Seoul, South Korea · On-site
Position DescriptionCLSA Korea is looking for permanent staff in Compliance Department Key Areas of Responsibilities Conduct monitoring on various unfair trading, AML related issues, etcReview and/or prepare regulatory r…
Skills: Compliance, AML, Regulatory Reporting, Internal Investigations, Policy Development
Hong Kong Island, Hong Kong, China · On-site
Key Areas of Responsibilities Responsible to achieve Market connectivity, Cash Equities and Program trading business plan, through deep understanding of how Global markets operate, and knowledge of local counterparties s…
Skills: Project Management, Cash Equities, Capital Markets, Business Analysis, FIX Protocol
Gandhinagar Taluka, Gujarat, India · On-site
Key Areas of Responsibilities Booking of trades and issuance of contract note for Gift City NSE IX Derivatives EOD client statements Trade support activities for NSE IX including limit maintenance for dealer, client and …
Skills: Trade support, Clearing and settlement, NSE IX, Derivatives, Margin reconciliation
Gandhinagar Taluka, Gujarat, India · On-site
Key Areas of Responsibilities Gift City NSE IX Derivatives Trade support and Clearing processingDaily Collateral and Position Management Daily Collateral Management and bank movementsProcedure document preparation for GI…
Skills: NSE IX Derivatives, Trade Support, Clearing Processing, Collateral Management, Risk Management
Mumbai City, Maharashtra, India · On-site
Key Areas of Responsibilities Generate revenue by managing and servicing a portfolio of domestic and international institutional clients.Develop, maintain, and strengthen relationships with large and mid-sized domestic a…
Skills: Sales trading, Cash equity trading, Institutional broking, Revenue generation, Client relationship management
Mumbai City, Maharashtra, India · On-site
Key Areas of Responsibilities Monitor equity, derivatives, futures, and options markets, including price movements, volumes, trends, and market developments.Assist in tracking and documenting buy and sell orders, execute…
Skills: Equity markets, Derivatives, Futures, Options, Financial analysis
Hong Kong Island, Hong Kong, China · On-site
Position Description The Algorithmic Trading team is looking for a Algo Business Analyst to join our Hong Kong ALGO team. Our trading platform is purely developed in-house; the successful candidate will work closely with…
Skills: Algorithmic Trading, C#, SQL, Oracle, Equity Trading
Hong Kong Island, Hong Kong, China · On-site
Position Description The Fund Ops IT Group is responsible for the development, management and support of CSI’s Post Trade Applications, Middleware and Messaging systems. This also includes the development, delivery and d…
Skills: Business Analysis, Project Management, Investment Banking, Post Trade Applications, Middle Office
Mumbai City, Maharashtra, India · On-site
Key Areas of Responsibilities Advice and assist with all aspects of compliance function relating to stock broking, research and investment banking Advice & lead all company secretarial work streams of the entities in Ind…
Skills: Compliance Monitoring, Corporate Secretarial, SEBI Regulations, AML, FIU Requirements
Hong Kong Island, Hong Kong, China · On-site
Key Areas of ResponsibilitiesOriginate and execute corporate finance transactions.Initiate marketing calls to target customers in HK, PRC and overseas markets.Manage team to perform due diligence, research and financial …
Skills: Corporate Finance, Investment Banking, Due Diligence, Financial Analysis, IPO Execution
Hong Kong Island, Hong Kong, China · On-site
Position Description We are looking for a Technical Lead to join our Front Office Market Connectivity team in Hong Kong. As part of the development team, you’ll work very closely with business users, vendors and other fr…
Skills: Business Analysis, Market Connectivity, FIX Protocol, Exchange Protocols, OMS
Hong Kong Island, Hong Kong, China · On-site
Key Areas of ResponsibilitiesThe main responsibilities include periodic review and other KYC-related tasks; client onboarding is not part of the scope.Act as SME to guide clients through the KYC Requirements and document…
Skills: KYC, Client Onboarding, AML, Compliance, Risk Classification
Hong Kong Island, Hong Kong, China · On-site
Position Description Corporate Communications Manager with responsibility for leading internal and external communications, media relations, digital content, branding and corporate philanthropy initiatives across Hong Ko…
Skills: Internal Communications, External Communications, Media Relations, Digital Content Strategy, Branding
Hong Kong Island, Hong Kong, China · On-site
Position Description We are seeking an experienced Senior Business Analyst in Execution Services IT, proactively collaborate with stakeholders to gather and analyze business requirements, and work with the technical team…
Skills: Business Analysis, Global Equities Trading, Java, SQL, CI/CD
Hong Kong Island, Hong Kong, China · On-site
Position DescriptionThis position will be responsible for supporting a broad range of administrative matters in CITICS Asset Management. Duties will include expense and travel management for departmental senior managemen…
Skills: Administrative support, Expense management, Travel management, Marketing documentation, Pitch documentation
Hong Kong Island, Hong Kong, China · On-site
Position Description This role will be part of the Global Market Connectivity team responsible for supporting Exchange Connectivity systems for various exchanges and servicing Market Data applications. Working closely wi…
Skills: Market Connectivity, Exchange Gateways, Market Data Applications, Cash Equity, DMA
Hong Kong Island, Hong Kong, China · On-site
Key Areas of Responsibilities On-the-ground Coordination Act as the primary Hong Kong-based liaison between the local TechOps team, clients, internal staff, and global Sales, Research, and Asset Management development te…
Skills: Application support, Postgres, Oracle, Unix scripting, Docker
Hong Kong Island, Hong Kong, China · On-site
Position Description We are looking for a Business Analyst for HR systems in Hong Kong. As part of the IT team, you’ll work actively with HR business users and other development teams to design, develop, enhance and main…
Skills: Business Analysis, HR Systems, Project Management, SDLC, Requirements Gathering
pune, Maharashtra, India · On-site
Key Areas of ResponsibilitiesHands on development/testing/support in various projects and tasksPromote TDD culture and testing automation in teamParticipate on all software development topics, from analysis to developmen…
Skills: Core Java, Spring Framework, Oracle, SQL, Unix
Sydney, New South Wales, Australia · On-site
Position Description Senior Support Analyst will be part of the Global FIX connectivity team responsible for handling FIX connectivity requests from clients, vendors, brokers and exchanges. Senior Support analyst will be…
Skills: FIX Protocol, FIX Connectivity, Cash Equity, SWAP, Futures & Options
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The role involves conducting monitoring for unfair trading and AML issues while preparing regulatory reports for authorities like FSS and KRX. Additionally, the associate will support internal investigations, develop compliance policies, and manage client onboarding processes including CDD and EDD.
Candidates must hold a bachelor's degree and possess at least 5 years of experience in the securities brokerage industry. Proficiency in Korean capital market regulations and excellent communication skills in both Korean and English are required.
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CITIC CLSA is a wholly-owned subsidiary of CITIC Securities and its overseas business platform. Established in Hong Kong in 1986, CITIC CLSA is Asia’s leading capital markets and investment group, committed to driving the growth strategies of global institutional investors, corporations, governments and high-net-worth individuals. CITIC CLSA’s award-winning research, extensive Asia network, direct links to China and highly experienced financial professionals set CITIC CLSA apart from global investment banks and regional players. Over three decades, CITIC CLSA has built an extensive Asia network with deep local knowledge and connections. Globally, we operate from 13 countries across Asia, Australia, Europe and the Americas. For further information, please visit clsa.com. To read our social media disclaimer, visit clsa.com/clsa-social-media-guidelines/
Offices: 18/F, One Pacific Place, 88 Queensway, Hong Kong, HK · 1155 Avenue of the Americas, 17th Floor, New York, NY 10036, US · 345 California St, Suite 600, San Francisco, CA 94104, US · 26F CITIC Securities Tower, No.48 Liangmaqiao Road, Chaoyang District, Beijing, CN · Room 910, 9/F, 100 Century Avenue, Pudong New Area, Shanghai 200120, CN
CITIC CLSA is a wholly-owned subsidiary of CITIC Securities and its overseas business platform. Established in Hong Kong in 1986, CITIC CLSA is Asia’s leading capital markets and investment group, committed to driving the growth strategies of global institutional investors, corporations, governments and high-net-worth individuals. CITIC CLSA’s award-winning research, extensive Asia network, direct links to China and highly experienced financial professionals set CITIC CLSA apart from global investment banks and regional players. Over three decades, CITIC CLSA has built an extensive Asia network with deep local knowledge and connections. Globally, we operate from 13 countries across Asia, Australia, Europe and the Americas. For further information, please visit clsa.com. To read our social media disclaimer, visit clsa.com/clsa-social-media-guidelines/
Offices: 18/F, One Pacific Place, 88 Queensway, Hong Kong, HK · 1155 Avenue of the Americas, 17th Floor, New York, NY 10036, US · 345 California St, Suite 600, San Francisco, CA 94104, US · 26F CITIC Securities Tower, No.48 Liangmaqiao Road, Chaoyang District, Beijing, CN · Room 910, 9/F, 100 Century Avenue, Pudong New Area, Shanghai 200120, CN
