Raleigh, North Carolina, United States · On-site
Job Description What is the Opportunity? Under direction of the Director, 1LoD Business Controls Officer – Lending, the Senior Manager, 1LoD Business Controls Manager plays a key role in the control identification for RB…
Skills: Risk Management, Control Design, Securities Based Lending, RCSA, Process Mapping
Swift Current, Saskatchewan, Canada · On-site
Job Description What will you do? Ensure high employee engagement through talent management, development and career planning Deliver results through strong sales management routines and coaching ability Partner with your…
Skills: Advice Based Solutions, Building Talent, Client Discovery, Critical Thinking, Data Analysis
Surrey, British Columbia, Canada · On-site
$38k–$45k/yr
Job Description What is the opportunity? RBC Dominion Securities is Canada’s leading full-service investment and wealth management firm and is backed by Canada’s leading financial institution. We take pride in hiring and…
Skills: Adaptability, Communication, Critical Thinking, Detail-Oriented, Teamwork
Raleigh, North Carolina, United States · On-site
Job Description What is the Opportunity? Securities Based Lending is a key business for RBC Bank that provides adjudication and servicing of Securities Based Lending for U.S. Wealth Management clients. The role of Analys…
Skills: SQL, Tableau, Snowflake, Power BI, Statistical Analysis
Toronto, Ontario, Canada · On-site
Job Description What is the Opportunity? Securities Based Lending is a key business for RBC Bank that provides adjudication and servicing of Securities Based Lending for U.S. Wealth Management clients. The role of Analys…
Skills: SQL, Tableau, Snowflake, Power BI, Statistical Analysis
Nassau, Bahamas · On-site
Job Description APPLICATION DEADLINE: JUNE 26, 2026 What is the opportunity? In this role you will cure or liquidate the bank’s position with the client using the most cost effective and time sensitive approach while mai…
Skills: Bank Reconciliation, Collections Platforms, Caribbean Legal Systems, Microsoft Excel, Portfolio Management
Toronto, Ontario, Canada · On-site
Job Description What is the Opportunity? You will lead the development of the strategic roadmap for Fraud Management data, including acquisition of new data sources, maintenance of data catalog, identifying risk and cont…
Skills: Fraud Management, Data Strategy, Data Governance, Big Data Analysis, Python
Turks and Caicos Islands · On-site
Job Description APPLICATION DEADLINE: JUNE 25, 2026 What is the opportunity? In this role you will deliver on the RBC’s client experience and own the moment with our clients, effectively using time on the counter and the…
Skills: Adaptability, Advice Based Solutions, Client Centricity, Client Discovery, Communication
Halifax, Nova Scotia, Canada · Hybrid
Job Description What is the opportunity? Manager Financial Crimes and AML Audit is a curious, dynamic, adaptable, solution-oriented team player and self-starter. A with knowledge of risk management, AML/Sanctions regulat…
Skills: Auditing, AML Compliance, Sanctions Compliance, Risk Management, Data Analytics
Georgina, Ontario, Canada · On-site
Job Description What is the opportunity? This unique position calls on your client-focused sales expertise and natural problem-solving skills to maximize each client interaction. Specifically, you help clients with their…
Skills: Adaptability, Advice Based Solutions, Client Centricity, Client Discovery, Communication
Toronto, Ontario, Canada · On-site
Job Description What is the opportunity? The Manager, Product Control will provide quality support to various banking platforms across multiple asset classes and strategies, by performing daily mark-to-market valuation, …
Skills: Accounting, Business Analytics, Financial Accounting Systems, General Ledger Administration, Group Problem Solving
Mississauga, Ontario, Canada · On-site
Job Description What is the opportunity? RBC Insurance Technology is seeking to hire a Senior Site Reliability Engineer for its Insurance Technology Platform Support team. The Insurance Technology Platform Support Team i…
Skills: Site Reliability Engineering, Ansible, Python, Bash, PowerShell
Burlington, Ontario, Canada · Hybrid
Job Description What is the opportunity? You are an associate within the Collections team acting to deliver an exceptional client experience by offering advice & solutions during their time of need. You champion the RCA…
Skills: Bilingual Communications, Building Rapport, Collaboration, Communication, Customer Care
Toronto, Ontario, Canada · On-site
$55k–$90k/yr
Job Description What is the opportunity? Global Manager Research supports investment manager research (mutual funds, separately managed accounts and private alternative investments) and discretionary model management acr…
Skills: Communication, Critical Thinking, Detail-Oriented, Financial Regulation, Interpersonal Relationship Management
Vancouver, British Columbia, Canada · On-site
$40k–$45k/yr
Job Description What is the opportunity? RBC Dominion Securities is a relationship-focused investment and wealth management firm that consistently ranks #1 in Canada. We are proud of our collaborative, supportive culture…
Skills: Account Management, Customer Success, Decision Making, Financial Regulation, Group Problem Solving
Phoenix, Arizona, United States · On-site
$90k–$160k/yr
Job Description What is the opportunity? Serve as direct supervisor relative to all sales and trade-related activities for the complexes assigned. The SRM role is critical to the first line of defense and leading the fir…
Skills: Audits, Compliance, Critical Thinking, Data Gathering Analysis, Decision Making
Winnipeg, Manitoba, Canada · On-site
Job Description What is the opportunity? As an RBC Investment and Retirement Planner, you create custom investment solutions for prospective and existing RBC clients. Alongside your own prospecting and networking activit…
Skills: Adaptability, Business Development, Client Centricity, Curious Mindset, Financial Planning
Toronto, Ontario, Canada · On-site
Job Description What is the opportunity? The Senior Manager Financial Crimes and AML Audit is a curious, dynamic, adaptable, solution oriented leader and self-starter. A subject matter expert in risk management with know…
Skills: AML Compliance, Sanctions Compliance, Risk Management, Internal Audit, Data Analytics
Toronto, Ontario, Canada · On-site
Job Description We are seeking an experienced and commercially minded Product Manager to support the design, development, and evolution of digital asset payments at RBC, with a specific focus on tokenized money models su…
Skills: Blockchain, Business Case Design, Communication, Critical Thinking, Cryptocurrency
Oxford, England, United Kingdom · Hybrid
Job Description What is the opportunity? We have an exciting opportunity for a Wealth Administrator to join the Wealth Management team in our Oxford office on a permanent basis. The successful candidate will play an inte…
Skills: Communication, Critical Thinking, Customer Service Management, Decision Making, Detail-Oriented
Raleigh, North Carolina, United States • On-site
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Lead the identification and governance of risks and controls for Securities Based Lending products to ensure regulatory compliance and operational effectiveness. Collaborate with second and third lines of defense to enhance the control environment and provide risk commentary to executive leadership.
Requires 7-10 years of experience in risk and control functions with a strong expertise in Securities Based Lending and lending regulations. A bachelor's degree and proficiency in tools like Archer, Tableau, and Power BI are required.
Under direction of the Director, 1LoD Business Controls Officer – Lending, the Senior Manager, 1LoD Business Controls Manager plays a key role in the control identification for RBC Bank’s Securities Based Lending (SBL) products and broader lending businesses. With a primary strategic focus on SBL risk and control governance, this role serves as trusted adviser and subject matter expert to business leaders ensuring effective risk and control governance, regulatory compliance, and operational effectiveness.
Act as the lead control and risk subject matter expert for Securities Based Lending (SBL) products across operational risk stripes
Develop and enhance SBL control frameworks aligned with regulatory requirements
Lead SBL-focused control health assessments and reporting to executive leadership
Lead process mapping efforts specific to the SBL business with secondary support for the broader lending business
Identify, design, assess, maintain and document controls according to Internal Control standards within risk systems and link to risk registers
Develop periodic monitoring of key and non-key control effectiveness for SBL business controls
Assist with internal and external exams for Lending business including request collection, tracking and quality review
Review controls for alignment with regulations and ensure connectivity within risk and compliance systems
Identify control deficiencies and potential issues in partnership with business teams and develop timely and sustainable remediation strategies
Refresh key and non-key controls based on an annual schedule
Develop control health reporting with metrics and provide risk commentary to executive leadership and risk forums
Ensure regulatory compliance risk assessments are completed timely
Review and verify controls are established and documented to support issue closures
Support regulatory matters as required
Collaborate closely with colleagues across the 2nd and 3rd lines to strengthen the control environment and enhance risk management practices
Identify risk & control improvement opportunities and challenge the effectiveness of control design as required
Participate in the Risk and Control Self Assessments (RCSA’s), Process RCSAs, and Risk Register activities to identify potential risks
Advise on Key Risk Indicators (KRI’s) in alignment with Risk Appetite
Isolate root control failures and provide recommendations for remediation and control uplift
Support business partners with identification and escalation of Operational Risk Events (OREs) with investigations and remediation to prevent recurrence
Partner with 1LoD control testing team to provide control walkthroughs and evidence in partnership with control owners
Provide informed and valuable risk and control perspectives to executive management. Implement corrective measures as needed.
Contribute to the development of a robust risk culture, risk conduct, and risk literacy within the first line of defense, including design and implementation of preventive and detective controls relating to RBC Banking activities
Build and sustain effective relationships and alliances both internally and across business and functional areas to help deliver results and to ensure opportunities are identified, analyzed and managed appropriately. Understand interdependencies to achieve success.
Ensure 1LoD Business Controls procedures remain current
7-10 years of experience in a risk and control function such as risk management, internal audit, compliance
5+ years in the financial services or other regulated industries
Experience with lending risks including regulations
Strong communication skills (written and oral)
Self-motivated professional
Bachelors’ degree, or equivalent
Securities based lending (SBL) risk management expertise
Strong understanding of regulatory requirements specific to SBL
Control design and implementation expert
Strong RCSA and process mapping experience
Experience with operating in a highly matrixed environment
Strong interpersonal, verbal, and written communication skills.
Previous experience in financial services industry and/or risk management.
Strong understanding of lending regulations
Experience with Archer system and corresponding risk modules
Technology savvy / self-sufficient with excellent working knowledge of Confluence, Sharepoint, MS Office applications (including Excel and Powerpoint), Archer, Tableau/Power BI
Demonstrated ability to think critically and work collaboratively effort.
Self-motivation, discipline, task focus, the ability to structure and present work. and a proven record of delivering high quality results within strict deadlines.
Must have the ability to multitask and prioritize several concurrent initiatives.
Master’s Degree
Risk management professional certifications
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
Leaders who support your development through coaching and managing opportunities
Ability to make a difference and lasting impact
Work in a dynamic, collaborative, progressive, and high-performing team
A world-class training program in financial services
Flexible work/life balance options
Opportunities to do challenging work
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Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact. http://rbc.com/legalstuff. La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social. https://www.rbc.com/conditions-dutilisation/
Offices: 200 Bay Street, Toronto, Ontario M5J 2J5, CA · 1 Place Ville-Marie, Montreal, QC H3B 1Z3, CA · 2 Park St, Sydney, NSW 2000, AU · 100 Bishopsgate, London, England EC2N 4AA, GB · Persiaran Apec, Cyberjaya, Selangor 63000, MY
Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact. http://rbc.com/legalstuff. La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social. https://www.rbc.com/conditions-dutilisation/
Offices: 200 Bay Street, Toronto, Ontario M5J 2J5, CA · 1 Place Ville-Marie, Montreal, QC H3B 1Z3, CA · 2 Park St, Sydney, NSW 2000, AU · 100 Bishopsgate, London, England EC2N 4AA, GB · Persiaran Apec, Cyberjaya, Selangor 63000, MY
