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The Compliance Analyst will support the firm's global compliance program by managing regulatory filings, examinations, and internal audits. They will also administer the Code of Ethics, monitor personal trading, and contribute to the development of compliance controls and training.
Requirements
Candidates must have at least 3 years of experience in a financial services control function, such as hedge fund or private equity compliance. A bachelor's degree from an accredited institution is required, along with strong organizational skills and the ability to work in a fast-paced environment.
Full job description
Compliance Analyst
About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.
Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.
Meet the Team The Compliance Department at Millennium is responsible for adopting, implementing and enforcing the Firm’s compliance program across policies, procedures, processes, systems, controls, surveillance, testing and reporting. The team works closely with stakeholders across the business to help prevent and detect violations of applicable laws, rules, regulatory requirements and Firm policies, while supporting a strong culture of professionalism, accountability and control.
What You'll Do • Support the Firm’s global compliance program, records and systems, including regulatory filings, examinations, investigations, inquiries, audits and inspections • Administer the Firm’s Code of Ethics and personal trading policies through compliance systems and tools • Partner with employees to collect required personal trading information and support trade monitoring in line with regulatory requirements • Manage key elements of the personal trading program, including disclosures, pre-approval requests and reconciliations • Coordinate the Firm’s compliance certification program and help drive timely completion • Prepare, deliver and track relevant compliance training activities across the Firm • Contribute to controls development and system enhancements that strengthen the overall compliance program • Support internal compliance projects, reporting and trend analysis, and take on additional compliance-related initiatives as needed
What You Bring • 3+ years of experience in a financial services control function, ideally in hedge fund or private equity regulatory compliance, or in accounting, investor services, policy, audit or a similar process-driven environment • Bachelor’s degree from an accredited college or university with a strong academic record • Strong attention to detail and excellent organizational skills, with the ability to identify issues and respond promptly • Clear, professional verbal and written communication skills, with the confidence to work effectively with internal stakeholders at all levels • Ability to prioritize competing demands in a fast-paced, high-pressure and constantly evolving environment • Strong sense of urgency, accountability and ownership in day-to-day execution • Ability to learn new systems quickly and build working ownership of key compliance tools and processes • Sound judgment, discretion and a strong commitment to confidentiality and professionalism
Salary Range Millennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individual’s experience level and the qualifications they bring to the role to formulate a competitive total compensation package.
Related keywords
Compliance AnalystInvestment firmRegulatory complianceHedge fundPrivate equityCode of ethicsTrade monitoringRegulatory filingsAuditRisk managementInternal controlsSurveillanceReportingTrend analysisFinancial servicesPolicy development
Millennium is a global, diversified alternative investment firm, founded in 1989, which manages $92 billion in assets. Defined by evolution, innovation and focus, Millennium's mission is to deliver high-quality returns for our investors.
Millennium seeks to empower talented professionals with the sophisticated expertise, resources and technology to pursue a diverse range of investment strategies across industry sectors, asset classes and geographies.
See our community guidelines at: mlp.com/guidelines
Read our disclosures at: https://www.mlp.com/disclosures/
Offices: 399 Park Avenue, New York, NY 10022, US · Millennium Management LLC, 1700 East Putnam Avenue, Old Greenwich, CT 06870, US · Millennium Capital Partners, LLP, 50 Berkeley Street, 5th Floor, London, W1J 8HD, GB · Millennium Capital Management (Singapore) Pte. Ltd., 88 Market Street, Capita Spring #37-01, Singapore 048948, SG · 42 Rue du Rhone, Geneva, 1204, CH
Millennium is a global, diversified alternative investment firm, founded in 1989, which manages $92 billion in assets. Defined by evolution, innovation and focus, Millennium's mission is to deliver high-quality returns for our investors.
Millennium seeks to empower talented professionals with the sophisticated expertise, resources and technology to pursue a diverse range of investment strategies across industry sectors, asset classes and geographies.
See our community guidelines at: mlp.com/guidelines
Read our disclosures at: https://www.mlp.com/disclosures/
Offices: 399 Park Avenue, New York, NY 10022, US · Millennium Management LLC, 1700 East Putnam Avenue, Old Greenwich, CT 06870, US · Millennium Capital Partners, LLP, 50 Berkeley Street, 5th Floor, London, W1J 8HD, GB · Millennium Capital Management (Singapore) Pte. Ltd., 88 Market Street, Capita Spring #37-01, Singapore 048948, SG · 42 Rue du Rhone, Geneva, 1204, CH