Newport Beach, California, United States · On-site
$100k–$113k/yr
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of exp…
Skills: Institutional Client Contracting, Regulatory Filings, SEC Compliance, Asset Management Regulations, Corporate Governance
Newport Beach, California, United States · On-site
$28/hr–$47/hr
Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more…
Skills: Client Service, Account Management, Compliance, Life Insurance Support, Annuity Servicing
Newport Beach, California, United States · Hybrid
$25/hr–$45/hr
Job Description: Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of t…
Skills: Account Management, Client Management, Customer and Client Focus, Issue Management, Oral Communications
Newport Beach, California, United States · Hybrid
$25/hr–$45/hr
Job Description: Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of t…
Skills: Account Management, Client Management, Customer and Client Focus, Issue Management, Oral Communications
Newport Beach, California, United States · Hybrid
$80k–$91k/yr
To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required. Reasonable ac…
Skills: Financial Analysis, Actuarial Projection, Underwriting, Budget Development, Risk Assessment
Newport Beach, California, United States · Hybrid
$130k–$140k/yr
Come join our team! There are many reasons why EPIC Insurance Brokers & Consultants has become one of the fastest-growing firms in the insurance industry. Fueled and driven by capable, committed people who share common b…
Skills: Property & Casualty Insurance, Client Relationship Management, Negotiation, Risk Management, Market Submissions
Newport Beach, California, United States · Hybrid
$25/hr–$30/hr
Come join our team! This role sits in Galway Family OfficeTM, a division of Galway Holdings, the parent company of EPIC Insurance Brokers & Consultants. Galway Family Office empowers professional athletes and entertainer…
Skills: Bookkeeping, Accounts Payable, Accounts Receivable, Bank Reconciliation, Cash Flow Reporting
Newport Beach, California, United States · On-site
$113k–$139k/yr
Job Description: Providing for loved ones, planning rewarding retirements, saving enough for whatever lies ahead – our policyholders count on us to be there when it matters most. It’s a big ask, but it’s one that we have…
Skills: Product Marketing, Go-To-Market Strategy, Omnichannel Marketing, Data-Driven Insights, Campaign Management
Newport Beach, California, United States · On-site
Finance Operations Director Location: Newport Beach, CA Employment Type: Full-Time Department: Finance / Operations Reports To: Chief Financial Officer Annual Salary Range: [TBD] base + performance-based bonus + equity o…
Skills: Operational Finance, FP&A, Manufacturing Cost Accounting, Program Finance, KPI Framework Development
Newport Beach, California, United States · On-site
$250k–$305k/yr
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of exp…
Skills: Editorial Strategy, Financial Journalism, Content Marketing, Thought Leadership, Capital Markets Knowledge
Newport Beach, California, United States · On-site
$24/hr–$33/hr
As one of the largest premium finance companies in the country, FIRST Insurance Funding provides full premium finance services, plus additional services built specifically for agencies. We pride ourselves on the variety …
Skills: Customer Service, Loan Agreement Preparation, Risk Management, Profit Maximization, Professional Phone Etiquette
Newport Beach, California, United States · Hybrid
$113k–$139k/yr
Job Description: Providing for loved ones, planning rewarding retirements, saving enough for whatever lies ahead – our policyholders count on us to be there when it matters most. It’s a big ask, but it’s one that we have…
Skills: React, Node.js, Java, AWS, Microservices
Newport Beach, California, United States · On-site
$87k–$93k/yr
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of exp…
Skills: Project Management, Brand Activation, Integrated Marketing, Data Literacy, Stakeholder Management
Newport Beach, California, United States · On-site
$87k–$102k/yr
At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it tak…
Skills: Credit Analysis, Risk Analysis, Credit Administration, Financial Analysis, Technical Report Writing
Newport Beach, California, United States · Hybrid
$152k–$186k/yr
Job Description: Providing for loved ones, planning rewarding retirements, saving enough for whatever lies ahead – our policyholders count on us to be there when it matters most. It’s a big ask, but it’s one that we have…
Skills: Project Management, Agile Methodology, Scrum, Kanban, SAFe
Newport Beach, California, United States · On-site
$87k–$93k/yr
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of exp…
Skills: Data Analysis, Transaction Reconciliation, Trade Lifecycle Management, Python, SQL
Newport Beach, California, United States · Hybrid
$113k–$139k/yr
Job Description: The Third Party Risk Management (TPRM) Capability Lead is a senior individual contributor responsible for governing and overseeing Pacific Life’s enterprise TPRM program within the 2nd line of defense, w…
Skills: Third Party Risk Management, Cybersecurity Due Diligence, Operational Risk, Governance Risk and Compliance, Regulatory Compliance
Newport Beach, California, United States · Hybrid
$80k–$100k/yr
Construction Accountant Costa Mesa, CA (Onsite to Start | Hybrid After Training) $80,000–$100,000 Base Salary + Bonus Potential Join a growing construction company with over 15 years of success as they continue to expand…
Skills: Procore Financials, QuickBooks Online, Construction Accounting, Job Costing, Contract Administration
Newport Beach, California, United States · Remote OK
Overview esVolta, LP is a leading developer, owner, and operator of utility-scale energy storage projects across North America. We are at the forefront of the fast-growing battery energy storage market, and our projects …
Skills: Legal Strategy, Commercial Contracting, Project Finance, Regulatory Compliance, M&A
Newport Beach, California, United States · Hybrid
$125k–$153k/yr
Job Description: Providing for loved ones, planning rewarding retirements, saving enough for whatever lies ahead – our policyholders count on us to be there when it matters most. It’s a big ask, but it’s one that we have…
Skills: SQL, Snowflake, Financial Analysis, Data Modeling, Tableau
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Provide legal and regulatory support to the US Regulatory team, focusing on SEC obligations and institutional client contracting. Coordinate regulatory filings, manage change initiatives, and support corporate governance activities for the global asset management business.
Requires a Bachelor's degree with a J.D. strongly preferred and 3-5 years of experience in a legal or compliance role within financial services. Must have working knowledge of U.S. securities laws, specifically the Investment Advisers Act of 1940.
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world’s largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns.
Since 1971, our people have shaped our organization through a high-performance inclusive culture, in which we celebrate diverse thinking. We invest in our people and strive to imprint our CORE values of Collaboration, Openness, Responsibility and Excellence. We believe each of us is here to help others succeed and this has led to PIMCO being recognized as an innovator, industry thought leader and trusted advisor to our clients.
The successful individual will provide legal and regulatory support to the Legal US Regulatory team within the Legal and Compliance Department. This role supports U.S. regulatory legal matters, SEC-related obligations, client contracting activities, regulatory change initiatives, corporate governance matters, and strategic projects supporting PIMCO's global asset management business.
Collaborate with the Legal managed service team responsible for supporting the end-to-end legal workflow of institutional client contracts, serving as a subject matter expert and escalation point for complex issues. Review, analyze, negotiate, and manage institutional client agreements and related legal documentation while providing oversight, training, and project support.
Support legal and regulatory matters relating to U.S. investment adviser and asset management regulations across various regulators and self-regulatory organizations (e.g., SEC, CFTC, NFA, FINRA), including inquiries, examinations, ongoing regulatory obligations, and emerging regulatory requirements.
Prepare, review, coordinate, and file U.S. regulatory filings and other regulatory submissions while ensuring accuracy, completeness, and timely delivery.
Assist counsel with gathering, organizing, and analyzing source materials, transaction activity, and regulatory reporting data to support factual record development, internal reviews, document productions, and related regulatory response preparation.
Support regulatory change management initiatives by researching regulatory developments, summarizing requirements, coordinating stakeholder engagement, and assisting with implementation across business functions.
Coordinate responses to client, consultant, investor, and regulatory due diligence requests relating to legal, regulatory, and governance matters.
Partner closely with Compliance, Risk, Operations, Product Strategy, Client Management, and other business stakeholders to support legal and regulatory workstreams and help coordinate practical solutions.
Support corporate governance activities, including recordkeeping, insurance renewals, authorized signatory processes, and related governance requirements.
Identify opportunities to improve legal workflows through automation, AI-enabled tools, process optimization, and enhanced data management practices.
Bachelor’s Degree required, Juris Doctor (J.D.) strongly preferred.
Minimum 3-5 years of experience within a law firm, asset manager, investment adviser, financial institution, regulatory agency, or in-house legal and/or compliance function.
Experience supporting client contracting processes, regulatory filings, examinations, and/or regulatory change management initiatives within a regulated financial services environment required.
Proficiency in Microsoft Suite; must be able to perform intermediate Excel functions (e.g. formulas, vlookups, etc.)
Working knowledge of U.S. securities laws and regulations applicable to investment advisers and asset managers, including the Investment Advisers Act of 1940 and related SEC regulatory frameworks.
Demonstrated ability to manage multiple projects, prioritize competing demands, and independently drive initiatives to completion.
High performing individual capable of managing multiple time sensitive and complex tasks in a challenging, fast-paced, and fluid environment.
Able to learn and apply emerging technologies, including AI-assisted tools, data analysis, and automation, to create efficiencies and streamline processes where appropriate.
Strong analytical skills and meticulous attention to detail.
Able to take initiative in learning and applying new skills.
Must possess excellent interpersonal skills, work well in a team environment, and have the ability to interact comfortably with all levels of management, as well as external contacts.
Able to generate solutions and appropriately escalate to management.
Must be able to maintain a high level of confidentiality and a clear commitment to PIMCO’s culture, values, and approach.
Equal Employment Opportunity and Affirmative Action Statement
PIMCO recruits and hires qualified candidates without regard to race, national origin, ancestry, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), sexual orientation, gender (including gender identity and expression), age, military or veteran status, disability (physical or mental), any factor prohibited by law, and as such affirms in policy and practice to support and promote the concept of equal employment opportunity and affirmative action, in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other basis such as medical condition, or marital status under applicable laws.
Applicants with Disabilities
PIMCO is an Equal Employment Opportunity/Affirmative Action employer. We provide reasonable accommodation for qualified individuals with disabilities, including veterans, in job application procedures. If you have any difficulty using our online system due to a disability and you would like to request an accommodation, you may contact us at 949-720-7744 and leave a message. This is a dedicated line designed exclusively to assist job seekers with disabilities to apply online. Only messages left for this purpose will be considered. A response to your request may take up to two business days.
Through changing markets & changing times, PIMCO has been a global leader in active fixed income for 50+ years.
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients’ capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep relationships with issuers have helped us become one of the world’s largest providers of traditional and nontraditional solutions for companies that need financing and investors who seek strong risk-adjusted returns. Terms and conditions: www.pimco.com/gbl/en/general/legal-pages/pimco-on-social-media
Offices: 650 Newport Center Drive, Newport Beach, California 92660, US · 1633 Broadway, New York, NY 10019, US · Seidlstrasse 24A, Munich, BY 80335, DE · 401 Congress Ave, Austin, Texas 78701, US · 11 Baker Street, London, England W1U 3AH, GB
There are currently 169 open finance & accounting positions in Newport Beach, CA listed on Clera. New openings are added daily as companies post roles.
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