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Full-time
Professional Development, Flexible Working
Posted 15d ago
~40 hrs/week
Responsibilities
Support the identification and management of regulatory and tax risks by translating obligations into operational controls within the first line of defense. Oversee specific risks such as Market Abuse and Volcker Rule while contributing to product governance and regulatory change implementation.
Requirements
Requires over 6 years of experience in regulatory tax compliance, risk management, or business analysis within financial services. Candidates must possess strong analytical skills and experience translating regulatory requirements into practical processes or system workflows.
Full job description
Some careers shine brighter than others.
If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realize their ambitions.
We are currently seeking an experienced professional to join our team in the role of Assistant Vice President, Regulatory Compliance and Tax Risk
In this role, you will:
Support the identification, assessment, and management of regulatory and tax risks, translating obligations into effective operational controls within the first line of defense.
Support the delivery of regulatory compliance and tax risk frameworks, including monitoring, thematic reviews and read-across exercises, tracking and follow-up.
Assist in the oversight of specific regulatory, tax or other risks, which may include Market Abuse, Cross-Border, Personal Account Dealing, Volcker Rule, Competition Law, Conflicts of Interest and Common Reporting Standard controls.
Support the governance of cross-border activities and regulatory and licensing risks, ensuring alignment with applicable jurisdictional requirements
Contribute to product governance processes, including the identification and mitigation of applicable regulatory compliance and tax risks.
Support regulatory change implementation through horizon scanning, impact assessment, and tracking of key regulatory developments.
Acts as a role model for our Group Values and Behaviors supporting colleagues and customers to deliver superior customer service through these values.
To be successful you will:
6+ years’ experience in regulatory tax compliance, risk management, business analysis, or a related control function within financial services.
Strong understanding of risk management and the role of the first line of defense
Experience translating requirements (regulatory or business) into practical processes, controls, or system workflows.
Strong analytical thinking and ability, attention to detail, and stakeholder management skills. Strong written and verbal communication skills.
Background in Business Analysis, including requirements gathering, process mapping, or workflow design.
Experience working with or supporting regulatory or tax systems, workflow tools, reporting platforms
Experience in wealth management, private banking, or retail banking environments.
You’ll achieve more at HSBC
hsbc.com/careers
HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.”
Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
Issued By HSBC Electronic Data Processing (India) Private LTD
Related keywords
Regulatory ComplianceTax RiskFirst Line Of DefenseMarket AbuseCross-BorderPersonal Account DealingVolcker RuleCompetition LawConflicts Of InterestCommon Reporting StandardProduct GovernanceHorizon ScanningBusiness AnalysisProcess MappingWealth ManagementPrivate Banking
Opening up a world of opportunity for our customers, investors, ourselves and the planet.
We're a financial services organisation that serves more than 40 million customers, ranging from individual savers and investors to some of the world’s biggest companies and governments. Our network covers 58 countries and territories, and we’re here to use our unique expertise, capabilities, breadth and perspectives to open up a world of opportunity for our customers.
HSBC is listed on the London, Hong Kong, New York, and Bermuda stock exchanges.
To view our social media terms and conditions please visit the following webpage: http://www.hsbc.com/social-TandCs
Offices: 8 Canada Square, London, E14 5HQ, GB · 1 Queen's Road Central, Central, Hong Kong, HK · Florida 201, Buenos Aires City, Buenos Aires Autonomous City 1005, AR · 425 5th Ave, New York, NY 10018, US · DUONG Dong Khoi 1, Ho Chi Minh City, Thanh Pho Ho Chi Minh, VN
BankingFinancial ServicesInternational Finance and BankingWealth ManagementCorporate and Business Bankingretail bankingInsuranceRetail BankingInvestment BankingCommercial Banking
Opening up a world of opportunity for our customers, investors, ourselves and the planet.
We're a financial services organisation that serves more than 40 million customers, ranging from individual savers and investors to some of the world’s biggest companies and governments. Our network covers 58 countries and territories, and we’re here to use our unique expertise, capabilities, breadth and perspectives to open up a world of opportunity for our customers.
HSBC is listed on the London, Hong Kong, New York, and Bermuda stock exchanges.
To view our social media terms and conditions please visit the following webpage: http://www.hsbc.com/social-TandCs
Offices: 8 Canada Square, London, E14 5HQ, GB · 1 Queen's Road Central, Central, Hong Kong, HK · Florida 201, Buenos Aires City, Buenos Aires Autonomous City 1005, AR · 425 5th Ave, New York, NY 10018, US · DUONG Dong Khoi 1, Ho Chi Minh City, Thanh Pho Ho Chi Minh, VN
BankingFinancial ServicesInternational Finance and BankingWealth ManagementCorporate and Business Bankingretail bankingInsuranceRetail BankingInvestment BankingCommercial Banking