New York, New York, United States · Hybrid
$200k–$225k/yr
Neuberger is seeking an experienced attorney in the Investment Company Act of 1940 to join its New York-based Legal and Compliance Team. This position will be providing legal advice and support on Neuberger Berman’s U.S.…
Skills: Investment Company Act of 1940, Legal Advice, Regulatory Compliance, Contract Drafting, Contract Negotiation
Tokyo, Japan · On-site
ポジション概要 ニューバーガーのプロダクト管理部は、国内証券投資信託・投資一任契約に係る投資運用、自己募集・私募の取扱いに伴う商品説明、および投資顧問契約に基づく助言など、当社の運用ビジネス全般を横断的にサポートする部門です。運用戦略の価値を対外的に伝える、ビジネスの最前線を支える役割を担っています。 本ポジションでは、債券・株式及びオルタナティブ戦略のRFP・DDQへの回答作成、データ管理まで、運用ビジネスの中核を支えるマルチロールを…
Skills: RFP Writing, DDQ Preparation, Data Management, English Writing, Japanese Native
New York, New York, United States · Hybrid
$110k–$135k/yr
Neuberger is seeking a talented, hands-on Senior Full-Stack Engineer to join our technology team and help shape the digital experiences our clients rely on every day. You will be a core contributor to Neuberger's client-…
Skills: React, TypeScript, Full Stack Development, ETL Pipelines, Docker
Hong Kong, Hong Kong Island, Hong Kong S.A.R. · On-site
Responsibilities: Core member of the financial control team covering HK, Singapore, Taiwan, China and AustraliaManage regulatory, tax, audit and other ad-hoc reporting or filingsContribute to the budget and outlook proce…
Skills: Financial Control, Regulatory Reporting, Tax Reporting, Audit Management, Budgeting
New York, New York, United States · Hybrid
$185k–$225k/yr
Business Execution Partners is a centralized team of change agents partnering across regions, business lines, and functions to deliver high-impact initiatives. We are seeking a Senior Project Manager, with a solution des…
Skills: Project Management, Business Analysis, Solution Design, Stakeholder Management, Executive Communication
New York, New York, United States · Hybrid
Summary Reporting to the National Sales Manager and serving as a member of the North American Intermediary sales team, the primary responsibility of the Advisor Consultant Associate (ACA) is to partner with the Advisor C…
Skills: Sales, Prospecting, Client Relationship Management, Financial Analysis, Communication Skills
London, England, United Kingdom · Hybrid
About Neuberger: Neuberger was founded in 1939 to do one thing: deliver compelling investment results for our clients over the long term. This remains our singular purpose today, driven by a culture rooted in deep fundam…
Skills: Cash Flow Credit Modeling, Underwriting, Financial Modeling, Due Diligence, Securitization Pricing
New York, New York, United States · On-site
$100k–$120k/yr
Business Overview: Neuberger is an employee-owned global investment management firm with $509 billion in assets under management. The private equity group of the firm, Neuberger Private Markets, is a leading and growing …
Skills: Fundraising, Capital Formation, Quantitative Analysis, Excel, PowerPoint
New York, New York, United States · Hybrid
$90k–$105k/yr
We are seeking an analytical, solutions-oriented Business Analyst to join our Alternative Investments Operations team at Neuberger. In this critical role, you will partner with senior operations leaders, product managers…
Skills: Business Analysis, Process Mapping, Workflow Automation, Requirements Elicitation, UAT Planning
New York, New York, United States · On-site
$180k–$210k/yr
Neuberger is seeking a Private Markets Specialist to join its North American Intermediary Sales team in New York. This is a high-visibility, client-facing role that sits at the intersection of private markets expertise a…
Skills: Private Equity, Financial Advisor Engagement, Fundraising, Client Education, Market Analysis
New York, New York, United States · Hybrid
$120k–$150k/yr
Neuberger's Technology team is seeking an Observability Engineer to lead and evolve our observability strategy across cloud and on-premises environments. You will serve as the primary owner and subject matter expert for …
Skills: Datadog, Observability, Python, PowerShell, Bash
New York, New York, United States · Hybrid
$150k–$200k/yr
The HCM Compensation and Analytics team is seeking an experienced Compensation professional to provide compensation advisory and analytics-driven insights. This role leads key compensation programs and processes, support…
Skills: Compensation Advisory, Compensation Benchmarking, Job Architecture, People Analytics, Market Data Analysis
Piscataway, New Jersey, United States · Hybrid
$130k–$180k/yr
We are looking for a Senior Client Virtualization Engineer to join our Technology team. This is a hands-on senior engineering role responsible for architecting, supporting, and optimizing Neuberger’s global Citrix and VM…
Skills: Citrix CVAD, VMware vSphere, NetScaler ADC/SDX, nFactor Authentication, PowerShell
Tokyo, Japan · On-site
Client Reporting Assistant Vice President / Vice President Summary Neuberger is seeking an experienced professional to join our Client Reporting team. This role is central to overseeing the preparation, delivery, and ret…
Skills: Client Reporting, Financial Instruments, Regulatory Compliance, Risk Analysis, Fixed Income
New York, New York, United States · On-site
$80k–$100k/yr
Position Overview: The Client Associate is a client-facing role supporting the Quality Equity Group’s mutual fund, institutional and private wealth business. The Client Associate will serve as a primary point of contact …
Skills: Client Relationship Management, Account Onboarding, Equity Trading, KYC Compliance, Financial Reporting
New York, New York, United States · On-site
$165k–$185k/yr
Firm Overview: Neuberger is an independent, employee-owned, global asset management firm, serving the financial needs of intermediary, institutional, and individual investors worldwide. Our broad capabilities include tra…
Skills: Portfolio Construction, Asset Allocation, Financial Analysis, Client Relationship Management, Market Research
New York, New York, United States · Hybrid
$65k–$75k/yr
Neuberger's Global RFP Team, with professionals in New York, Chicago, London, Hong Kong, and Tokyo, collaborates closely with each of the firm’s distinct distribution channels and investment teams to craft responsive mar…
Skills: RFP Writing, Project Management, Financial Acumen, Written Communication, Verbal Communication
Tokyo, Japan · On-site
Responsibilities: Analyst will be tasked to research/evaluate/recommend investment ideas that meet investment objectives for Portfolio Management teams, exclusively on Japan equities. Prepare recommendations via written/…
Skills: Equity Research, Financial Modeling, Valuation, Comparative Analysis, ESG Analysis
New York, New York, United States · Hybrid
$90k–$110k/yr
We are seeking a motivated, detail-oriented marketing associate to support our North American Intermediary Channel Marketing team. This is a high-visibility, cross-functional role that partners closely with sales, produc…
Skills: Channel Marketing, Copywriting, Campaign Execution, Project Management, Digital Marketing
New York, New York, United States · On-site
$175k–$250k/yr
Position Overview: Neuberger Wealth is seeking a highly motivated and results-driven individual to lead initiatives focused on process improvement and operational excellence. This individual will play a critical role in …
Skills: Process Improvement, Operational Excellence, Change Management, Journey Mapping, Business Architecture
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Provide legal advice and support for U.S. registered fund business, including mutual funds, ETFs, and closed-end funds. Responsibilities include drafting contracts, reviewing registration statements, and advising internal business clients and boards of trustees.
Requires a JD, Bachelor's degree, and membership in the New York State Bar. Candidates must have at least 5 years of experience with the Investment Company Act of 1940 and U.S. registered funds.
Neuberger is seeking an experienced attorney in the Investment Company Act of 1940 to join its New York-based Legal and Compliance Team. This position will be providing legal advice and support on Neuberger Berman’s U.S. registered fund business, including mutual funds, exchange-traded funds and closed-end funds. The lawyer will also provide support to our intermediary distribution efforts. This position will report to the General Counsel – U.S. Registered Funds. This is an exceptional opportunity for a well-rounded investment management attorney who enjoys working on many different sophisticated matters, wants substantial business team and client contact and is a team player.
Providing ongoing advice with respect to structuring and maintaining registered investment vehicles, including the preparation and on-going review of registration statements
Advising a variety of internal business clients, including portfolio managers, marketing and sales personnel on a variety of legal and regulatory matters associated with current and proposed business and operational initiatives
Ensuring productive relationships with regulators and internal and external clients and boards of trustees/directors by demonstrating superior responsiveness and client service
Preparing materials for boards of trustees/directors on a variety of routine and ad hoc legal and compliance matters
Drafting and negotiating various contracts, including: (i) investment management agreements; (ii) intermediary distribution and servicing agreements; (iii) non-disclosure agreements; and (iv) agreements with various service providers
Keeping abreast of new regulatory developments and acting as a liaison in implementation of rules and regulations
Reviewing marketing materials and other client communications, including client information requests and requests for proposals
Adjusting job responsibilities to accommodate changing priorities while managing multiple requirements and timelines
Bachelor’s degree and JD required
Member of New York State Bar (or the ability to waive in)
At least 5 years of experience working with U.S. registered funds and the Investment Company Act of 1940 at a major U.S. law firm or with an in-house legal department
Mutual Funds/ 1940 Act experience required
Experience working with boards of trustees/directors of U.S. registered products strongly preferred
Experience working on intermediary relationships for U.S. registered products a plus
Capable of working independently but with ability to recognize when to seek guidance in complex situations
Pro-active approach with the ability to engage with and communicate effectively with senior management
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Applicants must be authorized and have the right to work in the country where the role is located without the need for current or future sponsorship.Compensation Details
The salary range for this role is $200,000-$225,000. This is the lowest to highest salary we in good faith believe we would pay for this role at the time of this posting. We may ultimately pay more or less than the posted range, and the range may be modified in the future. This range is only applicable for jobs to be performed in the job posting location. An employee’s pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. This job is also eligible for a discretionary bonus, which, along with base salary and retirement contributions, is part of our total comprehensive package. We offer a comprehensive package of benefits including paid time off, medical/dental/vision insurance, retirement, life insurance and other benefits to eligible employees.Neuberger is an equal opportunity employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact [email protected].
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Neuberger is an employee-owned, private, independent investment manager founded in 1939 with approximately 3,000 employees across 26 countries. The firm manages $567 billion of equities, fixed income, private markets, real estate and hedge fund portfolios for global institutions, advisors and individuals. Neuberger's investment philosophy is founded on active management, fundamental research and engaged ownership. The firm is proud to be recognized for its commitment to its two constituents, clients and employees. Again this past year, we were named Best Asset Manager for Institutional Investors in the U.S. (Crisil Coalition Greenwich) and the #1 Best Place to Work in Money Management (Pensions & Investments, firms with more than 1,000 employees). Neuberger has no corporate parent or unaffiliated external shareholders. The "Neuberger" name and logo are service marks of Neuberger Berman Group LLC. Visit www.neuberger.com for more information, including www.nb.com/disclosure-global-communications for information on awards. Data as of March 31, 2026.
Offices: 1290 Avenue of the Americas, New York, NY 10104, US · 190 S La Salle St, Chicago, IL 60603, US · 200 Crescent Ct, Dallas, TX 75201, US · 57 Berkeley Square, London, England, GB · 1 Connaught Place, 20th Floor, Suites 2007 – 2020, Central, HK
Neuberger is an employee-owned, private, independent investment manager founded in 1939 with approximately 3,000 employees across 26 countries. The firm manages $567 billion of equities, fixed income, private markets, real estate and hedge fund portfolios for global institutions, advisors and individuals. Neuberger's investment philosophy is founded on active management, fundamental research and engaged ownership. The firm is proud to be recognized for its commitment to its two constituents, clients and employees. Again this past year, we were named Best Asset Manager for Institutional Investors in the U.S. (Crisil Coalition Greenwich) and the #1 Best Place to Work in Money Management (Pensions & Investments, firms with more than 1,000 employees). Neuberger has no corporate parent or unaffiliated external shareholders. The "Neuberger" name and logo are service marks of Neuberger Berman Group LLC. Visit www.neuberger.com for more information, including www.nb.com/disclosure-global-communications for information on awards. Data as of March 31, 2026.
Offices: 1290 Avenue of the Americas, New York, NY 10104, US · 190 S La Salle St, Chicago, IL 60603, US · 200 Crescent Ct, Dallas, TX 75201, US · 57 Berkeley Square, London, England, GB · 1 Connaught Place, 20th Floor, Suites 2007 – 2020, Central, HK
