Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Senior
About Us Longbridge is an AI-Powered online brokerage that serves global investors with optimal trading experiences through building worldwide trading infrastructure and networks. Established in March 2019, Longbridge ho…
Skills: Compliance Advisory, Regulatory Analysis, SFC Code of Conduct, Risk Management, Product Due Diligence
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Senior$39M raised
Responsibilities: Proactively identify new business opportunities and drive sustainable business growthEstablish, maintain, and cultivate strong relationships with potential clients to support long-term partnershipdevelo…
Skills: Business Development, Account Servicing, Client Relationship Management, Sales Proposals, Pre-sales Support
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Entry level
Company Description Roland Berger is one of the world's leading strategy consultancies with a wide-ranging service portfolio for all relevant industries and business functions. Founded in 1967, Roland Berger is headquart…
Skills: Analytical Skills, Strategy Consulting, English Proficiency, Teamwork, International Experience
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Senior$16B raised
Role Purpose This Product role is a client facing role and is responsible to manage Custody Product commercial book & pricing, build/manage client relationships & change requests, work with Sales team on new business and…
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Senior$2.7B raised
About Flexport: At Flexport, we believe global trade can move the human race forward. That’s why it’s our mission to make global commerce so easy there will be more of it. We’re shaping the future of a $10T industry with…
Client Service Executive, Hong Kong Team - Private Banking (Floater)
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Mid level$16B raised
We are currently seeking a high calibre professional to join our team as a Client Service Executive In this role you will: Main responsibilities include acting as primary point of contact for high net worth or ultra high…
Relationship Manager, China Team - Private Banking
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · Hybrid
Senior$16B raised
We are currently seeking a high calibre professional to join our team as a Relationship Manager In this role you will: Provide the full suite of wealth management and banking services to HSBC’s high net worth individual…
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · Hybrid
Mid level$16B raised
GCB 6 Role purpose Provide high-quality executive and administrative support to the Head of Business Risk & Resilience (BRR), Asia & Middle East (Managing Director band). The role enables effective delivery across BRR’s …
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Senior$131M raised
About Hex Trust Hex Trust is a fully-licensed and regulated financial institution for digital assets. We hold licenses in Dubai (VARA) and Singapore (MAS), are registered in Hong Kong (TCSP), and operate 24/7 from office…
Skills: B2B Sales, Business Development, Payment Infrastructure, Cross-border Payments, Stablecoins
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Senior+
Responsibilities: Define and execute the corporate AI strategy and roadmap, aligning with business objectives and digital initiatives. Champion the establishment of AI software engineering standards and adoption of AI-as…
Skills: AI Strategy, Generative AI, Large Language Models, RAG, Agentic Workflows
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · Hybrid
Senior$16B raised
GCB 5 We are currently seeking a high calibre professional to join our team as a Project Manager, Client Connectivity In this role you will: Client delivery & project execution Manage a varied portfolio of global integra…
International Private Bank, UHNW Client Advisor for Hong Kong Market, Associate
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Senior$1.6B raised
Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to join JP Morgan as UHNW Client Advisor, Associate for Hong Kong …
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Senior+
Responsibilities: Define the strategic roadmap and key milestones for Octopus operation services. Lead and manage projects related to Octopus card services (e.g., refunds, card report). Manage and negotiate with internal…
ETF Sales Manager - Hang Seng Investment Management Limited
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Senior$16B raised
Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join Hang Seng and discover how valued you’ll be. Whether you want a career that could take you to the top, …
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Senior
Working Location: Kai Tak, Kowloon, Hong Kong Employment Duration: Permanent The Senior Red Team Manager is responsible for ensuring that CLP Group continues to improve its cyber resilience through real-world Red Team ex…
Skills: Red Teaming, Penetration Testing, Network Security, Web Application Security, API Security
Senior Vice President, Structured Trade, Global Transaction Banking, Asia Pacific
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Senior+$1.5B raised
Senior Vice President, Structured Trade, Global Transaction Banking, Asia Pacific Country: Hong Kong Within the Structured Trade team, to support Team Head in providing structured solutions to our blue-chip clients for m…
Skills: Structured Trade, Structured Commodity Finance, Working Capital Management, Credit Application, Legal Documentation
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Senior
We are an American luxury lifestyle brand, founded in 2004. Anchored in the casual elegance of American sportswear, Tory’s design philosophy is defined by effortless silhouettes, innovative materials, eclectic juxtaposit…
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Senior+$1.3B raised
At AIA we’ve started an exciting movement to create a healthier, more sustainable future for everyone. It’s about finding new ways to not only better people's lives, but to better the communities and environments we live…
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Senior$3.5B raised
The Salesperson is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Recognized technical au…
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · Hybrid
Mid level$15B raised
Company:Mercer Description: We are seeking a talented individual to join our Wealth Team. This role will be based in Hong Kong, and supports actuarial services for our pension clients in Asia. Mercer’s retirement consult…
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Full-time
bachelor degree
Posted 36d ago
~40 hrs/week
Responsibilities
Provide compliance advisory and sign-off for new business proposals, products, and AI-related initiatives. Review marketing materials and maintain internal policies to ensure adherence to SFC regulations and guidelines.
Requirements
Requires a bachelor's degree and at least 7 years of compliance experience within an SFC-licensed corporation or bank. Must possess strong knowledge of the Securities and Futures Ordinance and be fluent in English and Chinese.
Full job description
About Us Longbridge is an AI-Powered online brokerage that serves global investors with optimal trading experiences through building worldwide trading infrastructure and networks. Established in March 2019, Longbridge holds 22 financial licenses and qualifications across the United States, Singapore, Hong Kong, New Zealand and other regions, having secured over US $150 million in strategic investments from major financial and investment institutions. Its subsidiary, Longbridge Securities (Hong Kong) Limited (CE No.: BPX066), holds Type 1, 2, 4, and 9 licenses issued by the Hong Kong Securities and Futures Commission (SFC)
Key Responsibilities
Provide compliance advisory and sign-off on new business proposals, products, services and marketing arrangements, including new product approval and product due diligence.
Focus A.I. related initiatives, advising on the regulatory, suitability, disclosure, data and governance implications of deploying A.I. in the firm's products, services and business lines.
Assess regulatory implications of new initiatives across the firm's SFC regulated activities (e.g. Type 1, 2, 4, 5 and 9) and advise business units on applicable requirements.
Review and approve marketing materials, client communications and promotional content for compliance with the SFC Code of Conduct and advertising guidelines.
Advise on distribution, suitability, conflicts of interest and client onboarding requirements for new business lines.
Draft, review and maintain relevant policies, procedures and internal controls to support new business, and embed regulatory change into business processes.
Liaise with front office, legal, product, technology and operations teams to design compliant workflows and controls for new offerings.
Support engagement with the SFC and other regulators on licensing variations, approvals and enquiries relating to new business.
Deliver targeted compliance training and guidance to business stakeholders on new products and applicable rules
Requirements
Bachelor's degree in Law, Finance, Business, Accounting or a related discipline.
Minimum 7 years' compliance experience within an SFC-licensed corporation, bank or professional services firm, with a focus on business/advisory compliance.
Strong working knowledge of the Securities and Futures Ordinance (Cap. 571), the SFC Code of Conduct, and relevant SFC codes, guidelines and circulars.
Demonstrated experience advising on new products and business initiatives and translating regulatory requirements into practical controls.
Sound commercial judgment with the ability to balance regulatory risk and business objectives.
Strong written and verbal communication skills in English and Chinese (Cantonese and/or Mandarin).
High level of integrity, attention to detail and the ability to work independently under tight timelines.
Experience in a fintech, online brokerage or wealth management environment.
Longbridge is a new-generation internet brokerage serving global investors, dedicated to connecting the processes of "discovery → recognition → trading" of assets. We aim to deliver a secure, reliable, and efficient global investment experience. Established in March 2019, Longbridge holds 22 financial regulatory licenses or qualifications across regions, including the United States, Singapore, Hong Kong, and New Zealand. We have also secured strategic investments totaling over USD 150 million from leading financial and investment institutions.
Longbridge Securities (Hong Kong) Limited (Central Entity Number: BPX066), holds Type 1, 2, 4, and 9 licenses from the Hong Kong Securities and Futures Commission (SFC), allowing us to provide securities dealing, futures contracts dealing, advisory on securities trading, and asset management services.
Our core management team consists of experienced financial professionals from the financial industry and technical experts from leading global internet technology companies. They bring extensive expertise in global financial markets and exceptional capabilities in financial technology development.
We believe technological advancements can significantly lower the barriers and costs of global investing. Driven by innovation, we aim to build an accessible global trading network, enabling investors to trade across global securities markets at minimal cost with a single account.
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