Compliance - Salt Lake City - Associate, Regulatory Compliance - 10072130
Salt Lake City, Utah, United States · On-site
Mid level$32B raised
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Skills: Regulatory Compliance, Alteryx, Tableau, Personal Trading Monitoring, KPI/KRI Reporting
Compliance, Markets Surveillance, Associate, Salt Lake City
Salt Lake City, Utah, United States · On-site
Mid level$32B raised
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Regions Bank
Contact Center Banker - SLC, Utah
Salt Lake City, Utah, United States · On-site
$36k–$43k/yr
Entry level
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Skills: Customer Service, Problem Solving, Banking Knowledge, Communication Skills, Multi-tasking
Salt Lake City, Utah, United States · Remote Solely
$90k–$120k/yr
Entry level
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Asset Management Public-Trade Management - Shared-Salt Lake City-Vice President
Salt Lake City, Utah, United States · On-site
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Salt Lake City, Utah, United States · On-site
Entry level$32B raised
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Compliance - Salt Lake City - Associate, Regulatory Compliance - 10072130
Sign up with Clera and we'll reach out the moment a role actually fits you — no more spraying applications into the void.
Full-time
bachelor degree, postgraduate degree
Posted 23d ago
Apply by Aug 24
~40 hrs/week
Responsibilities
The role involves serving as a technical liaison to provide operational support and lead strategic planning for engineering activities to meet regulatory requirements. Key duties include designing Alteryx workflows for automation, conducting policy breach investigations, and producing compliance metrics for management.
Requirements
Candidates must have a Master's degree with one year of experience or a Bachelor's degree with three years of experience in a related field. Required expertise includes knowledge of financial regulatory environments, proficiency in Alteryx or Tableau, and experience in stakeholder communication and project management.
Full job description
Job Duties: Associate, Regulatory Compliance with Goldman Sachs Services LLC in Salt Lake City, Utah. Serve as a primary technical liaison, collaborating directly with multiple business teams to provide daily operational support, and address ad-hoc requests, ensuring seamless business operations. Lead strategic planning for quarterly engineering activities, aligning technical initiatives with evolving regulatory requirements and business objectives. Escalate situations to relevant divisional compliance officers and business unit managers. Drive significant improvements in business process efficiency and automation through the design, creation, and management of Alteryx workflows. Produce metrics for management and divisional compliance reporting based on KPI/KRI requirements. Work with employees to ensure all necessary personal trading details are provided to the firm to enable trade monitoring in accordance with regulatory requirements. Conduct investigations to identify policy breeches. Assist in the development of firm policy to ensure compliance with global personal trading laws and regulations. Assist in the development of controls and system enhancements to improve the firm’s compliance program.
Job Requirements: Master’s degree (U.S. or foreign equivalent) in Finance, Business, Computer Engineering, Computer Science, Information Technology, or a related field and one (1) year or experience in the job offered or in a related role OR Bachelor’s degree (U.S. or foreign equivalent) in Finance, Business, Computer Engineering, Computer Science, Information Technology, or a related field and three (3) years of experience in the job offered or in a related role. Prior experience must include one (1) year (with a Master’s degree) OR three (3) years with a Bachelor’s degree with the following: understanding of the current regulatory environment and financial markets, including personal trading and disclosure requirements; utilizing Alteryx or Tableau to develop workflows that increase automation and efficiency across business processes; working with internal stakeholders to ensure regulatory requirements are met and compliance processes and systems operate effectively and are properly maintained; orally presenting findings to senior stakeholders in the areas being reviewed, including clearly articulating the fact-patterns, risk(s), and potential next steps for remediation; drafting written findings to articulate fact patterns, identify associated risks, and summarize remediation steps; and utilizing analytical, organizational, and project management skills to track and document business requirements, ensure milestone delivery, support User Acceptance Testing (UAT), and coordinate final product delivery.
We aspire to be the world’s most exceptional financial institution, united by our shared values of partnership, client service, integrity, and excellence.
Operating at the center of capital markets, we act as one firm, mobilizing our people, capital, and ideas to deliver superior results across our clients’ most complex challenges.
For 157 years, Goldman Sachs has delivered world-class execution on a global scale across our leading Global Banking & Markets and Asset & Wealth Management businesses.
Apprenticeship is central to our culture, with hands-on coaching and access to leaders who bring decades of experience and expertise. With office locations around the world, we offer a broad range of career opportunities to those who insist on excellence and thrive on performance.
Find our Social Media Disclosures here: gs.com/social-media-disclosures
Offices: 200 West Street, New York, New York 10282, US
How much do Finance & Accounting jobs in Salt Lake City, UT pay?
Based on 302 listings with disclosed salaries, most finance & accounting jobs in Salt Lake City, UT pay between $38k–$160k per year. Individual offers vary with seniority, company size, and specialization.
How many Finance & Accounting jobs are open in Salt Lake City, UT right now?
There are currently 669 open finance & accounting positions in Salt Lake City, UT listed on Clera. New openings are added daily as companies post roles.
Which companies are hiring for Finance & Accounting roles in Salt Lake City, UT?
Companies currently hiring include Goldman Sachs, iCapital, Brex, Ford Motor Company, Regions Bank, among others. Browse the listings above to see every active employer.
Are there remote or hybrid Finance & Accounting jobs in Salt Lake City, UT?
Yes — 303 of the 669 open finance & accounting positions offer remote or hybrid work (76 remote, 227 hybrid).
How do I apply for Finance & Accounting jobs in Salt Lake City, UT?
Each listing links directly to the employer's application page. Apply early — fresh listings get the most recruiter attention in the first two weeks.