Dallas, Texas, United States · On-site
We’re seeking someone to join our team as a Vice President that will partner closely with global surveillance colleagues and stakeholders across Compliance, Legal, Business Unit Risk, Operations and Technology to support…
Skills: Trade Surveillance, Market Abuse Detection, Risk Management, Compliance Monitoring, Nasdaq Smarts
New York, New York, United States · Hybrid
Company Profile: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment, and wealth management services. The Firm's employees serve clients worldwi…
Skills: Capital Markets, Electronic Trading, Java, Scala, Spring Framework
Sandy, Utah, United States · On-site
Introducing Morgan Stanley at Work: We know a lot about investing and are certain there’s no better investment a company can make than in its employees. People don’t just drive a company; they are the company. So, when p…
Skills: Customer Service, Stock Plan Administration, Data Management, Analytical Skills, Problem Solving
Budapest, Central Hungary, Hungary · Hybrid
BS96 - BUD MARKET RISK ST N/A WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – …
Skills: Market Risk Management, Capital Allocation, Risk Analysis
Boston, Massachusetts, United States · On-site
$150k–$225k/yr
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide incl…
Skills: IMA Negotiation, Legal Drafting, Asset Management, Risk Management, Project Management
Budapest, Central Hungary, Hungary · Hybrid
We’re seeking someone to join our team as a Legal & Regulatory Compliance (Senior) Associate to work in our Finance Division. Morgan Stanley’s Corporate Treasury team in Budapest is hiring a Legal & Regulatory Compliance…
Skills: Regulatory Compliance, Recovery and Resolution Planning, Stakeholder Management, Policy Interpretation, Governance Documentation
McLean, Virginia, United States · On-site
$70k–$115k/yr
POSITION SUMMARY: Registered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Through regular interact…
Skills: Client Service, Financial Product Knowledge, Microsoft Office, Time Management, Interpersonal Skills
Kingston, New York, United States · On-site
$55k–$95k/yr
POSITION SUMMARY: Registered Service Associates perform operational support and oversight on behalf of the Complex as well as general management support functions and special projects. The role is responsible for daily f…
Skills: Document Maintenance, Money Movement, Trade Support, Microsoft Office, Client Service
Tokyo, Japan · On-site
N/A WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90…
Skills: Sales, Investor Relations, Capital Allocation, Financial Services
Roanoke, Virginia, United States · On-site
$35k–$90k/yr
POSITION SUMMARY: The Team Administrator is responsible for providing executive assistant support for Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams, including responsibilities such as phone coverage…
Skills: Calendar Management, Expense Processing, Microsoft Word, Microsoft Excel, Microsoft Outlook
Mumbai City, Maharashtra, India · On-site
We’re seeking someone to join our team as an Director in Model Risk Management Team. In the Firm Risk Management division, we advise businesses across the Firm on risk mitigation strategies, develop tools to analyse and …
Skills: Model Validation, Python, Quantitative Finance, Risk Management, Statistical Techniques
Kingston, New York, United States · On-site
$35k–$90k/yr
Registered Client Service Associates (RCSAs) help shape the future of service by modernizing the client experience through an elevated standard of care. The Registered CSA assists with the development and growth of busin…
Skills: Client Relationship Management, Financial Planning, Account Onboarding, Risk Assessment, Order Entry
Orland Park, Illinois, United States · On-site
$35k–$90k/yr
POSITION SUMMARY Registered Client Relationship Analysts provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Through regular intera…
Skills: Client Relationship Management, Financial Services Knowledge, Microsoft Office, Time Management, Interpersonal Skills
Alpharetta, Georgia, United States · Hybrid
$132k–$135k/yr
Company Profile: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment, and wealth management services. The Firm's employees serve clients worldwi…
Skills: Oracle Access Manager, RSA Adaptive Authentication, Sailpoint IIQ, Apache Tomcat, WebSphere
New York, New York, United States · Hybrid
$190k–$210k/yr
Company Profile: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment, and wealth management services. The Firm's employees serve clients worldwi…
Skills: Java, Python, Spring Boot, SQL, NSQL
Alpharetta, Georgia, United States · Hybrid
Company Profile: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment, and wealth management services. The Firm's employees serve clients worldwi…
Skills: Java, Python, C++, Scala, JavaScript
New York, New York, United States · Hybrid
$135k–$140k/yr
Company Profile: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment, and wealth management services. The Firm's employees serve clients worldwi…
Skills: Data Analysis, Financial Modelling, Strategic Planning, Market Research, Competitor Analysis
Jersey City, New Jersey, United States · Hybrid
$200k–$210k/yr
Company Profile: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment, and wealth management services. The Firm's employees serve clients worldwi…
Skills: Java, Hibernate, Spring Framework, Spring Boot, Microservices
Budapest, Central Hungary, Hungary · Hybrid
Morgan Stanley is seeking a Data Governance Associate to join our Budapest HR Data Governance Team. The team is accountable for driving data governance initiatives for HR and ensuring adherence to regulatory and firmwide…
Skills: Data Governance, Data Quality, Risk and Controls, Stakeholder Management, MS Excel
Purchase, New York, United States · On-site
$90k–$130k/yr
Expected base pay rates for the role will be between $90,000 and $130,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total…
Skills: Portfolio Management, Capital Allocation, Financial Analysis, Strategic Thinking, Collaboration
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The Vice President manages surveillance risk across various products and markets, acting as a senior escalation point for analysts to detect and investigate market abuse. They partner with Legal, Compliance, and Technology teams to strengthen controls and lead regulatory inquiries and internal reviews.
Candidates need over 7 years of experience in trade surveillance or compliance monitoring with a deep understanding of market structures across multiple asset classes. Proficiency with surveillance platforms like NASDAQ SMARTS and TradingHub is required, along with strong analytical and communication skills.
We’re seeking someone to join our team as a Vice President that will partner closely with global surveillance colleagues and stakeholders across Compliance, Legal, Business Unit Risk, Operations and Technology to support the ongoing development and execution of the surveillance program across products, markets and jurisdictions.
The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines, legal entities and jurisdictions of operation.
The Americas Surveillance team operates and enhances automated trade surveillance controls designed to detect, investigate and escalate potential market abuse and other misconduct risks across the Firm's institutional securities business.
The Vice President owns surveillance risk across assigned areas, responds to escalations from Level 1 analysts, and supports surveillance coverage across futures, FX, fixed income and equities. Reporting to the Americas Head of Market Abuse Trade Surveillance, the role requires sound judgment, critical thinking, organizational discipline, and the confidence to challenge front-line reviewers and business stakeholders, as appropriate.
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you'll do in the role:
At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.
Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.
For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.
Morgan Stanley is a leading global financial services firm providing investment banking, securities, wealth management and investment management services. With a 90-year history, Morgan Stanley today operates in 42 countries serving corporations, governments, institutions, families and individuals. Morgan Stanley is a talent business that demands ongoing investment in our people. Key drivers of our success have been the breadth and tenure of our talent, as well as a unique culture and a set of values that guide our employees. We view Morgan Stanley’s talent and culture as a key competitive advantage enabling the Firm to achieve its potential and drive future success. As an integrated firm with scaled capabilities, we partner with clients at every stage of their financial journey. Our ability to do so is grounded in four pillars that define Morgan Stanley: a clear and consistent strategy to help clients raise, manage and allocate capital; a culture grounded in rigor, humility and partnership; financial strength through capital, earnings power and durability; and growth driven by smart, strategic investment globally. These pillars enable Morgan Stanley to provide trusted advice, operate with resilience across market cycles and deliver long-term value to our clients and shareholders. Social Media Disclosures: mgstn.ly/SocialDisclosure
Offices: 1585 Broadway, New York, NY 10036, US · 2000 Westchester Ave, Purchase, New York 10577, US · 522 5th Ave, New York, US · 20 Bank Street, Canary Wharf, London, England E14 4AD, GB · 1 Austin Road West, Kowloon, Hong Kong, HK
Morgan Stanley is a leading global financial services firm providing investment banking, securities, wealth management and investment management services. With a 90-year history, Morgan Stanley today operates in 42 countries serving corporations, governments, institutions, families and individuals. Morgan Stanley is a talent business that demands ongoing investment in our people. Key drivers of our success have been the breadth and tenure of our talent, as well as a unique culture and a set of values that guide our employees. We view Morgan Stanley’s talent and culture as a key competitive advantage enabling the Firm to achieve its potential and drive future success. As an integrated firm with scaled capabilities, we partner with clients at every stage of their financial journey. Our ability to do so is grounded in four pillars that define Morgan Stanley: a clear and consistent strategy to help clients raise, manage and allocate capital; a culture grounded in rigor, humility and partnership; financial strength through capital, earnings power and durability; and growth driven by smart, strategic investment globally. These pillars enable Morgan Stanley to provide trusted advice, operate with resilience across market cycles and deliver long-term value to our clients and shareholders. Social Media Disclosures: mgstn.ly/SocialDisclosure
Offices: 1585 Broadway, New York, NY 10036, US · 2000 Westchester Ave, Purchase, New York 10577, US · 522 5th Ave, New York, US · 20 Bank Street, Canary Wharf, London, England E14 4AD, GB · 1 Austin Road West, Kowloon, Hong Kong, HK
