment and management information from global oversight teams, contributing and supporting the design of oversight programmes of delegates (third-parties and intra-group) both in terms of initial on-boarding and on-going oversight activities. Being involved in the formal approval of delegate hires.
Working with other functions to ensure robustness of the Company’s governance arrangements relating to outsourcing and to ensure that for each outsource service provider, the arrangements meet the European Union and the Central Bank of Ireland’s outsourcing rules and guidance.
Supporting the conduct of monitoring and oversight reviews (including desk-based and on-site reviews) of delegates (third-parties and intra-group).
On-site may involve travelling both in-state and international.
Recording outcomes of oversight reviews and presenting findings in accordance with senior management reporting requirements.
Supporting RIIL’s Head of Compliance/ MLRO for the Funds & the Company incorporating:
Evaluation of suspicious transaction reports; onward reporting to relevant authorities where necessary.
Maintenance of AML/CTF risk assessment, policies and procedures for the Funds & the Company in line with Irish regulation and guidance.
Oversight of Irish domiciled fund administrators.
Creation and roll out of AML/CTF training as necessary.
Point of escalation for fund administrators and Client Service/Sales teams.
Monthly transaction surveillance & stopped accounts monitoring.
Quarterly reporting to governance committee & Board(s).
Liaison with AML Officers in RIIL branch offices as appropriate.
Liaison with EMEA MLRO on issues that may impact other EMEA group companies.
Maintenance of fund beneficial ownership registers.
Compliance Monitoring
Using the results of the regulatory risk assessment to contribute to the design of the EMEA compliance monitoring programme.
Supporting the performance of compliance monitoring reviews and coordinating reviews with other EMEA and Global compliance personnel.
Working with intra-group teams to ensure appropriate controls are in place in relation to trading within the RIIL client accounts.
Compliant Oversight
Supporting the RIIL Head of Compliance as the complaint management function.
Overseeing the handling of client complaints ensuring fair treatment.
Financial or business-related degree or relevant prior experience from working in a similar role.
Basic understanding of the financial services industry in Ireland and how that industry is regulated by the Central Bank of Ireland but also other EU authorities (i.e. ESMA).
Previously carried out a similar role within an investment firm, fund management company or fund administrator.
Knowledge of MiFID & AML (& related guidance) preferrable.
Consistent and uncompromising adherence to strong moral and ethical principles and values
Good communication, listening, speaking and writing skills delivered to audiences at all levels of seniority.
Ability to act with diplomacy and present information with clarity to associates, clients and to service providers.
An entry level awareness of financial products and services offered by RIIL but also the wider Russell Investments Group including, who offers them and how different functional teams interact.
Ability to assist the growth of RIIL and the group whilst being conscious of operational commitments, current priorities and emerging opportunities.
Self-motivated, strength to work under pressure, make difficult decisions and stand by them, escalating as appropriate.
Good teamwork skills, with the ability to organise and prioritise work.
Ability to investigate operational issues, determine how new requirements need to be implemented and look for opportunities to improve service quality, efficiency, and the controls environment.
Invest without boundaries.
Russell Investments is a leading global investment solutions partner providing a wide range of investment capabilities to institutional investors, financial intermediaries, and individual investors around the world. Since 1936, Russell Investments has been building a legacy of continuous innovation to deliver exceptional value to clients, working every day to improve people’s financial security. The firm has $401 billion in assets under management (as of 5/12/26) for clients in 30 countries. Headquartered in Seattle, Washington, Russell Investments has offices in 17 cities around the world Russell Investments' ownership is composed of a majority stake held by funds managed by TA Associates Management, L.P., with a significant minority stake held by funds managed by Reverence Capital Partners, L.P. Certain of Russell Investments' employees and Hamilton Lane Advisors, LLC also hold minority, non-controlling, ownership stakes. Headquarters: 401 Union St, Seattle, WA 98101 Russell Investments has offices in 17 cities around the world.
Offices: 1301 2nd Avenue, Floor 18, Seattle, WA 98101, US · 1095 Avenue of the Americas, 14th Floor, New York, NY 10036, US · 4 Regent Street, London, England SW1Y 4PE, GB · 100 King St W, Toronto, ON M5X 1E4, CA · 85 Castlereagh St, Haymarket, New South Wales 2000, AU
Invest without boundaries.
Russell Investments is a leading global investment solutions partner providing a wide range of investment capabilities to institutional investors, financial intermediaries, and individual investors around the world. Since 1936, Russell Investments has been building a legacy of continuous innovation to deliver exceptional value to clients, working every day to improve people’s financial security. The firm has $401 billion in assets under management (as of 5/12/26) for clients in 30 countries. Headquartered in Seattle, Washington, Russell Investments has offices in 17 cities around the world Russell Investments' ownership is composed of a majority stake held by funds managed by TA Associates Management, L.P., with a significant minority stake held by funds managed by Reverence Capital Partners, L.P. Certain of Russell Investments' employees and Hamilton Lane Advisors, LLC also hold minority, non-controlling, ownership stakes. Headquarters: 401 Union St, Seattle, WA 98101 Russell Investments has offices in 17 cities around the world.
Offices: 1301 2nd Avenue, Floor 18, Seattle, WA 98101, US · 1095 Avenue of the Americas, 14th Floor, New York, NY 10036, US · 4 Regent Street, London, England SW1Y 4PE, GB · 100 King St W, Toronto, ON M5X 1E4, CA · 85 Castlereagh St, Haymarket, New South Wales 2000, AU
