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Full-time
Discretionary Bonus, Competitive Pension, Health Insurance, Life Insurance, Critical Illness Cover, Mental Health Support
Posted 1d ago
~40 hrs/week
Responsibilities
The role involves undertaking compliance monitoring and reviews regarding conduct and inside information while leading internal investigations into potential misconduct. The Associate will also manage employee trading processes and partner with leadership across EMEA and Asia to ensure regulatory adherence.
Requirements
Candidates need at least 2 years of experience in financial services within compliance, risk, or operations. Strong attention to detail, stakeholder management skills, and a proactive approach to identifying improvement opportunities are required.
Full job description
Associate – Central Compliance Location: Glasgow (Hybrid) | Practice Area: Finance, Risk, Regulatory & Financial Crime | Type: Permanent
Support critical compliance activities at the heart of a global financial institution
The Role We are seeking an Associate to join the Central Compliance team, supporting core compliance activities within a dynamic investment banking environment. This is an opportunity to build expertise in a high-impact control function, working across multiple regions and regulatory frameworks while contributing to the integrity and governance of the organisation.
What You’ll Do
Undertake compliance monitoring and reviews across key areas including conduct, inside information, and desk-based assessments
Support and lead internal investigations into potential misconduct, maintaining objectivity and confidentiality
Partner with senior compliance leadership across EMEA and Asia to support registrations, certifications, and training activities
Manage processes relating to Outside Business Activities (OBAs), personal account dealing, and employee trading
Collaborate with stakeholders across the business to ensure adherence to regulatory standards and internal policies
What We’re Looking For
2+ years’ experience in financial services within compliance, risk, operations, or a related control function
Strong attention to detail with the ability to deliver accurate work in a regulated environment
Effective time management skills, with the ability to manage multiple priorities and deadlines
A proactive and inquisitive approach, with the confidence to identify improvement opportunities
Strong stakeholder management and collaboration skills across varying levels of seniority
Bonus Points For
Experience supporting compliance activities within investment banking or capital markets
Familiarity with regulatory requirements across EMEA or global jurisdictions
Exposure to investigations or employee conduct-related processes
Knowledge of personal account dealing or employee trading frameworks
Experience working in a fast-paced, high-control environment
Why Join Capco
Deliver high-impact technology solutions for Tier 1 financial institutions
Work in a collaborative, flat, and entrepreneurial consulting culture
Access continuous learning, training, and industry certifications
Be part of a team shaping the future of digital financial services
Help shape the future of digital transformation across FS & Energy.
We offer a competitive, people-first benefits package designed to support every aspect of your life:
Core Benefits: Discretionary bonus, competitive pension, health insurance, life insurance and critical illness cover.
Mental Health: Easy access to CareFirst, Unmind, Aviva consultations, and in-house first aiders.
Family-Friendly: Maternity, adoption, shared parental leave, plus paid leave for sickness, pregnancy loss, fertility treatment, menopause, and bereavement.
Holiday Flexibility: 5 weeks of annual leave with the option to buy or sell holiday days based on your needs.
Continuous Learning: Minimum 40 hours of training annually plus a dedicated business coach from day one.
Inclusion at Capco We’re committed to making our recruitment process accessible and straightforward for everyone. If you need any adjustments at any stage, just let us know – we’ll be happy to help. We value each person’s unique perspective and contribution. At Capco, we believe that being yourself is your greatest strength. Our #BeYourselfAtWork culture encourages individuality and collaboration – a mindset that shapes how we work with clients and each other every day.
Use of Artificial Intelligence in Talent Acquisition At Capco, we use artificial intelligence (AI) tools to support and enhance several parts of talent acquisition. This includes using AI-enabled features within LinkedIn to help source potential candidates, speeding up routine recruitment communications such as emails, and creating compelling, brand-aligned job postings that accurately reflect role requirements. AI is also used in interview scheduling to improve efficiency.
AI is used as a support tool only. All hiring decisions are made by talent acquisition and hiring teams.
Capco, a Wipro company, is a management & technology consultancy dedicated to the financial services & energy industries
Industry
Financial Services
Company size
5,001-10,000 employees
Founded
1998
Headquarters
London, UK
LinkedIn followers
537,406
Total funding
$80M
Capco, a Wipro company, is a global technology and management consultancy specializing in driving digital transformation in the financial services industry. With a growing client portfolio comprising of over 100 global organizations, Capco operates at the intersection of business and technology by combining innovative thinking with unrivalled industry knowledge to deliver end-to-end data-driven solutions and fast-track digital initiatives for banking and payments, capital markets, wealth and asset management, insurance, and the energy sector. Capco’s cutting-edge ingenuity is brought to life through its Innovation Labs and award-winning Be Yourself At Work culture and diverse talent.
Offices: 77-79 Great Eastern Street, London, UK EC2A 3HU, GB · 77 Water Street, 10th Floor, New York, NY 10005, US · Opernplatz 14, Hochstraße 44, Frankfurt , Frankfurt am Main 60313, DE · 100 King Street West, 50th Floor, Toronto, ON M5X 1C7, CA · 28 Hennessy Road, Wanchai, Level 16, Five Pacific Place, Hong Kong, Hong Kong, HK
How many Legal jobs are open in Glasgow, United Kingdom right now?
There are currently 34 open legal positions in Glasgow, United Kingdom listed on Clera. New openings are added daily as companies post roles.
Which companies are hiring for Legal roles in Glasgow, United Kingdom?
Companies currently hiring include Morgan Stanley, Clyde & Co, Avangrid, Dentons, Citation Group 🇦🇺, among others. Browse the listings above to see every active employer.
Are there remote or hybrid Legal jobs in Glasgow, United Kingdom?
Yes — 27 of the 34 open legal positions offer remote or hybrid work (1 remote, 26 hybrid).
How do I apply for Legal jobs in Glasgow, United Kingdom?
Each listing links directly to the employer's application page. Apply early — fresh listings get the most recruiter attention in the first two weeks.