Los Angeles, California, United States · Hybrid
$208k–$375k/yr
“I can be myself at work.” You are more than a job title. We want you to feel comfortable doing great work and bringing your best, authentic self to everything you do. We value your talents, traditions, and uniqueness—an…
Skills: AI Governance, Technology Transactions, Data Privacy, Financial Services Regulatory Counseling, Contract Negotiation
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Design and operationalize global AI policies and governance frameworks to enable responsible innovation across investment, HR, and operational use cases. Coordinate with global stakeholders to ensure multijurisdictional alignment and manage AI/cloud vendor contracts.
Requires a JD and active CA or NY Bar membership with 3-4 years of experience in technology transactions, data privacy, or financial regulatory law. Must demonstrate success in operationalizing AI governance and negotiating complex IT/SaaS vendor contracts.
“I can be myself at work.”
You are more than a job title. We want you to feel comfortable doing great work and bringing your best, authentic self to everything you do. We value your talents, traditions, and uniqueness—and we’re committed to fostering a strong sense of belonging in a respectful workplace.
We intentionally seek diverse perspectives, experiences, and backgrounds, investing in a culture designed to celebrate differences. We believe that belonging leads to better outcomes and a stronger community of associates united by our mission. At Capital, we live our core values every day: Integrity, Client Focus, Diverse Perspectives, Long-Term Thinking, and Community.
“I can influence my income.”
You want to feel recognized at work. Your performance will be reviewed annually, and your compensation will be designed to motivate and reward the value that you provide. You’ll receive a competitive salary, bonuses and benefits. Your company-funded retirement contribution will factor in salary and variable pay, including bonuses.
“I can lead a full life.”
You bring unique goals and interests to your job and your life. Whether you’re raising a family, you’re passionate about where you volunteer, or you want to explore different career paths, we’ll give you the resources that can set you up for success.
Enjoy generous time-away and health benefits from day one, with the opportunity for flexible work options
Receive 2-for-1 matching gifts for your charitable contributions and the opportunity to secure annual grants for the organizations you love
Access on-demand professional development resources that allow you to hone existing skills and learn new ones
Join a high-caliber Legal & Compliance team building and scaling a global AI enterprise program at a leading asset manager. This is a strategic role, focusing on designing and operationalizing AI policies and governance frameworks to enable responsible innovation across investment, client-facing, HR, and operational AI use cases at a highly regulated asset manager. The work is global by design and requires seamless coordination with Europe, Canada, and Asia stakeholders. You will help create policies, guardrails, tools, and scalable systems to handle large volumes that empower teams to experiment, deploy, and manage AI responsibly at enterprise scale.
Key Responsibilities
Design, iterate, and operationalize global AI policies, governance frameworks, experimentation protocols, risk assessments, and playbooks spanning investment research/management, client facing tools, HR/talent processes, and operational automation
Ensure multijurisdictional alignment (EU AI Act high-risk considerations, GDPR, emerging U.S. and Asia frameworks) with smooth cross time zone coordination
Leverage experience with negotiating third party data vendor, SAAS and AI provider contracts to build scalable AI/cloud/data vendor templates and negotiation playbooks that integrate Information Security and Global Risk requirements, and the candidate will enhance these via legal tech and AI enabled workflows and managed service providers
Partner with investment teams, client groups, HR, compliance, information security, data office, procurement, and global risk to embed pragmatic guardrails into high-impact AI initiatives
Provide clear, commercially oriented guidance, training, and governance committee support to accelerate responsible innovation and risk-aware decisions
Track regulatory and technology developments across the U.S., Canada, EU, and Asia and translate insights into actionable framework updates
The ideal candidate already experiments with AI tools and helps evolve AI enabled workflows, including developing or enhancing L&C focused AI automations and agents
Support governance decisions around complex AI applications (e.g., model supported research workflows, generative AI client tools, automated HR analytics)
Required Qualifications
JD + active CA or NY Bar (or eligible for CA or NY Registered In House Counsel registration)
3–4 years’ experience in law focusing on technology transactions, data/privacy, or financial services regulatory counseling
Demonstrated success designing or operationalizing AI governance frameworks with practical integration of regulatory requirements, information security and global risk
Strong transactional foundation with experience negotiating IT vendor, SAAS and AI provider contracts and developing AI/cloud/data templates and playbooks, such as for AI enable contract markup and intelligence systems
Proven ability to coordinate complex, multijurisdictional projects (U.S. hub with EU/Asia input)
Demonstrated experimentation with AI tools in legal practice
Exceptional written and verbal communication skills, with credibility across senior investment, HR, client, and/or operations stakeholders
Preferred Qualifications
3-4 years' experience with a top tier law firm and/or a leading AI-focused financial services inhouse legal team
Experience with generative AI in investment, client facing, or HR applications
Familiarity with legal tech or contract AI platforms, and prior work building or experimenting with AI agents for Legal & Compliance use cases
Regional familiarity with Europe and Asia regulatory considerations and/or additional language fluency
“I can apply in less than 4 minutes.”
You’ve reviewed this job posting and you’re ready to start the candidate journey with us. Apply now to move to the next step in our recruiting process. If this role isn’t what you’re looking for, check out our other opportunities and join our talent community.
“I can learn more about Capital Group.”
At Capital Group, the success of the people who invest with us depends on the people in whom we invest. That’s why we offer a culture, compensation and opportunities that empower our associates to build successful and prosperous careers. Through nine decades, our goal has been to improve people’s lives through successful investing. We know that our history is a testament to the strength of the people we hire. More than 9,000 associates in 30+ offices around the world help our clients and each other grow and thrive every day. Find us on LinkedIn, Instagram, YouTube and Glassdoor.
Southern California Base Salary Range: $208,245-$354,017
New York Base Salary Range: $220,768-$375,306
In addition to a highly competitive base salary, per plan guidelines, restrictions and vesting requirements, you also will be eligible for an individual annual performance bonus, plus Capital’s annual profitability bonus plus a retirement plan where Capital contributes 15% of your eligible earnings.
You can learn more about our compensation and benefits here.
* Temporary positions in the United States are excluded from the above mentioned compensation and benefit plans.
We are an equal opportunity employer, which means we comply with all federal, state and local laws that prohibit discrimination when making all decisions about employment. As equal opportunity employers, our policies prohibit unlawful discrimination on the basis of race, religion, color, national origin, ancestry, sex (including gender and gender identity), pregnancy, childbirth and related medical conditions, age, physical or mental disability, medical condition, genetic information, marital status, sexual orientation, citizenship status, AIDS/HIV status, political activities or affiliations, military or veteran status, status as a victim of domestic violence, assault or stalking or any other characteristic protected by federal, state or local law.
Capital Group was established in 1931 in Los Angeles, California, and now has 31 offices around the globe. For over 90 years we've provided carefully researched investment solutions and services to financial professionals. *** We've been made aware of an employment scam fraudulently using Capital Group's name. Please note: Capital Group currently does not offer 100% remote work positions. On average, the interview process can take one to three months to go from resume submission to offer. Financial transactions are never part of the job on boarding process. For your own cyber safety and security, if you suspect fraud, please do not respond to or interact with messages claiming to be from Capital Group. You can also contact [email protected] to verify a job opportunity.*** Capital Client Group, Inc. For important legal information please click the company details website link.
Offices: 333 South Hope Street, Los Angeles, CA 90071, US
Capital Group was established in 1931 in Los Angeles, California, and now has 31 offices around the globe. For over 90 years we've provided carefully researched investment solutions and services to financial professionals. *** We've been made aware of an employment scam fraudulently using Capital Group's name. Please note: Capital Group currently does not offer 100% remote work positions. On average, the interview process can take one to three months to go from resume submission to offer. Financial transactions are never part of the job on boarding process. For your own cyber safety and security, if you suspect fraud, please do not respond to or interact with messages claiming to be from Capital Group. You can also contact [email protected] to verify a job opportunity.*** Capital Client Group, Inc. For important legal information please click the company details website link.
Offices: 333 South Hope Street, Los Angeles, CA 90071, US
