Compliance Officer - Control Framework 100% (f/m/d)
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Full-time
bachelor degree
Flexible Working Options, Health and Well-being Focus, Career Development Programmes
Posted 31d ago
~40 hrs/week
Responsibilities
The role involves designing surveillance and monitoring mechanisms and supporting the operationalization of global compliance controls. It also requires driving the harmonization of controls and enhancing result reporting in collaboration with global stakeholders.
Requirements
Candidates need a university degree and at least 5 years of experience in Risk Management or Compliance with proven expertise in control frameworks. Proficiency in data interpretation, project management tools, and English is essential.
Full job description
At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.
Central Compliance Control Framework is part of the 2nd Line of Defense (2LoD) function within the Global Compliance Division of Bank Julius Baer & Co. Ltd.
To strengthen our Control Framework team in Switzerland, we are looking for an experienced and team-oriented control expert with a strong technical affinity, data analytics capabilities and project management skills. Your main responsibilities include the design of surveillance & monitoring mechanisms, support of Risk Type/Taxonomy owners in Global Compliance in the design of globally applicable controls and of local control owners in the operationalisation of respective global controls. Additionally, you will drive global harmonisation of Compliance controls together with local control owners in consideration of locally specific requirements.
Your focus lies on close collaboration with Compliance colleagues globally to strengthen and align the 2LoD control framework and increase the risk transparency towards the 1st Line of Defense (1LoD).
YOUR CHALLENGE
Support Risk Type/Taxonomy Owners in Global Compliance in the design of globally applicable controls and data-driven surveillance mechanisms and monitoring rules
Help local Compliance control owners globally in the operationalization of 2LoD controls including assurance that controls meet internal standards and reflect regulatory expectations
Oversight of the Global Compliance control inventory
Preparation and/or review of presentations for various committees including a dedicated control governance body in Global Compliance
Liaise with Compliance Analytics colleagues and drive further development of the strategic global control tool solution
Drive the enhancement and extension of Compliance control result reporting together with Compliance Analytics colleagues and local control owners globally
Support of internal and external audits and preparation of comprehensive closure documentation for assigned audit actions
Close collaboration with Compliance, CRO, Audit and other stakeholders
YOUR PROFILE
University degree or equivalent (preferably in economics, law, business administration or any other related field)
At least 5 years of experience in Risk Management or Compliance
Proven expertise in control framework and Compliance risk / taxonomy topics
Ability to interpret data output, identify patterns and collaborate with data analysts or specialists to define monitoring needs, assess output quality, and refine detection logic
Project experience (management and/or support) in the financial services industry; knowledge of project management solutions like JIRA or Confluence are a plus
Excellent knowledge of Microsoft Office applications with focus on PowerPoint and Excel
Excellent analytical, problem solving and interpersonal skills
Capable of working under pressure in a fast-paced, constantly evolving environment
Fluent in English; other languages (e.g. German, French or Spanish) are a plus
We arelooking forward to receiving your full job application through our online application tool. Further interesting job opportunities can be found on our Career site.
Is this not quite what you are looking for? Set up a job alert by creating a candidate account here.
Related keywords
ComplianceControl Framework2nd Line of DefenseRisk TaxonomyWealth ManagementSurveillanceMonitoringData-drivenAuditJiraConfluenceMicrosoft OfficeRisk ManagementFinancial ServicesGovernance
Julius Baer is the international reference in wealth management, based on a solid Swiss heritage.
Industry
Banking
Company size
5,001-10,000 employees
Founded
1890
Headquarters
Zurich, Zürich
LinkedIn followers
244,161
Total funding
$1.2B
Julius Baer is present in around 25 countries and 60 locations. Headquartered in Zurich, we have offices in key locations including Bangkok, Dubai, Dublin, Frankfurt, Geneva, Hong Kong, London, Luxembourg, Madrid, Mexico City, Milan, Monaco, Mumbai, Santiago de Chile, Shanghai, Singapore, Tel Aviv, and Tokyo. Our client-centric approach, our objective advice based on the Julius Baer open product platform, our solid financial base, and our entrepreneurial management culture make us the international reference in wealth management.
Offices: Bahnhofstrasse 36, Zurich, Zürich 8010, CH · 7 Straits View, #28-01 Marina One East Tower, Singapore, Singapore 018960, SG · 1 Harbour View Street, Central, 39/F, One International Finance Centre, Hong Kong, Hong Kong Central, HK · Dubai International Financial Centre (DIFC), ICD Brookfield Place, Level 15, Dubai, Dubai 504925, AE · 1 St Martins le Grand, London, England EC1A 4AS, GB
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