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Jobs at Halo Investing (Now Hiring) — 6 open

Halo Investing logoHalo Investing

Chief Financial Officer

Chicago, Illinois, United States · Hybrid

Senior+$115M raised

Halo Investing is a fast-growing financial technology company with a mission to empower investors by providing access to a wide range of protective investment solutions. Our platform offers a marketplace for structured n…

Skills: Financial Strategy, Regulatory Compliance, Broker-Dealer Operations, Financial Planning, Financial Analysis

Halo Investing logoHalo Investing

QA Automation Engineer

Chicago, Illinois, United States · Hybrid

$85k–$110k/yr

Mid level$115M raised

Halo Investing is looking for a skilled QA Automation Engineer (Playwright) with 3 to 5 years of experience to join our engineering team in downtown Chicago (hybrid) In this role, you will play a critical part in designi…

Skills: Playwright, Python, CI/CD, Page Object Model, API Testing

Halo Investing logoHalo Investing

Staff UX Designer

Chicago, Illinois, United States · Hybrid

$85k–$110k/yr

Mid level$115M raised

Halo Investing is looking for a Chicago-based Staff UX Designer to lead the design vision for Halo’s structured notes platform. This role is for someone who can take complex financial products — structured no…

Skills: UX Design, Product Strategy, User Research, Data Visualization, Figma

Halo Investing logoHalo Investing

Staff Accountant

Chicago, Illinois, United States · Hybrid

$60k–$75k/yr

Mid level$115M raised

STAFF ACCOUNTANT Location: Chicago; Hybrid About the role: This Chicago-based hybrid Staff Accountant will play a key role in ensuring accurate and timely reporting of revenues and expenses for the company’s variou…

Skills: Accounts Receivable, Accounts Payable, Month-end Close, Journal Entries, Account Reconciliation

Halo Investing logoHalo Investing

Account Manager

Chicago, Illinois, United States · On-site

$65k–$80k/yr

Mid level$115M raised

Account Manager About Halo: Halo Investing is a fast-growing financial technology firm with a mission to empower investors by providing access to a wide range of protective investment solutions. Our platform offers a mar…

Skills: Relationship Management, Financial Sales, Lead Generation, CRM Management, Market Research

Halo Investing logoHalo Investing

Payroll & Benefits Specialist

Chicago, Illinois, United States · Hybrid

$55k–$65k/yr

Mid level$115M raised

Payroll and Benefits Specialist Location: Chicago, Hybrid About Halo: Halo Investing is a fast-growing financial technology firm with a mission to empower investors by providing access to a wide range of protective inves…

Skills: ADP Payroll, Benefits Administration, HRIS Management, Payroll Processing, ACA Reporting

Halo Investing logo

Chief Financial Officer

Halo Investing

Chicago, Illinois, United States • Hybrid

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Senior+Hybrid · 3 days in office

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  • Full-time
  • bachelor degree, postgraduate degree, professional certificate
  • Medical Insurance, Dental Insurance, Vision Insurance, Life Insurance, Disability Insurance, Identity Protection
  • Posted 13d ago
  • ~40 hrs/week

Responsibilities

The CFO will direct all financial aspects of the company, driving financial strategy and ensuring long-term financial health. Key duties include overseeing broker-dealer regulatory compliance, financial reporting, and leading the annual budgeting and forecasting processes.

Requirements

Candidates must have 10+ years of senior finance leadership experience in a regulated financial services firm and a FINRA Series 27 license. A Bachelor's degree is required, while a CPA, MBA, and Series 24 license are strongly preferred.

Full job description

Halo Investing is a fast-growing financial technology company with a mission to empower investors by providing access to a wide range of protective investment solutions. Our platform offers a marketplace for structured notes, SMAs, defined outcome ETFs, insurance, and annuities, connecting financial advisors and investors to a previously inaccessible market. We are committed to transparency, competition, and efficiency, and we are looking for a visionary CFO to help us navigate our next phase of growth.

 

CFO Position Overview

We are seeking a dynamic and experienced Chief Financial Officer (CFO) to join our executive team. This is a Chicago-based (hybrid) role is responsible for directing all financial aspects of the company, driving financial strategy, and ensuring the company's long-term financial health. The ideal candidate will be a strategic thinker with a strong background in leading finance and accounting, preferably within a regulated broker-dealer environment in the fintech industry. As a senior leader, you will work closely with the CEO and other executives to make data-driven decisions that will shape the future of Halo Investing.

 

Key Responsibilities

Financial Strategy & Leadership:

  • Providing strategic and operational leadership, you will serve as a key financial advisor to the CEO and executive team on strategic planning, financial planning, and investment priorities.
  • Develop and implement financial strategies aligned with the company's overall business objectives to maximize profits and plan for growth.
  • Provide strategic recommendations based on financial analysis, market trends, and business insights.

Regulatory Compliance & Broker-Dealer Operations:

  • Oversee all financial operations related to our broker-dealer, including regulatory reporting (FOCUS reports), net capital computations, and compliance.
  • Ensure adherence to all FINRA and SEC financial regulations and requirements.
  • Liaise with auditors and regulators on all broker-dealer financial matters.

Financial Planning, Analysis & Operations:

  • Lead the annual budgeting, financial forecasting, and long-range planning processes for the firm.
  • Provide in-depth financial analysis to identify key business drivers, trends, and opportunities for performance improvement.
  • Direct all accounting operations, ensuring the timely and accurate preparation of financial statements in compliance with GAAP or IFRS.

Team Leadership:

  • Lead, manage, and mentor the team, fostering a culture of high performance, accountability, and continuous improvement.

Investor Relations:

  • Oversee investor relations and communication, ensuring timely and accurate reporting to all stakeholders.

Qualifications

  • Bachelor's degree in Finance, Accounting, or a related field; CPA and/or MBA is strongly preferred.
  • 10+ years of progressive experience in senior finance leadership roles within a regulated financial services firm, including proven experience as a CFO, VP of Finance, FinOp or similar role(s)
  • Deep knowledge of broker-dealer operations, financial reporting, and regulations; FINRA Series 27 license is required, and a Series 24 is highly preferred.
  • Exceptional leadership, communication, and interpersonal skills, with the ability to serve as a key partner on an executive team.

Halo's Benefits

This is a great opportunity with a company that values and rewards its employees. Halo offers a competitive package of benefits and compensation that will make your work life both fulfilling and enjoyable.

  • This is a Chicago-based hybrid role, working 3 days/week in Halo's downtown Chicago office.
  • Work with a great team in an exciting work environment.
  • Competitive compensation package including base salary and annual discretionary bonus based on personal and business objectives. 
  • Comprehensive benefits including medical, dental, vision insurance, life & disability, etc.
  • Multiple voluntary benefits: identity protection, pet insurance, accident insurance and more!
  • Flexible PTO policy
  • 401k program to help build wealth for the future
  • Paid parental leave to bond with your new addition
  • Chicago-based employees have access to a company-paid, on-site gym, happy hours, and ad-hoc outings and activities like sports teams, volunteer events and more!

Halo values diversity and inclusion, and we are proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, sex, sexual orientation, national origin, disability status, protected veteran status, or any other characteristics protected by federal, state, or local laws, regulations, or ordinances. If you need assistance or accommodation due to a disability or special need when applying for a role or during our recruitment process, please speak with our recruiter or contact us at: [email protected].

Related keywords

FintechBroker-DealerFINRASECSeries 27Series 24FOCUS ReportsNet CapitalGAAPIFRSCPAMBAFinancial TechnologyStructured NotesSMAsDefined Outcome ETFs

About Halo Investing

LinkedInVisit site

Democratizing access to Protective Investments through technology worldwide.

Industry
Financial Services
Company size
51-200 employees
Founded
2015
Headquarters
Chicago, Illinois
LinkedIn followers
9,929
Total funding
$115M

Halo Investing is an award-winning technology platform that disrupts the use of protective investment solutions worldwide. Headquartered in Chicago and with employees worldwide, we’re democratizing access to investment solutions that were previously unavailable to most investors. Our marketplace connects financial advisors and investors to protective investment products offered by leading global financial institutions, including Structured Notes, SMAs, Annuities, and Advanced Wealth Solutions. Important Disclosures: https://haloinvesting.com/disclaimer/.

Offices: 200 W. Jackson St, Floor 18, Chicago, Illinois 60606, US

FinanceProtective InvestingFinancial TechnologyInvestment ManagementStructured Productsand Changing the WorldFinanceFinTechFinancial Services
View all jobs at Halo Investing

About Halo Investing

LinkedInVisit site

Democratizing access to Protective Investments through technology worldwide.

Industry
Financial Services
Company size
51-200 employees
Founded
2015
Headquarters
Chicago, Illinois
LinkedIn followers
9,929
Total funding
$115M

Halo Investing is an award-winning technology platform that disrupts the use of protective investment solutions worldwide. Headquartered in Chicago and with employees worldwide, we’re democratizing access to investment solutions that were previously unavailable to most investors. Our marketplace connects financial advisors and investors to protective investment products offered by leading global financial institutions, including Structured Notes, SMAs, Annuities, and Advanced Wealth Solutions. Important Disclosures: https://haloinvesting.com/disclaimer/.

Offices: 200 W. Jackson St, Floor 18, Chicago, Illinois 60606, US

FinanceProtective InvestingFinancial TechnologyInvestment ManagementStructured Productsand Changing the WorldFinanceFinTechFinancial Services
View all jobs at Halo Investing

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