Mountain Brook, Alabama, United States · On-site
$120k–$170k/yr
Overview Connecting clients to markets – and talent to opportunity. With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices spread across six continents…
Skills: Regulatory Compliance, Broker-Dealer Operations, Investment Advisory, FINRA Reporting, Data Management
Bogota, RAP (Especial) Central, Colombia · Hybrid
Overview Permanent, full-time, hybrid in our office in Bogota. Please submit your CV in English. Connecting clients to markets – and talent to opportunity. With 5,400+ employees and over 80,000 institutional, commercial,…
Skills: QA Automation, .Net, Java, JavaScript, Python
Bogota, RAP (Especial) Central, Colombia · Hybrid
Overview Permanent, full-time, hybrid in our office in Bogota. Please submit your CV in English. Connecting clients to markets – and talent to opportunity.With 5,400+ employees and over 80,000 institutional, commercial, …
Skills: C#, .NET Core, ASP.NET Core, Microservices, Kafka
Mountain Brook, Alabama, United States · On-site
Overview Connecting clients to markets – and talent to opportunity. With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices spread across six continents…
Skills: Portfolio Construction, Investment Research, Manager Due Diligence, Asset Allocation, Risk Analysis
Bengaluru, Karnataka, India · On-site
Overview With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global marke…
Skills: CRM Scaling, Microsoft Dynamics, Agile Methodology, Waterfall Methodology, Jira
Samborondón, Guayas, Ecuador · On-site
$1k–$1k/mo
Overview Connecting clients to markets – and talent to opportunity. With 4,500+ employees and over 300,000 commercial, institutional, payments, and retail clients, we operate from more than 70 offices spread across six c…
Skills: International Trade, Trade Execution, Inventory Management, Trade Finance, Contract Performance
Bogota, RAP (Especial) Central, Colombia · Hybrid
Overview Permanent, full-time, hybrid in our office in Bogota. Please submit your CV in English. Connecting clients to markets – and talent to opportunity. With 5,400+ employees and over 80,000 institutional, commercial,…
Skills: QA Automation, Java, VBScript, Database Management, Test Strategy Design
Cape Town, Western Cape, South Africa · Hybrid
Overview Permanent, full-time, 4 days per week in office Connecting clients to markets – and talent to opportunity With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from mo…
Skills: User-Centered Design, Figma, Sketch, Adobe XD, Wireframing
Frankfurt, Hesse, Germany · On-site
Overview Company Profile StoneX Financial GmbH (“SFG”) is a wholly-owned subsidiary of StoneX Group Inc., a publicly traded company on NASDAQ (SNEX). StoneX, including its subsidiaries, provides clients across the globe …
Skills: AML Compliance, Financial Crime Prevention, Policy Development, Quality Assessment, Suspicious Activity Reporting
Sydney, New South Wales, Australia · On-site
Overview Connecting clients to markets – and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasd…
Skills: Mandarin Fluency, English Fluency, Client Relationship Management, Trading Inquiries, Spot FX
Singapore, Singapore · Hybrid
Overview Class: Full-time AND Permanent Legal Entity: StoneX Financial Pte. Ltd. Organization: StoneX Financial Pte. Ltd. Report to: Managing Director - Global Head of Rates Company Overview: Connecting clients to market…
Skills: US Treasury Trading, Portfolio Risk Management, Fixed Income Securities, Interest Rate Markets, Monetary Policy
Singapore, Singapore · Hybrid
Overview Class: Full-time AND Permanent Legal Entity: StoneX APAC Pte. Ltd. Report to: Head of Precious Metals, APAC Company Overview: onnecting clients to markets – and talent to opportunity. With 5,400+ employees and o…
Skills: Sales, Business Development, Precious Metals Trading, Client Relationship Management, Market Analysis
São Paulo, São Paulo, Brazil · Hybrid
Overview Conectando clientes aos mercados – e talentos às oportunidades Com mais de 5.400 colaboradores e mais de 80.000 clientes institucionais, comerciais e de pagamentos, operamos em mais de 80 escritórios distribuído…
Skills: Azure, Databricks, SQL, SQL Server, Oracle
São Paulo, São Paulo, Brazil · Hybrid
Overview Conectando clientes aos mercados – e talentos às oportunidades Com mais de 5.400 colaboradores e mais de 80.000 clientes institucionais, comerciais e de pagamentos, operamos em mais de 80 escritórios distribuído…
Skills: AML Compliance, Financial Crime Investigation, Enhanced Due Diligence, Corporate Account Analysis, Regulatory Compliance
São Paulo, São Paulo, Brazil · Hybrid
Overview Conectando clientes aos mercados – e talentos às oportunidades Com mais de 5.400 colaboradores e mais de 80.000 clientes institucionais, comerciais e de pagamentos, operamos em mais de 80 escritórios distribuído…
Skills: Account Reconciliation, Financial Reporting, CPC/IFRS Standards, Internal Controls, Regulatory Compliance
Dublin, Leinster, Ireland · On-site
Overview The role is for Internal Audit Manager, Europe position within StoneX's EMEA Internal Audit team, based in Dublin, Ireland reporting directly to the Director of Internal Audit (EMEAA) in London. The successful c…
Skills: Internal Audit, External Audit, Risk Management, SOx Compliance, AML/CTF
Pune, Maharashtra, India · On-site
Overview Position Purpose: This is a technology individual contributor role within the Global Market Data Department at StoneX. This role will actively collaborate with other technology leads and data quality team for de…
Skills: Data Engineering, Data Quality Automation, SQL, Databricks, Cloud Technology
Bengaluru, Karnataka, India · Hybrid
Overview Connecting clients to markets – and talent to opportunity.With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices spread across six continents.…
Skills: Site Reliability Engineering, Observability, SLOs/SLIs, Incident Management, Kubernetes
Dublin, Leinster, Ireland · Hybrid
Overview Company Profile StoneX is a publicly traded company on NASDAQ. StoneX, including its subsidiaries worldwide, provides clients across the globe with a comprehensive array of customized financial services and tool…
Skills: Internal Audit, External Audit, SOx Compliance, AML/CTF, Financial Services Regulation
Sydney, New South Wales, Australia · On-site
Overview Class: Full-time AND Permanenyt Legal Entity: StoneX Financial Pty Ltd Company Overview: Connecting clients to markets – and talent to opportunity. With 5,400+ employees and over 80,000 institutional, commercial…
Skills: Listed Derivatives Sales, Business Development, Client Relationship Management, Futures and Options, Institutional Sales
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The Deputy Chief Compliance Officer supports retail business lines by designing and overseeing compliance programs for broker-dealer and investment advisory operations. Key duties include executing annual compliance reviews, managing regulatory filings, and supervising staff to ensure adherence to internal policies and regulatory standards.
Candidates must have a bachelor's degree and hold FINRA Series 7, 24, and 65 or 66 licenses. A minimum of 5 years of experience in compliance or financial services with strong knowledge of the Investment Advisers Act of 1940 is preferred.
Connecting clients to markets – and talent to opportunity. With 5,400+ employees and over 80,000 institutional, commercial, and payments clients, we operate from more than 80 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors. Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth.
Institutional: Immerse yourself in the best-in-class institutional-grade technology, working alongside industry experts and gaining exposure to various asset classes, such as equities, options, fixed income securities, and advanced trading, research, and management technology.
The Deputy Chief Compliance Officer reports directly to the Chief Compliance Officer and supports the retail business lines of StoneX Wealth Management. This role is responsible for assisting in the design, implementation, and oversight of compliance programs across both broker-dealer and investment advisory operations. The ideal candidate will possess strong communication and writing skills, advanced analytical capabilities, and significant experience using Microsoft Excel for data management and regulatory reporting. The role requires the ability to manage multiple priorities in a fast-paced, highly regulated environment.
Hiring Salary Range $120,000 - $170,000 (Salary to be determined by the education, experience, knowledge, skills and abilities of the applicant, internal equity and alignment with market data.) Subject to business performance and recommendations of management, this role may be eligible to participate in an incentive compensation plan. This compensation package, in addition to a full range of medical, financial, and/or other benefits, dependent on the position, is offered.
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We connect clients to markets.
Connection isn't just something we provide—it's who we are. StoneX Group Inc. (NASDAQ: SNEX) is a Fortune 50 financial services company that provides global market access, advanced digital platforms, end-to-end clearing and execution services, and market intelligence to our clients worldwide.
Offices: New York, NY, US · 120 London Wall, Moor House, 1st Floor, London, England EC2Y 5ET, GB · Rua Joaquim Floriano 413, São Paulo, SP 04534-011, BR · Avenida Bailarina Selma Parada, Campinas, São Paulo 13098, BR · Av. Carrera 9, Bogota, CO
We connect clients to markets.
Connection isn't just something we provide—it's who we are. StoneX Group Inc. (NASDAQ: SNEX) is a Fortune 50 financial services company that provides global market access, advanced digital platforms, end-to-end clearing and execution services, and market intelligence to our clients worldwide.
Offices: New York, NY, US · 120 London Wall, Moor House, 1st Floor, London, England EC2Y 5ET, GB · Rua Joaquim Floriano 413, São Paulo, SP 04534-011, BR · Avenida Bailarina Selma Parada, Campinas, São Paulo 13098, BR · Av. Carrera 9, Bogota, CO
