Minneapolis, Minnesota, United States · On-site
At Northland, our employees are the heart of our story—and we’re committed to their success! Please see below the details of this career opportunity and how it fits into our organization’s success. Summary of the Job: Th…
Skills: Broker-Dealer Operations, Investment Advisory Knowledge, FINRA Regulations, SEC Regulations, AML/BSA Regulations
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Manage day-to-day operational activities across capital markets brokerage, advisory, and investment banking platforms. Oversee front- and back-office operations while driving process automation and ensuring regulatory compliance.
Requires 5+ years of financial services experience, specifically in wealth management and fixed income. Must hold active FINRA Series 7, 24, 66, and 6 licenses and possess a bachelor's degree in a relevant field.
We offer a variety of benefits designed to keep you and your family physically and financially healthy. Not only do we offer a competitive salary and work-life balance, we offer benefits to match your needs:
Medical, Dental, Vision Insurance
401k, With Matching Contributions
Time Off Programs
Health Savings Account (HSA)/Dependent Care
Employee Banking
Growth Opportunities
Tuition Assistance
Short-Term/Long-Term Disability Insurance
Learn more about our benefits here: https://www.fnbo.com/careers/benefits/.
To obtain compensation and benefit information related to this specific role, e-mail First National at TAGAdmin@fnni.com. To ensure you receive a response, include the number of this job (listed below) in the subject line of your message.
Job number: R-20261240This position requires Financial Industry Regulatory Authority (FINRA) registration. Qualification requirements include meeting applicable financial industry responsibility, regulatory requirements, credit fitness and criminal background standards. Successful candidates must meet ongoing regulatory requirements including acceptable background investigation, credit report and fingerprinting results.
We believe that the quality of our employee experience is at the heart of our customer experience. One key pillar of our intended employee experience is Belonging. Belonging means we are committed to fostering a workplace culture where employees of all backgrounds feel valued, recognized, and empowered to be their authentic selves—no matter their role or where they are in their journey.
Northland is an equal opportunity employer for all employees and applicants and makes employment decisions without regard to status or identity.
Click here to download 'EEO is The Law' Self-Print Poster
Click here to download 'EEO is The Law' Supplement for Federal Contractors
Click here to download 'EEO is The Law' GINA Supplement
Northland follows federal law regarding the use of marijuana (this applies to all non-California applicants)
All our jobs will be posted for a minimum of 5 calendar days. Job postings may come down prior to 5 calendar days based on volume of applicants.
Providing Direction | Producing Results
Northland Securities, Inc. (NSI) is a full-service brokerage firm with complementary business units, a leading underwriter of tax-exempt bonds in the Midwest*, and recognized for its equity markets research and specialization in finance and capital market access for corporate, government, and non-profit clients. Headquartered in Minneapolis, MN, Northland has branch offices in Colorado, Iowa, Nebraska, Ohio, and Wisconsin. Visit us at NorthlandSecurities.com. OSJ Phone 800-851-2920. *Bloomberg Finance L.P., Annual League Tables Rankings, Full Year. ==================================================================== ---Third-party posts do not reflect the views of Northland Securities and have not been reviewed by Northland Securities for completeness or accuracy.--- Investments & Insurance Products: Not a Deposit | Not Guaranteed by the Bank or its Affiliates | Not FDIC Insured | Not Insured by Any Federal Government Agency | May Go Down in Value | Not a Condition to Any Banking Service/Activity. Northland Securities, Inc., Member FINRA/SIPC, Registered with SEC/MSRB, is a diversified financial services firm offering wealth management, public finance, municipal advisory, and equity and fixed income capital markets services. NSI is also a SEC Registered Investment Adviser, doing business as Northland Asset Management offering investment advisory services. Fixed & variable annuities and other insurance products are offered through N Land Insurance Services (License # 6007398) in CA and through NSI in all other states where licensed to do business. Insurance products are underwritten by unaffiliated insurance companies. NSI is a subsidiary of Northland Capital Holdings, Inc. (NCH). First National of Nebraska, Inc., is the parent company of NCH and First National Bank of Omaha. Clearing services provided by Pershing LLC, Member FINRA, NYSE, and SIPC, a wholly-owned subsidiary of BNY Mellon.
Offices: 150 S. Fifth Street, Suite 3300, Minneapolis, MN 55402, US
Providing Direction | Producing Results
Northland Securities, Inc. (NSI) is a full-service brokerage firm with complementary business units, a leading underwriter of tax-exempt bonds in the Midwest*, and recognized for its equity markets research and specialization in finance and capital market access for corporate, government, and non-profit clients. Headquartered in Minneapolis, MN, Northland has branch offices in Colorado, Iowa, Nebraska, Ohio, and Wisconsin. Visit us at NorthlandSecurities.com. OSJ Phone 800-851-2920. *Bloomberg Finance L.P., Annual League Tables Rankings, Full Year. ==================================================================== ---Third-party posts do not reflect the views of Northland Securities and have not been reviewed by Northland Securities for completeness or accuracy.--- Investments & Insurance Products: Not a Deposit | Not Guaranteed by the Bank or its Affiliates | Not FDIC Insured | Not Insured by Any Federal Government Agency | May Go Down in Value | Not a Condition to Any Banking Service/Activity. Northland Securities, Inc., Member FINRA/SIPC, Registered with SEC/MSRB, is a diversified financial services firm offering wealth management, public finance, municipal advisory, and equity and fixed income capital markets services. NSI is also a SEC Registered Investment Adviser, doing business as Northland Asset Management offering investment advisory services. Fixed & variable annuities and other insurance products are offered through N Land Insurance Services (License # 6007398) in CA and through NSI in all other states where licensed to do business. Insurance products are underwritten by unaffiliated insurance companies. NSI is a subsidiary of Northland Capital Holdings, Inc. (NCH). First National of Nebraska, Inc., is the parent company of NCH and First National Bank of Omaha. Clearing services provided by Pershing LLC, Member FINRA, NYSE, and SIPC, a wholly-owned subsidiary of BNY Mellon.
Offices: 150 S. Fifth Street, Suite 3300, Minneapolis, MN 55402, US
