Compliance Division, Compliance Testing Group, Associate, Salt Lake City
Salt Lake City, Utah, United States · On-site
Mid level$32B raised
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes …
Data, Technology and IP Attorney - Assistant Vice President / Vice President
Salt Lake City, Utah, United States · Hybrid
$150k–$190k/yr
Senior$11B raised
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Salt Lake City, Utah, United States · On-site
Senior+
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H&R Block
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Salt Lake City, Utah, United States · On-site
Entry level
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H&R Block
Tax Associate
Salt Lake City, Utah, United States · On-site
Entry level
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H&R Block
Tax Associate
Salt Lake City, Utah, United States · On-site
Entry level
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Skills: Tax preparation, Client services, Communication, Problem-solving, Digital tools
*Hybrid Position- San Diego, CA, Philadelphia, PA, and Salt Lake City, UT* The Operations Team Lead is responsible for overseeing day‑to‑day operational execution within a Banking‑as‑a‑Service (BaaS) platform. This role …
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Client Relationship Consultant 3 (Banker) - UT-Midtown Salt Lake City (38hrs)
Salt Lake City, Utah, United States · On-site
$23/hr–$29/hr
Mid level$991M raised
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Salt Lake City, Utah, United States · Remote Solely
Senior
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Chief Compliance Officer - Keystone National Group
Salt Lake City, Utah, United States · On-site
$200k–$250k/yr
Senior+$650M raised
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Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place …
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Full-time
bachelor degree
Collaborative workspaces, Ergonomic services, Wellbeing offerings, Resilience offerings, Training and development opportunities, Firmwide networks
Posted 1d ago
~40 hrs/week
Responsibilities
The role involves conducting detailed testing to assess compliance with regulations and firm policies across various business divisions. You will gather data, perform analyses, identify potential risks, and collaborate with global teams to refine firm controls.
Requirements
Candidates must hold a Bachelor's degree and possess broad knowledge of financial products, markets, and relevant regulations like FINRA and SEC rules. Strong analytical, communication, and investigative skills are required, along with a high level of integrity and intellectual curiosity.
Full job description
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world. We commit people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Our people are our greatest asset – we say it often and with good reason. It is only with the determination and dedication of our people that we can serve our clients, generate long-term value for our shareholders and contribute to the broader public. We take pride in supporting each colleague both professionally and personally. From collaborative workspaces and ergonomic services to wellbeing and resilience offerings, we offer our people the flexibility and support they need to reach their goals in and outside the office.
Global Compliance
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
CTG - BUSINESS UNIT AND ROLE OVERVIEW
Compliance Testing Group (“CTG”) is seeking an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to conduct investigative work covering the various firm businesses and divisions. The principal objective of CTG is to create and execute detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to identify compliance, conduct, and reputational risks, and refine firm controls as appropriate. CTG’s global team (with locations in Dallas, New York, Salt Lake City, London, Warsaw, Tokyo, Singapore, and Hong Kong) is comprised of individuals with varying backgrounds and experience (former auditors, accountants, regulators, compliance professionals, lawyers, and traders). The individual will work closely with Compliance and business management.
PRINCIPAL RESPONSIBILITIES
Propose methods of testing and execute plans discussed and agreed with a team leader
Gather data, perform analyses, and document results
Identify potential compliance, conduct, and reputational risks, and effectively escalate to appropriate individuals
Multi-task work on several different reviews with different individuals at the same time
Leverage strong communication skills to interact with Compliance and business senior management
Team with colleagues around the globe to share findings and refine processes
BASIC QUALIFICATIONS
Bachelor’s Degree
Broad knowledge of financial products and markets, as well as laws, rules and regulations, such as FINRA and SEC rules
Excellent interview, presentation, written communication, time management, and analytical skills
Integrity, motivation, intellectual curiosity, and enthusiasm
Experience in the financial services industry, either working for an investment manager, broker dealer, law firm, accounting firm, or regulator
Familiarity with Business Intelligence and AI tools
Fluency in French, Portuguese, Spanish, German, Italian, Portuguese, Japanese, Korean, or Mandarin Chinese a plus
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
We aspire to be the world’s most exceptional financial institution, united by our shared values of partnership, client service, integrity, and excellence.
Operating at the center of capital markets, we act as one firm, mobilizing our people, capital, and ideas to deliver superior results across our clients’ most complex challenges.
For 157 years, Goldman Sachs has delivered world-class execution on a global scale across our leading Global Banking & Markets and Asset & Wealth Management businesses.
Apprenticeship is central to our culture, with hands-on coaching and access to leaders who bring decades of experience and expertise. With office locations around the world, we offer a broad range of career opportunities to those who insist on excellence and thrive on performance.
Find our Social Media Disclosures here: gs.com/social-media-disclosures
Offices: 200 West Street, New York, New York 10282, US
How much do Finance & Accounting jobs in Salt Lake City, UT pay?
Based on 295 listings with disclosed salaries, most finance & accounting jobs in Salt Lake City, UT pay between $41k–$160k per year. Individual offers vary with seniority, company size, and specialization.
How many Finance & Accounting jobs are open in Salt Lake City, UT right now?
There are currently 662 open finance & accounting positions in Salt Lake City, UT listed on Clera. New openings are added daily as companies post roles.
Which companies are hiring for Finance & Accounting roles in Salt Lake City, UT?
Companies currently hiring include Goldman Sachs, iCapital, Brex, Ford Motor Company, Regions Bank, among others. Browse the listings above to see every active employer.
Are there remote or hybrid Finance & Accounting jobs in Salt Lake City, UT?
Yes — 300 of the 662 open finance & accounting positions offer remote or hybrid work (78 remote, 222 hybrid).
How do I apply for Finance & Accounting jobs in Salt Lake City, UT?
Each listing links directly to the employer's application page. Apply early — fresh listings get the most recruiter attention in the first two weeks.