George Town, Penang, Malaysia · On-site
Job Summary: The Senior Associate - Investor Services will be responsible for the daily client servicing, recording and review of complex securities trading while meeting the very tight reporting deadlines and demanding …
Skills: Investor Services, Cash Management, AML Checks, KYC Standards, FATCA
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Responsible for daily client servicing, recording complex securities trading, and managing cash operations for hedge fund accounts. Duties include performing AML/KYC checks, maintaining member registers, and ensuring compliance with jurisdictional requirements like FATCA and OFAC.
Requires a college or university degree and at least 2 years of experience in a similar role dealing with complex securities and derivatives. Proficiency in advanced Excel and Windows applications is required, with FM3 and Qlickview experience preferred.
Job Summary:
The Senior Associate - Investor Services will be responsible for the daily client servicing, recording and review of complex securities trading while meeting the very tight reporting deadlines and demanding obligations of Harmonic clients. Responsibilities include cash management, review/execution of bank, custody and prime broker operating account documentation and responding to client requests for information.
Essential Functions
General Responsibilities
Reconciling Responsibilities
Managerial Responsibilities
Other Responsibilities
Job Requirements
Technical Requirements
Terms
Harmonic is an independent financial services firm specializing in the global alternative investments industry. We began with a vision of independent, non-conflicted fund services which would be client and investor driven. We embraced technology and paid particular attention to creating an institutional infrastructure while avoiding the pitfalls of a commoditized service sometimes accompanied with size. Harmonic attracts service-oriented professionals who are motivated, technically savvy, innovative, and thrive in a collegial environment. We foster a culture of performance and specialization, while our flat, cross-functional hierarchy promotes internal and external collaboration. Our software platform, FM3, serves client needs by delivering unconstrained flexibility and possibility. It was built to support the range of services we offer and provides a unified front to back office platform for asset managers. Developers are embedded in our production environment and are integral to our client relationships. With our unique approach, we accept engagements with challenges that others may be unwilling or unable to undertake. Harmonic is one of the largest independent fund administrators, delivering a range of services and technology to hedge funds, fund of funds, private equity funds, private banks, pension funds and family offices. With our experienced professionals and technology, we support a dynamic and complex industry characterized by new financial products, trading strategies and markets, shifting investor demographics, and an ever evolving regulatory landscape.
Offices: 27 Hospital Road, 4th floor, George Town, Cayman Islands KY1-1102, KY · 161 Bay St, Toronto, Ontario M5J 2S1, CA · 5 Earlsfort Terrace, Dublin 2, County Dublin D02 CK83, IE · Level 27, 1010 Huaihai Middle Road, Shanghai , Shanghai 1010, CN · Place du Molard 3, Genève, Genève 1204, CH
Harmonic is an independent financial services firm specializing in the global alternative investments industry. We began with a vision of independent, non-conflicted fund services which would be client and investor driven. We embraced technology and paid particular attention to creating an institutional infrastructure while avoiding the pitfalls of a commoditized service sometimes accompanied with size. Harmonic attracts service-oriented professionals who are motivated, technically savvy, innovative, and thrive in a collegial environment. We foster a culture of performance and specialization, while our flat, cross-functional hierarchy promotes internal and external collaboration. Our software platform, FM3, serves client needs by delivering unconstrained flexibility and possibility. It was built to support the range of services we offer and provides a unified front to back office platform for asset managers. Developers are embedded in our production environment and are integral to our client relationships. With our unique approach, we accept engagements with challenges that others may be unwilling or unable to undertake. Harmonic is one of the largest independent fund administrators, delivering a range of services and technology to hedge funds, fund of funds, private equity funds, private banks, pension funds and family offices. With our experienced professionals and technology, we support a dynamic and complex industry characterized by new financial products, trading strategies and markets, shifting investor demographics, and an ever evolving regulatory landscape.
Offices: 27 Hospital Road, 4th floor, George Town, Cayman Islands KY1-1102, KY · 161 Bay St, Toronto, Ontario M5J 2S1, CA · 5 Earlsfort Terrace, Dublin 2, County Dublin D02 CK83, IE · Level 27, 1010 Huaihai Middle Road, Shanghai , Shanghai 1010, CN · Place du Molard 3, Genève, Genève 1204, CH
