Mumbai City, Maharashtra, India · On-site
We're seeking someone to join our team as an Associate in the Legal and Compliance division as Mortgage Compliance Associate with a principal responsibility to assist the team in Mortgage Lending monitoring activities to…
Skills: HMDA Compliance, Residential Mortgage Lending, Data Analysis, Stakeholder Management, Advanced Excel
Dallas, Texas, United States · On-site
We're seeking someone to join our team as Field Compliance Advisory Coverage in Wealth Management (WM) Field Compliance to provide advisory coverage across key Business Units including Service Review Unit (SRU), Virtual …
Skills: SEC Regulations, FINRA Regulations, Tableau, Risk Management, Compliance Advisory
Williamsburg, Virginia, United States · On-site
$105k–$190k/yr
POSITION SUMMARY The Producing Branch Managers primary focus is to drive revenue, and manage risk within their branch and to continue to build a book of business. Job functions also include maintaining a superior and con…
Skills: Client Relationship Management, Financial Planning, Team Leadership, Recruitment, Risk Management
Tokyo, Japan · On-site
Trade Surveillance Compliance Technical Officer Primary ResponsibilitiesLeveraging relevant experience and in-depth knowledge (of e.g., various market manipulation scenarios, financial products, trading strategies, marke…
Skills: Trade Surveillance, Market Manipulation Analysis, SQL, Data Analysis, Regulatory Compliance
Omaha, Nebraska, United States · On-site
POSITION SUMMARY Registered Client Relationship Analysts provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Through regular intera…
Skills: Client Relationship Management, Financial Services Knowledge, Microsoft Office, Time Management, Interpersonal Skills
Atlanta, Georgia, United States · On-site
POSITION SUMMARY Registered Client Service Associates (CSAs) help shape the future of service by modernizing the client experience through an elevated standard of care. The Registered CSA assists with the development and…
Skills: Client Relationship Management, Financial Planning, Account Onboarding, Risk Assessment, Order Entry
Tuscaloosa, Alabama, United States · On-site
DUTIES & RESPONSIBILITIES: Gain industry and organizational knowledge through daily business interactions and job assignments.Develop business, financial and analytical skills needed for career in global wealth managemen…
Skills: Market Research, Analytical Skills, Communication Skills, Interpersonal Skills, Teamwork
New York, New York, United States · On-site
$120k–$210k/yr
Firm Risk Management (FRM) at Morgan Stanley partners closely with business units across the Firm to support sustainable growth, efficient risk adjusted returns, and the protection of the Firm's balance sheet. Credit Ris…
Skills: Credit Risk Management, Structured Lending, Financial Statement Analysis, Cash Flow Modeling, Asset Backed Financing
London, England, United Kingdom · Hybrid
Credit Risk Management – Fixed Income Division Secured Lending – Commercial Real Estate, Vice President London The role will reside within the Firm Risk Management's Credit Risk Management area which is a team dedicated …
Skills: Commercial Real Estate Lending, Credit Risk Management, Financial Analysis, Financial Modelling, Loan Structuring
Bakersfield, California, United States · On-site
$35k–$90k/yr
Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Through regular interactions with clients, individual…
Skills: Client Service, Interpersonal Skills, Organizational Skills, Microsoft Office, Time Management
London, England, United Kingdom · Hybrid
We're seeking a Lead Infrastructure Engineer covering designing, building and maintaining robust, resilient and scalable, infrastructure automation systems. In the Technology division, we leverage innovation to build the…
Skills: Python, Linux, Infrastructure Automation, Unix Networking, System Architecture
London, England, United Kingdom · Hybrid
Credit Risk Management – Fixed Income Division Secured Lending – Commercial Real Estate, Vice President London The role will reside within the Firm Risk Management's Credit Risk Management area which is a team dedicated …
Skills: Commercial Real Estate Lending, Credit Risk Management, Financial Analysis, Financial Modelling, Loan Structuring
New York, New York, United States · On-site
$160k–$222k/yr
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide incl…
Skills: Compensation Design, Tax, Accounting, Finance, Client Delivery
Alpharetta, Georgia, United States · On-site
POSITION SUMMARY Registered Client Service Associates (CSAs) help shape the future of service by modernizing the client experience through an elevated standard of care. The Registered CSA assists with the development and…
Skills: Client Relationship Management, Financial Planning, Account Onboarding, Risk Assessment, Microsoft Office
Louisville, Kentucky, United States · On-site
POSITION SUMMARY Client Relationship Analysts provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Through regular interactions with…
Skills: Client Relationship Management, Interpersonal Skills, Microsoft Office, Time Management, Organizational Skills
Tokyo, Japan · On-site
MSIM Japan - Marketing Promotion DepartmentJob Description of a Position in Product Promotion TeamTITLE/LEVEL: Up to Vice PresidentLOCATION: Tokyo, JapanEMPLOYER: Morgan Stanley Investment Management (Japan) Co., Ltd.RES…
Skills: Marketing Material Creation, Financial Product Knowledge, Japanese Language, English Language, Stakeholder Collaboration
Boston, Massachusetts, United States · On-site
$120k–$170k/yr
Business Service Officers (BSO) are responsible for shaping the future of service by modernizing our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the …
Skills: People Management, Operational Oversight, Conflict Resolution, Strategic Thinking, Talent Development
Boston, Massachusetts, United States · On-site
$120k–$170k/yr
Business Service Officers (BSO) are responsible for shaping the future of service by modernizing our client experience through an elevated standard of care. The Business Service Officer (BSO) will report directly to the …
Skills: People Management, Operational Oversight, Conflict Resolution, Strategic Thinking, Talent Development
Columbus, Ohio, United States · On-site
POSITION SUMMARY Client Relationship Analysts provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Through regular interactions with…
Skills: Client Service, Interpersonal Skills, Organizational Skills, Microsoft Office, Time Management
Bengaluru, Karnataka, India · On-site
Profile Description We’re seeking someone to join our Enterprise Technology team as a Data Engineer, in Workforce Technology & Services for the modernization of tooling enablement function. As a Senior Data Engineer, you…
Skills: Snowflake, Talend, Informatica, SQL, Python
Mumbai City, Maharashtra, India • On-site
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Perform monthly HMDA data scrubs and resolve identified issues with Home Loans and Tailored Lending businesses. Assist in monitoring mortgage lending activities to ensure compliance with applicable laws, regulations, and internal controls.
Requires a Bachelor's or Master's degree in Finance or Economics with over 2 years of professional experience. Must possess deep knowledge of HMDA Regulation C and other banking regulations alongside advanced data analysis skills in Excel.
We're seeking someone to join our team as an Associate in the Legal and Compliance division as Mortgage Compliance Associate with a principal responsibility to assist the team in Mortgage Lending monitoring activities to ensure compliance with applicable laws and regulations, and to help assure management associated policies, procedures, and controls are effective.
In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Associate position within the Oversight, Monitoring and Testing in Bank Compliance HMDA Review Team, this team is charged with oversight and coordination of the Compliance program for the U.S. Banks (Morgan Stanley Bank, N.A. and Morgan Stanley Private Bank, National Association).
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you'll do in the role:
Performing monthly Home Mortgage Disclosure Act (HMDA) data scrubs which include OCC and CFPB HMDA Plus expanded fields
Completing 100% scrubs monthly and logging/tracking data exception issues through the HMDA software
Resolution of issues identified during the monthly HMDA scrubs with our Home Loans Business and TL Business
Performing Compliance impact analysis
Documentation, data gathering and review
What you'll bring to the role:
Bachelor's/Master's degree in Finance, Economics, or similar
2+ years of experience working in a professional environment
Knowledge of Residential Mortgage Lending, Tailored Lending (TL) products, HMDA Regulation C & related banking regulations and mortgage documents like 1003, 1008, Disclosures, Appraisal, Flood Certificate, Credit report, etc.
Additional regulations knowledge of Regulation B, P, U, V, X, Z, Flood Insurance, Fair Housing Act, Fair Lending, UDAAP, Homeowners Protection Act, S.A.F.E. Act are beneficial as it will assist in the understanding of the flow of the residential mortgage loan file
Excellent verbal and written English communication skills - ability to effectively correspond with various groups and senior professionals over email and the telephone
Advanced Excel, PowerPoint knowledge and Data analysis skills; experience working with large data sets
Experience in stakeholder management with excellent interpersonal skills and the ability to work effectively with colleagues across regions and Business Units
Strong analytical, problem-solving, and execution skills, with the ability to identify issues, determine solutions, and meet established deadlines
Excellent attention to detail, organizational, and time-management skills, with the ability to work effectively in a fast-paced environment
Team player who can successfully manage multiple projects and priorities
Ability to identify and recommend process efficiencies
Coverage
Monday to Friday from 1:30 PM IST to 10:30 PM IST. Coverage is dependent on business needs, so flexibility on required finish time or full day's coverage may be required during some Indian holidays.
At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.
Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.
For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.
Morgan Stanley is a leading global financial services firm providing investment banking, securities, wealth management and investment management services. With a 90-year history, Morgan Stanley today operates in 42 countries serving corporations, governments, institutions, families and individuals. Morgan Stanley is a talent business that demands ongoing investment in our people. Key drivers of our success have been the breadth and tenure of our talent, as well as a unique culture and a set of values that guide our employees. We view Morgan Stanley’s talent and culture as a key competitive advantage enabling the Firm to achieve its potential and drive future success. As an integrated firm with scaled capabilities, we partner with clients at every stage of their financial journey. Our ability to do so is grounded in four pillars that define Morgan Stanley: a clear and consistent strategy to help clients raise, manage and allocate capital; a culture grounded in rigor, humility and partnership; financial strength through capital, earnings power and durability; and growth driven by smart, strategic investment globally. These pillars enable Morgan Stanley to provide trusted advice, operate with resilience across market cycles and deliver long-term value to our clients and shareholders. Social Media Disclosures: mgstn.ly/SocialDisclosure
Offices: 1585 Broadway, New York, NY 10036, US · 2000 Westchester Ave, Purchase, New York 10577, US · 522 5th Ave, New York, US · 20 Bank Street, Canary Wharf, London, England E14 4AD, GB · 1 Austin Road West, Kowloon, Hong Kong, HK
Morgan Stanley is a leading global financial services firm providing investment banking, securities, wealth management and investment management services. With a 90-year history, Morgan Stanley today operates in 42 countries serving corporations, governments, institutions, families and individuals. Morgan Stanley is a talent business that demands ongoing investment in our people. Key drivers of our success have been the breadth and tenure of our talent, as well as a unique culture and a set of values that guide our employees. We view Morgan Stanley’s talent and culture as a key competitive advantage enabling the Firm to achieve its potential and drive future success. As an integrated firm with scaled capabilities, we partner with clients at every stage of their financial journey. Our ability to do so is grounded in four pillars that define Morgan Stanley: a clear and consistent strategy to help clients raise, manage and allocate capital; a culture grounded in rigor, humility and partnership; financial strength through capital, earnings power and durability; and growth driven by smart, strategic investment globally. These pillars enable Morgan Stanley to provide trusted advice, operate with resilience across market cycles and deliver long-term value to our clients and shareholders. Social Media Disclosures: mgstn.ly/SocialDisclosure
Offices: 1585 Broadway, New York, NY 10036, US · 2000 Westchester Ave, Purchase, New York 10577, US · 522 5th Ave, New York, US · 20 Bank Street, Canary Wharf, London, England E14 4AD, GB · 1 Austin Road West, Kowloon, Hong Kong, HK
