Mumbai City, Maharashtra, India · On-site
We're seeking someone to join our team as an Associate in the Legal and Compliance division. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the …
Skills: Financial Crimes Oversight, Regulatory Compliance, Risk Management, Analytical Research, MS Office
Mumbai City, Maharashtra, India · On-site
We're seeking someone to join our team as an Associate in the Legal and Compliance division. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the …
Skills: Financial Crimes Oversight, Regulatory Compliance, Risk Management, Analytical Research, Technical Proficiency
Mumbai City, Maharashtra, India · On-site
We're seeking someone to join our team as an Associate in the Legal and Compliance division. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the …
Skills: Financial Crime Oversight, Regulatory Compliance, Risk Identification, Analytical Research, MS Office
Mumbai City, Maharashtra, India · On-site
We're seeking someone to join our team as a Director in the Legal and Compliance division. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Fi…
Skills: Transaction Monitoring, Team Management, Regulatory Compliance, Quality Assurance, Risk Management
Mumbai City, Maharashtra, India · On-site
We're seeking someone to join our team as an Associate in the Legal and Compliance division. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the …
Skills: Financial Crimes Oversight, Regulatory Compliance, Risk Management, Analytical Research, Technical Proficiency
Mumbai City, Maharashtra, India · On-site
Job Description Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve client…
Skills: Sales Enablement, Financial Analysis, CRM Tools, Client Relationship Management, Reporting
Mumbai City, Maharashtra, India · On-site
We are seeking someone to join our Finance Shared Services - External Reporting team as an Associate in Finance Division. In the Finance division, we partner with business units around the globe by providing management, …
Skills: External Reporting, Regulatory Reporting, Variance Analysis, Financial Accounting, Risk Management
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Department Profile Global Financial Crimes (GFC) coordinates day-to-day implementation of the Firm’s enterprise-wide financial crime prevention efforts. GFC includes both legal and compliance disciplines and has responsi…
Skills: Anti-Money Laundering, Sanctions Compliance, Know Your Customer, Transactional Due Diligence, Financial Crimes Compliance
Mumbai City, Maharashtra, India · On-site
We are seeking someone to join our team as Associate in our Mumbai office, as part of expanding an existing team in our Mumbai office, with controllership responsibility. This is an excellent opportunity to be part of sh…
Skills: Legal Entity Controllership, Financial Reporting, Balance Sheet Analysis, P&L Analysis, Variance Analysis
India · On-site
EMEA Equity Documentation( ISDA) , Senior Manager , Institutional Equity Division This role is in Mumbai and requires working with the EMEA Equity Documentation Group based in London. The role will require a fast-learnin…
Skills: ISDA Master Agreements, OTC Derivatives, Prime Brokerage, Contract Negotiation, Legal Analysis
Mumbai City, Maharashtra, India · On-site
Company Profile: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clien…
Skills: Excel, Bloomberg Terminal, Trade Entry, Trade Lifecycle Management, Derivatives
Mumbai City, Maharashtra, India · On-site
The Wealth Management Platforms organization manages digital platforms and experiences across the Advisor, Workplace and Direct channels, ensuring that our capabilities lead the industry and are delivered and integrated …
Skills: Wealth Management, Product Ownership, People Management, Agile Methodologies, Stakeholder Management
Tokyo, Japan · On-site
Firm Risk Management Firm Risk Management (FRM) supports Morgan Stanley to achieve its business goals by partnering with business units across the Firm to realize efficient risk-adjusted returns, acting as a strategic ad…
Skills: Risk Management, Electronic Trading, Algorithm Analysis, FIX Messaging, Market Micro-structure
Utica, New York, United States · On-site
$16/hr–$40/hr
Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Through regular interactions with clients, individual…
Skills: Client Service, Interpersonal Skills, Microsoft Office, Time Management, Organization
Menlo Park, California, United States · On-site
$34k–$90k/yr
Registered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis. Through regular interactions with clients,…
Skills: Client Service, Money Movement Transactions, Account Onboarding, Digital Tool Enrollment, Calendar Management
Mumbai City, Maharashtra, India · On-site
We're seeking someone to join our team as an Associate in the offshore Legal and Compliance Department in Mumbai which is an extended arm of global Legal & Compliance teams - Litigation Support being one of such teams In…
Skills: Litigation Support, Document Retrieval, Redaction, Quality Control, SLA Management
London, England, United Kingdom · Hybrid
We're seeking someone to join our team as a Senior Java developer in FIDCOM. You will be acting as the senior technology face off to our commodities leadership. There are various trading critical technologies which the c…
Skills: Java, Scala, C++, Python, Functional Programming
Bengaluru, Karnataka, India · On-site
Java Security Lead Software Engineer_ Vice President _Software Engineering We’re seeking someone to join our Cyber Data Risk & Resilience tech team as a Principal Java Engineer, in Cyber Technology to manage, develop and…
Skills: Java, Spring Boot, Microservices, GenAI, Agentic AI
Bengaluru, Karnataka, India · On-site
Application Developer (Full Stack - Java) Job Description Designation: Director Department: CVA Technology (Institutional Securities Technology) Job Location: Bengaluru About Us Morgan Stanley is a global financial servi…
Skills: Core Java, Scala, Multithreading, Git, RDBMS
Mumbai City, Maharashtra, India · On-site
We are looking for an Associate- Investment Banking / Capital Markets Support Professional to join our newly established Support Center in Mumbai. The successful candidate will play a key role in providing reporting, ana…
Skills: Financial Analysis, Financial Modeling, Capital Markets, Equity Capital Markets, Debt Capital Markets
Mumbai City, Maharashtra, India • On-site
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The role involves drafting disposition summaries for alert reviews and ensuring operational processing meets regulatory requirements and SLAs. Additionally, the associate will identify program risks and implement Gen AI tools to improve process efficiency.
Candidates must hold a bachelor's degree and possess a foundational understanding of financial markets and banking. Strong analytical skills, proficiency in MS Office, and the ability to work effectively in a fast-paced, collaborative environment are required.
We're seeking someone to join our team as an Associate in the Legal and Compliance division.
In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Associate level position within the Oversight, Monitoring and Testing.
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What you'll do in the role:
Draft dispositions summaries that support the alert review outcomes, ensuring documents are clear and concise while complying with regulatory expectations.
Ensure a high-quality work product and that the level of documentation adheres to procedural expectations.
Ensure daily operational processing is completed according to established program SLAs and regulatory requirements.
Proactively identify risks to the GFC program and day-to-day; escalate on a timely basis.
Provide process improvement to increase efficiency and effectiveness.
Adhere to Morgan Stanley's core values and drive the same within the team.
Adopt the firm's Gen AI agenda and implement the relevant tools within the process.
What you'll bring to the role:
Solid track record working in a professional environment.
Bachelor's degree from an accredited college / university.
Strong oral and written communication skills.
Excellent interpersonal skills and ability to work effectively with colleagues across regions and Business Units.
Ability to use various PC, MS Office and internet applications and tools to support the processes.
Foundational understanding of the financial markets and banking, including broker-dealer product-based knowledge and the ability to learn concepts quickly.
Should exhibit comfort in working with technology and the ability to learn and display proficiency on technical systems and programs.
Proficient with MS Office
Team player who can successfully work with larger teams to drive common results.
Quick learning curve and perform with minimum hand holding.
Have through research and analytical mindset.
Successfully meet established deadline requirements - display efficient time management skills
Have the ability to effectively handle a fast-paced environment
Ability to identify and recommend process efficiencies
Flexible to take up adhoc work.
At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.
Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.
For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.
Morgan Stanley is a leading global financial services firm providing investment banking, securities, wealth management and investment management services. With a 90-year history, Morgan Stanley today operates in 42 countries serving corporations, governments, institutions, families and individuals. Morgan Stanley is a talent business that demands ongoing investment in our people. Key drivers of our success have been the breadth and tenure of our talent, as well as a unique culture and a set of values that guide our employees. We view Morgan Stanley’s talent and culture as a key competitive advantage enabling the Firm to achieve its potential and drive future success. As an integrated firm with scaled capabilities, we partner with clients at every stage of their financial journey. Our ability to do so is grounded in four pillars that define Morgan Stanley: a clear and consistent strategy to help clients raise, manage and allocate capital; a culture grounded in rigor, humility and partnership; financial strength through capital, earnings power and durability; and growth driven by smart, strategic investment globally. These pillars enable Morgan Stanley to provide trusted advice, operate with resilience across market cycles and deliver long-term value to our clients and shareholders. Social Media Disclosures: mgstn.ly/SocialDisclosure
Offices: 1585 Broadway, New York, NY 10036, US · 2000 Westchester Ave, Purchase, New York 10577, US · 522 5th Ave, New York, US · 20 Bank Street, Canary Wharf, London, England E14 4AD, GB · 1 Austin Road West, Kowloon, Hong Kong, HK
Morgan Stanley is a leading global financial services firm providing investment banking, securities, wealth management and investment management services. With a 90-year history, Morgan Stanley today operates in 42 countries serving corporations, governments, institutions, families and individuals. Morgan Stanley is a talent business that demands ongoing investment in our people. Key drivers of our success have been the breadth and tenure of our talent, as well as a unique culture and a set of values that guide our employees. We view Morgan Stanley’s talent and culture as a key competitive advantage enabling the Firm to achieve its potential and drive future success. As an integrated firm with scaled capabilities, we partner with clients at every stage of their financial journey. Our ability to do so is grounded in four pillars that define Morgan Stanley: a clear and consistent strategy to help clients raise, manage and allocate capital; a culture grounded in rigor, humility and partnership; financial strength through capital, earnings power and durability; and growth driven by smart, strategic investment globally. These pillars enable Morgan Stanley to provide trusted advice, operate with resilience across market cycles and deliver long-term value to our clients and shareholders. Social Media Disclosures: mgstn.ly/SocialDisclosure
Offices: 1585 Broadway, New York, NY 10036, US · 2000 Westchester Ave, Purchase, New York 10577, US · 522 5th Ave, New York, US · 20 Bank Street, Canary Wharf, London, England E14 4AD, GB · 1 Austin Road West, Kowloon, Hong Kong, HK
