New York, New York, United States · On-site
$70k–$160k/yr
Compliance Analyst - Control Room About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results …
Skills: Compliance, Control room, Restricted list management, Wall crossing, Due diligence
Hong Kong, China · On-site
Kdb+ Engineer - Systematic Data Platform About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver r…
Skills: Kdb+, Q, C++, Python, Unix
Bengaluru, Karnataka, India · On-site
Full Stack Developer About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our inves…
Skills: Python, C#/.NET Core, Angular, React, JavaScript
London, England, United Kingdom · On-site
Python Software Engineer - Intraday Trading About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to delive…
Skills: Python, Linux, Grid scheduling, SLURM, Event-driven architecture
Singapore · On-site
Capital Development and Investor Relations Manager About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to…
Skills: Investor Relations, Capital Development, Relationship Management, Client Development, Hedge Fund
New York, New York, United States · On-site
$175k–$250k/yr
AI Scientist About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors. Ou…
Skills: Machine Learning, Generative AI, Large Language Models, Python, PyTorch
New York, New York, United States · On-site
$70k–$160k/yr
Compliance Associate - Experts & Research About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver …
Skills: Compliance, Due diligence, Surveillance, Market manipulation, Insider trading
New York, New York, United States · On-site
$175k–$250k/yr
Senior Software Engineer - Data Platform About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver r…
Skills: Java, Relational Databases, Kafka, RabbitMQ, Hazelcast
New York, New York, United States · On-site
$175k–$250k/yr
Quantitative Researcher - Treasury About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium's mission is to deliver results…
Skills: Python, Quantitative analysis, Fixed income, Equities, Treasury
New York, New York, United States · On-site
$175k–$250k/yr
AI Scientist About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors. Ou…
Skills: Artificial Intelligence, Machine Learning, Python, LLMs, Generative AI
Hong Kong, China · On-site
Operations Specialist About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our inve…
Skills: Trade lifecycle management, Corporate actions, Asset servicing, Equities, Fixed income
New York, New York, United States · On-site
$100k–$175k/yr
Applied Cloud and AI Engineer - Equities Cloud Platform Technology About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium…
Skills: Python, Cloud Infrastructure, LLM Applications, AI Agents, Prompt Engineering
Bengaluru, Karnataka, India · On-site
Platform / Site Reliability Engineer About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver resul…
Skills: Python, Groovy, C++, Unix, Linux
New York, New York, United States · On-site
$160k–$250k/yr
US Healthcare Origination Associate About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver result…
Skills: Financial analysis, Healthcare industry knowledge, Corporate access, Relationship management, Content creation
Singapore · On-site
Network Engineer About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors…
Skills: Network Engineering, BGP, OSPF, IS-IS, Multicast
Miami, Florida, United States · On-site
$90k–$170k/yr
Equity Portfolio Pricing and Analytics, Technical Business Analyst About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium…
Skills: Equity derivatives, Python, Risk management, Pricing, Valuation
Hong Kong, China · On-site
Equity Volatility Risk Analyst About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for…
Skills: Equity Derivatives, Risk Management, Python, Quantitative Analysis, Financial Modeling
Bengaluru, Karnataka, India · On-site
Core Tech Support Engineer About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our…
Skills: Application support, SQL, Relational database systems, Windows, Unix
Miami, Florida, United States · On-site
$90k–$170k/yr
Equity Portfolio Pricing and Analytics, Technical Business Analyst About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium…
Skills: Equity derivatives, Python, Risk management, Pricing models, Valuation
Miami, Florida, United States · On-site
$175k–$250k/yr
About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors. Our people are …
Skills: Python, FastAPI, Java, Spring Boot, React
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The Compliance Analyst will support the firm's control room program by managing wall crossing processes and the Restricted List. They will also conduct trading surveillance, provide compliance guidance, and assist with regulatory examinations and internal training.
Candidates should have 2+ years of experience in compliance, surveillance, or due diligence within a financial institution. A bachelor's degree in Finance or Economics is preferred, along with strong analytical skills and proficiency in Excel.
About Millennium
Millennium is a global, diversified alternative investment firm, founded in 1989. Defined by evolution, innovation and focus, Millennium’s mission is to deliver results for our investors.
Our people are empowered with both independence and support: the autonomy to pursue ideas with conviction and the backing of a global network committed to collaboration, disciplined risk management and continuous learning. With opportunities to deepen expertise and accelerate development, talent at Millennium is equipped to adapt, evolve and build lasting impact over time. Discover how transformative growth accelerates impact.
Meet the Team
The Compliance Department at Millennium is responsible for adopting, implementing and enforcing a comprehensive compliance program across the firm. This includes policies and procedures, processes, systems, controls, surveillance, testing and reporting designed to help prevent and detect violations of applicable laws, rules, regulatory requirements and firm policies. The team partners closely with stakeholders across the business to support a strong culture of compliance in a dynamic global environment.
What You'll Do
• Support the firm’s control room program, including management of the wall crossing process across public and private investment opportunities
• Review and help manage the handling of sensitive information, partnering closely with management and trading teams throughout the investment process
• Lead management of the firm’s Restricted List, including ongoing monitoring, enforcement and coordination of related control enhancements
• Partner with internal teams to improve Restricted List functionality and its interaction with trading applications
• Lead broker compliance activities, including initial due diligence and ongoing surveillance
• Conduct trading surveillance reviews with a focus on potential market manipulation and insider trading
• Work closely with business, legal and compliance teams to provide practical guidance on compliance matters
• Prepare and deliver compliance training, support regulatory examinations and investigations, draft and update policies and procedures, monitor regulatory developments, and lead special projects across stakeholder groups
What You Bring
• 2+ years of relevant experience, ideally in due diligence, surveillance or a related compliance function at a regulatory authority, bank, broker-dealer or buy-side firm
• Experience in a control room environment, including wall crosses, broker due diligence or related compliance coverage
• Bachelor’s degree in Finance, Economics or a related field preferred
• Law degree preferred but not required
• FINRA SIE, Series 7 or Series 3 licenses, or an IACCP designation, are a plus
• Strong attention to detail, sound organizational skills and a clear sense of ownership
• Clear written and verbal communication skills, with the ability to work independently and manage multiple priorities in a fast-paced environment
• Strong analytical and problem-solving skills, a collaborative mindset and proficiency in Excel, including work with large data sets
Salary Range
Millennium offers a total compensation package which includes a base salary, discretionary performance bonus, and comprehensive benefits. The estimated base salary range for this position is $70,000 to $160,000, which is specific to New York and may change in the future. When finalizing an offer, we take into consideration an individual’s experience level and the qualifications they bring to the role to formulate a competitive total compensation package.
Millennium is a global, diversified alternative investment firm, founded in 1989, which manages $92 billion in assets. Defined by evolution, innovation and focus, Millennium's mission is to deliver high-quality returns for our investors. Millennium seeks to empower talented professionals with the sophisticated expertise, resources and technology to pursue a diverse range of investment strategies across industry sectors, asset classes and geographies. See our community guidelines at: mlp.com/guidelines Read our disclosures at: https://www.mlp.com/disclosures/
Offices: 399 Park Avenue, New York, NY 10022, US · Millennium Management LLC, 1700 East Putnam Avenue, Old Greenwich, CT 06870, US · Millennium Capital Partners, LLP, 50 Berkeley Street, 5th Floor, London, W1J 8HD, GB · Millennium Capital Management (Singapore) Pte. Ltd., 88 Market Street, Capita Spring #37-01, Singapore 048948, SG · 42 Rue du Rhone, Geneva, 1204, CH
Millennium is a global, diversified alternative investment firm, founded in 1989, which manages $92 billion in assets. Defined by evolution, innovation and focus, Millennium's mission is to deliver high-quality returns for our investors. Millennium seeks to empower talented professionals with the sophisticated expertise, resources and technology to pursue a diverse range of investment strategies across industry sectors, asset classes and geographies. See our community guidelines at: mlp.com/guidelines Read our disclosures at: https://www.mlp.com/disclosures/
Offices: 399 Park Avenue, New York, NY 10022, US · Millennium Management LLC, 1700 East Putnam Avenue, Old Greenwich, CT 06870, US · Millennium Capital Partners, LLP, 50 Berkeley Street, 5th Floor, London, W1J 8HD, GB · Millennium Capital Management (Singapore) Pte. Ltd., 88 Market Street, Capita Spring #37-01, Singapore 048948, SG · 42 Rue du Rhone, Geneva, 1204, CH
