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The Investment Associate supports Senior Investment Advisors by managing client relationships and providing personalized investment advice. They are responsible for processing transactions, ensuring regulatory compliance with CIRO, and maintaining accurate client documentation.
Candidates should have 3-5 years of financial services experience and be registered with CIRO as an Investment Representative or Registered Representative. A degree in business, finance, or accounting is strongly preferred, along with proficiency in Microsoft Office and ideally Croesus.
Investment Associate
Location: This posting is for an existing vacancy in Wellington-Altus’s Winnipeg office.
Our organization:
Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is one of Canada’s Top Growing Companies* and the parent company to Wellington-Altus Private Counsel Inc., Wellington-Altus USA Inc., Wellington-Altus Insurance Inc., Wellington-Altus Group Solutions Inc., Independent Advisor Solutions Inc., and Wellington-Altus Private Wealth Inc.—the top-rated** investment dealer in Canada. With more than $50 billion in assets under administration and offices across the country, Wellington-Altus identifies with successful, entrepreneurial advisors and portfolio managers, and their high-net-worth clients.
* Report on Business 2025 rankings.
**Investment Executive 2026 Brokerage Report Card.
Local roots. World-class solutions.
We’ve been in this business for a long time—and developed a reputation as the best of the best.
No one knows financial advisory services like Charlie Spiring — and with Spiring Wealth Management, he’s assembled a highly-skilled team of experts with deep collective experience, specializing in customized and innovative wealth strategies for high-net-worth clients, through every stage of life.
The opportunity:
Reporting to the Senior Investment Advisor at Spiring Wealth Management, the Investment Associate will act as a resource person for clients and assist Investment Advisors with administrative tasks and transaction processing related to managing client accounts. The Investment Associate plays a crucial role in providing investment advice, building client relationships, and ensuring compliance with relevant regulations set forth by CIRO.
Key responsibilities include:
Relationship Management & Client Consultation
Product Knowledge
Compliance & Research
Client Portfolio Management
The ideal candidate will possess:
Conditions of employment:
Wellington-Altus Private Wealth is strongly committed to equity and diversity within its community and welcomes applications from women, racialized persons, Indigenous peoples, persons with disabilities, and persons of all sexual orientations and genders. All qualified individuals who would contribute to the further diversification of our organization are encouraged to apply.
If you require accommodation for the recruitment process, please let us know at the point of application.
To apply:
Click the Apply for This Job button to submit your resume, cover letter and salary expectations. You will be contacted if you are selected for an interview. Artificial Intelligence (AI) will be used to screen and assess candidates for this role. More information about working at Wellington-Altus can be found on our website at www.wellington-altus.ca
Investment professionals and entrepreneurs who value an independent approach to investing and wealth management.
Founded in 2017, Wellington-Altus Financial Inc. (Wellington-Altus) is the parent company to Wellington-Altus Private Counsel, Wellington-Altus USA, Wellington-Altus Insurance, and Wellington-Altus Private Wealth—the top-rated* wealth advisory company in Canada and one of Canada’s Best Managed Companies. With more than $20 billion in consolidated assets under administration, and offices across the country, Wellington-Altus identifies with successful, entrepreneurial advisors and portfolio managers, and their high-net-worth clients. *Investment Executive 2021 Brokerage Report Card.
Offices: 201 Portage Ave, Winnipeg, Manitoba R3B 3K6, CA
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