Company Description Sia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augmented by data science, enhanced by creativit…
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Company Description Sia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augmented by data science, enhanced by creativit…
Skills: Capital Markets, Management Consulting, Business Analysis, Project Management, Regulatory Compliance
Company Description Sia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augmented by data science, enhanced by creativit…
Skills: Operational Risk Management, Regulatory Compliance, Risk and Control Self-Assessments, Governance, Risk Appetite
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$80k–$95k/yr
Full-time
bachelor degree, professional certificate
Career Advocacy Program, Continuous Learning & Development, Diversity Equity And Inclusion Programs, Employee Wellbeing
Posted 86d ago
~40 hrs/week
Responsibilities
The role involves managing regulatory obligations, designing operational controls, and leading risk assessments (RCSA) for financial clients. It also requires providing strategic advice on emerging trends like AI governance and managing project workstreams.
Requirements
Candidates need 3-5 years of experience in regulatory compliance and operational risk, specifically within the North American regulatory landscape. A bachelor's degree in Finance, Law, or Business is required, with professional certifications like CPA or CAMS preferred.
Full job description
Company Description
Sia is a next-generation, global management consulting group. Founded in 1999, we were born digital. Today our strategy and management capabilities are augmented by data science, enhanced by creativity and driven by responsibility. We’re optimists for change and we help clients initiate, navigate and benefit from transformation. We believe optimism is a force multiplier, helping clients to mitigate downside and maximize opportunity. With expertise across a broad range of sectors and services, our 3,000 consultants serve clients worldwide from 48 locations in 19 countries. Our expertise delivers results. Our optimism transforms outcomes.
Strategy & Management Consulting
Sia’s Strategy & Management Consulting global footprint and expertise in more than 40 sectors and services allow us to enhance our clients' businesses worldwide. We guide their projects and initiatives in strategy, business transformation, IT & digital strategy.
Financial Institutions have drastically changed over the last decade, driven by increased regulatory constraints, diverse competition inside and beyond traditional banking organizations, and emerging technologies reshaping long-standing ecosystems. Sia’s Financial Services Business Unit provides a comprehensive suite of core capabilities designed to address the diverse and evolving needs of our clients, enabling them to navigate complex challenges, seize new opportunities, and achieve their strategic objectives in an increasingly competitive and dynamic business environment.
Why Join The Sia Team?
Excellence | Entrepreneurship | Innovation | Teamwork | Care & Support | Employee Wellbeing
These are the six core values that guide all our actions. As an expression of our values, our Sia team concept describes our commitment to fostering a sense of community within and among our offices. We believe that knowledge sharing is the key, not only to innovation, but to the growth and development of our people.
Your experience at Sia will be enriched by a(n):
Entrepreneurial journey
Career advocacy program that supports achieving professional development goals through guidance, and real-time feedback
Continuous learning & development opportunities
Diversity, equity, and inclusion programs with an ever-growing list of global affinity initiatives
Job Description
Key Responsibilities:
Regulatory Obligations Management: Analyze, interpret, and document legal and regulatory requirements to identify, map, and update obligations within the client’s Regulatory Compliance Management (RCM) library
Control Design & Implementation: Advise on, design, and implement robust operational controls and compliance frameworks to ensure adherence to regulations
Risk Assessment & Testing: Lead RCSA (Risk and Control Self-Assessments) initiatives, conduct thematic reviews, and perform testing of controls to identify compliance deficiencies and operational gaps
Advisory & Transformation: Provide strategic, risk-based advice to stakeholders regarding regulatory changes, emerging trends (e.g., AI governance), and operational efficiency.
Project Leadership: Manage project workstreams, including timelines, budgets, and deliverable quality, while coaching junior staff.
Regulatory Analysis & Strategy: Assess and interpret emerging regulatory trends, supervisory expectations, and enforcement actions to develop compliance strategies
Compliance Best Practices: Understand, develop and maintain best practices for regulatory compliance
Innovative Problem Solving: Independently identify and analyze complex business problems and proactively develop innovative and sustainable solutions using consulting frameworks and other problem-solving tools
Data-Driven Insight & Communication: Distill complex information into clear problem statements, independently develop and implement data driven solutions, and synthesize insights into compelling presentations and recommendations for senior leadership
Regulatory Interpretation & Controls Mapping: Ability to read laws, regulations and rules to understand applicability of obligations for client context and assist with mapping obligations to controls
Risk & Compliance Transformation Support: Ability to support transformational client engagements across both first line functions (Controls design, control testing) and second line functions (operational risk, compliance)
Qualifications
3-5 years of experience in regulatory compliance and operational risk management, preferably within a consulting firm or financial institution.
Deep understanding of North American regulatory landscape (e.g. OSFI, FINRA, OCC, CIRO).
Experience in key areas such as Enterprise Risk, Operational Risk, and Regulatory Compliance and / or a desire to further expand knowledge and skills across diverse domains
Bachelor’s degree in Finance, Law, Business, or Risk Management
CPA, CIA, CISA, or CAMS certification preferred.
Strong, concise communication skills for interacting with senior management and presenting complex regulatory issues
Experience with AI governance, assess AI use cases and agentic solutions; coordinate with internal and external stakeholders to drive initiatives
Excel in project delivery through robust project management practices-establishing consistent routines, defining and monitoring KPIs and metrics, maintaining compliance standards, and providing clear, timely stakeholder communication.
Additional Information
All your information will be kept confidential according to EEO guidelines.
Sia is an equal opportunity employer. All aspects of employment, including hiring, promotion, remuneration, or discipline, are based solely on performance, competence, conduct, or business needs.
We do not use artificial intelligence to screen or make decisions about candidates. Limited AI tools may be used for administrative or operational purposes in the recruitment process.
Sia is an equal opportunity employer. All aspects of employment, including hiring, promotion, remuneration, or discipline, are based solely on performance, competence, conduct, or business needs.
Sia is an next-generation global consulting group in strategy, artificial intelligence and management. Founded in 1999, we were born digtal. Today our strategy and management capabilities are augmented by data science, enhanced by creativity and driven by responsibility. Our 3,000 consultants in 19 countries share a strong belief: optimism is force multiplier and we help clients initiate, navigate and benefit from transformation.
AI and data science is the powerhouse of Sia, augmenting consulting services and accelerating productivity. With 450 Data Strategists and Experts, 12 R&D Labs, and advanced GenAI Assistants, Sia is positioned as a leader in AI adoption.
Offices: 21 Rue de Berri, Paris, Île-de-France 75008, FR · 48 Wall St, New York, NY 10005, US · 90 Bartholomew Close, London, England EC1A 7BN, GB · 206-211 Johnston Road, 208 Johnston, 11/F, Wanchai, Hong Kong SAR, HK · Boulevard de Waterloolaan, 16, Bruxelles, Brussels Region 1000, BE
Sia is an next-generation global consulting group in strategy, artificial intelligence and management. Founded in 1999, we were born digtal. Today our strategy and management capabilities are augmented by data science, enhanced by creativity and driven by responsibility. Our 3,000 consultants in 19 countries share a strong belief: optimism is force multiplier and we help clients initiate, navigate and benefit from transformation.
AI and data science is the powerhouse of Sia, augmenting consulting services and accelerating productivity. With 450 Data Strategists and Experts, 12 R&D Labs, and advanced GenAI Assistants, Sia is positioned as a leader in AI adoption.
Offices: 21 Rue de Berri, Paris, Île-de-France 75008, FR · 48 Wall St, New York, NY 10005, US · 90 Bartholomew Close, London, England EC1A 7BN, GB · 206-211 Johnston Road, 208 Johnston, 11/F, Wanchai, Hong Kong SAR, HK · Boulevard de Waterloolaan, 16, Bruxelles, Brussels Region 1000, BE