Charlotte, North Carolina, United States · Hybrid
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and cons…
Skills: EUC Governance, Risk & Control Assessment, Process Mapping, Data Analysis, Python
Singapore · On-site
Headquartered in Tokyo, Sumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution and a core member of Sumitomo Mitsui Financial Group (SMBC Group). Built upon our rich Japanese heritage since …
Skills: Analytics Strategy, Stakeholder Management, Product Roadmap Development, Business Demand Management, Commercial Advisory
Singapore · On-site
Headquartered in Tokyo, Sumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution and a core member of Sumitomo Mitsui Financial Group (SMBC Group). Built upon our rich Japanese heritage since …
Skills: Strategic Planning, Governance, Risk Management, Cross-functional Leadership, Stakeholder Coordination
Singapore · On-site
Responsibilities Perform preliminary due diligence checks for deal teams for new potential deals. Engage in discussions with deal teams to understand and help to troubleshoot on issues that may arise during the document …
Skills: KYC, CDD, AML, Due Diligence, Risk Assessment
New York, New York, United States · Hybrid
$138k–$185k/yr
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and cons…
Skills: Counterparty Credit Risk, Capital Markets, Derivatives, Risk Metrics, Policy Drafting
Singapore · On-site
Responsibilities Perform preliminary due diligence checks for deal teams for new potential deals. Engage in discussions with deal teams to understand and help to troubleshoot on issues that may arise during the document …
Skills: KYC, CDD, AML, Due Diligence, Risk Assessment
New York, New York, United States · Hybrid
$208k–$240k/yr
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and cons…
Skills: Non-Financial Risk Management, RCSA, Control Design, Issue Management, Root Cause Analysis
Hong Kong, China · On-site
Sumitomo Mitsui Banking Corporation (三井住友銀行) (incorporated in Japan with limited liability) is one of the major international banks and a leading arranger of specialized financial products worldwide. The Bank's Hong Kong…
Skills: Regulatory Compliance, Sanction Screening, Banking Operations, Risk Management, Project Coordination
Singapore · On-site
Internal Audit department, Asia Pacific Division (IADAP) of SMBC is responsible for the audits of SMBC units and activities in Asia Pacific region, assessing the adequacy and effectiveness of internal control system, gov…
Skills: Internal Audit, Risk Management, Investment Banking, Securities Auditing, Data Analytics
Singapore · On-site
Responsibilities Perform preliminary due diligence checks for deal teams for new potential deals. Engage in discussions with deal teams to understand and help to troubleshoot on issues that may arise during the document …
Skills: Customer Due Diligence, KYC, AML, Risk Assessment, Due Diligence
Jersey City, New Jersey, United States · Hybrid
$190k–$196k/yr
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and cons…
Skills: Microsoft Power BI, SQL, DAX, API, Data Analysis
Scottsdale, Arizona, United States · Hybrid
$158k–$161k/yr
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and cons…
Skills: Software Development, Unit Testing, Automation, Design Patterns, Peer Review
Malaysia · On-site
Headquartered in Tokyo, Sumitomo Mitsui Banking Corporation (SMBC) is a leading global financial institution and a core member of Sumitomo Mitsui Financial Group (SMBC Group). Built upon our rich Japanese heritage since …
Skills: Treasury Operations, Banking Operations, Risk Management, Compliance, People Management
Charlotte, North Carolina, United States · Hybrid
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and cons…
Skills: Compensation Accounting, Financial Reporting, US GAAP, IFRS, J-GAAP
New York, New York, United States · Hybrid
$170k–$235k/yr
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and cons…
Skills: Business Management, Transformation Management, Strategy Execution, Program Management, Portfolio Governance
New York, New York, United States · Hybrid
$80k–$115k/yr
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and cons…
Skills: Business Analysis, Data Analysis, Agile Methodology, User Story Writing, Cash Management
Charlotte, North Carolina, United States · Hybrid
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and cons…
Skills: Infrastructure Architecture, Identity Management, Cloud Infrastructure, Active Directory, Entra ID
Vietnam · On-site
Responsibilities: Conduct initial and ongoing Know Your Customer (KYC) due diligence and enhanced due diligence (EDD) on new and existing corporate clients to ensure compliance with regulatory requirements. Review and ve…
Skills: KYC Due Diligence, Enhanced Due Diligence, AML Regulations, Risk Assessment, UBO Verification
Charlotte, North Carolina, United States · Hybrid
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and cons…
Skills: Medallion Architecture, Azure Databricks, Azure Data Factory, Azure SQL Database, Data Pipeline Troubleshooting
Singapore · On-site
Credit Portfolio Stress Testing (APAC ex-Japan) This role will lead the development and enhancement of credit risk stress testing capabilities, ensuring robust governance, and challenge of stress testing frameworks, meth…
Skills: Credit Risk Management, Stress Testing, Scenario Analysis, Credit Risk Modelling, Python
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Manage and monitor End User Computing (EUC) tools to ensure adherence to governance policies and internal control frameworks. Coordinate with business functions to implement risk assessments, execute controls, and remediate gaps in EUC tool management.
Requires a bachelor's degree and 3-5 years of experience in finance, audit, risk, or compliance within the banking sector. Proficiency in data tools like Python, SQL, and BI platforms, along with strong process mapping and communication skills, is essential.
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in Japan. SMFG’s shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges.
In the Americas, SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization’s extensive global network. The Group’s operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.
A new centralized End User Computing (EUC) Governance Program within SMBC – Americas Division (AD) has been created as a partnership between Technology (AD Tech) & Risk Management (RMDAD) departments to establish a governance and management framework for EUC tools across business functions and using the 3 lines of defense model for internal control. The EUC Governance Program develops EUC guidelines and standards as well as establishes technology guidance, a control framework and monitoring mechanisms for SMBC AD’s EUC tools and processes. The First Line of Defense (1LOD) EUC Governance Program partners with business functions to provide support in the compliance with established RMDAD policies, procedures and standards as well as drives initiatives to support consistent EUC tool control management practices and processes to minimize errors and issues. The 1LOD EUC Governance Program also ensures businesses functions align with other relevant company policies and standards, such as Data and Privacy, and manages the approach to measuring adherence to those guidelines.
The {Associate, VP} of EUC Governance is an experienced role not only supporting end-to-end management and oversight of EUC Governance Program activities for SMBC AD but also the tools / platforms employed to automate and evidence the governance workflow. The primary focus of this role is to coordinate with business functions in the implementation of new governance requirements, including discovery of EUC tools operating in the environment, risk & control assessments of identified EUC tools, facilitation of solution transition to IT process as appropriate, consult on the design & execution of controls for EUC tools, support and/or performance of EUC tool testing where needed and tracking of action plans to address any noted gaps or deficiencies. Additionally, the {Associate, VP} should have at least peripheral knowledge of key banking & financial services business uses in-scope of the program, such as financial, management & board reporting, compliance, front-office transaction processing and/or capital & treasury management.
SMBC’s employees participate in a Hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC requires that employees live within a reasonable commuting distance of their office location. Prospective candidates will learn more about their specific hybrid work schedule during their interview process. Hybrid work may not be permitted for certain roles, including, for example, certain FINRA-registered roles for which in-office attendance for the entire workweek is required.
SMBC provides reasonable accommodations during candidacy for applicants with disabilities consistent with applicable federal, state, and local law. If you need a reasonable accommodation during the application process, please let us know at [email protected].
Sumitomo Mitsui Banking Corporation
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 150 offices and 120,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo and Nagoya stock exchanges, and its ADRs trade on the New York Stock Exchange (NYSE: SMFG). Americas: https://www.smbcgroup.com/ EMEA: https://www.smbcgroup.com/emea/ APAC: https://www.smbc.co.jp/asia/ Tokyo: https://www.smfg.co.jp/english/
Offices: 1丁目 1-2, Marunouchi Chiyoda-Ku,, Tokyo, JP · Sumitomo Mitsui Banking Corporation 277 Park Avenue, New York, NY 10172, US · Plaza de la Paz, 102, int. 901, Silao, Guanajuato CP36275, MX · Edward Street, George Town, Grand Cayman, Cayman Islands KY1, KY · 14241 Dallas Pkwy, Suite 660, Dallas, Texas 75254, US
Sumitomo Mitsui Banking Corporation
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 150 offices and 120,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo and Nagoya stock exchanges, and its ADRs trade on the New York Stock Exchange (NYSE: SMFG). Americas: https://www.smbcgroup.com/ EMEA: https://www.smbcgroup.com/emea/ APAC: https://www.smbc.co.jp/asia/ Tokyo: https://www.smfg.co.jp/english/
Offices: 1丁目 1-2, Marunouchi Chiyoda-Ku,, Tokyo, JP · Sumitomo Mitsui Banking Corporation 277 Park Avenue, New York, NY 10172, US · Plaza de la Paz, 102, int. 901, Silao, Guanajuato CP36275, MX · Edward Street, George Town, Grand Cayman, Cayman Islands KY1, KY · 14241 Dallas Pkwy, Suite 660, Dallas, Texas 75254, US
