Raleigh, North Carolina, United States · On-site
Description Why Fairview Compliance Services? At Fairview Compliance Services, our team excels based on the self-motivation, ambition, and drive of our employees. We seek exceptional candidates who embrace challenges, we…
Skills: Document Scanning, Filing, Compliance Testing, Data Entry, Microsoft Office
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The intern will support the compliance team by maintaining records, scanning documents, and testing compliance procedures. They will also assist in preparing regulatory documents and providing administrative support to senior consultants.
Candidates should be majoring in Finance, Economics, Communications, Political Science, or a related field. They must be detail-oriented, proficient in Microsoft Office, and have a passion for learning investment adviser regulations.
Description
Why Fairview Compliance Services?
At Fairview Compliance Services, our team excels based on the self-motivation, ambition, and drive of our employees. We seek exceptional candidates who embrace challenges, welcome increasing responsibilities, and thrive in a fast-paced, dynamic environment that exposes them to team interaction, qualitative and quantitative analysis process, and a philosophy of providing unparalleled service to our clients. Our team-oriented environment offers a great opportunity for career growth.
Fairview Compliance Services is seeking part time students for our Compliance Team Support Group. We are seeking exceptional candidates who embrace challenges, welcome increasing responsibilities, and thrive in a fast-paced, dynamic environment that exposes them to team interaction, investment compliance industry, and a philosophy of providing unparalleled service to our clients.
Requirements
Qualifications
Working at Fairview Compliance Services
All employees get the full experience – including a collaborative and supportive work environment, professional development opportunities and companies who truly care about their employees, services and clients. And we take pride in our diverse workforce, because we know that our differences make us stronger.
Fairview is based in Raleigh, NC, which is consistently ranked on U.S. News & World Report’s annual list as one of the Best Places to Live.
EEO Statement
Fairview, LLC. and / or each of its affiliated persons and entities (together referred to herein as the “Company”) provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state or local laws. In addition to federal law requirements, Fairview, LLC. complies with applicable state and local laws governing nondiscrimination in employment in every location in which the company has facilities. This policy applies to all terms and conditions of employment, including recruiting, hiring, placement, promotion, termination, layoff, recall, transfer, leaves of absence, compensation and training.
Full-service, backend support services for CCOs, RIAs, and the financial services industry.
Providing full-service, backend regulatory support services to investment advisers and other financial institutions through five distinct practice areas: - Compliance Administration: supports CCOs with the day-to-day operations and maintenance of compliance programs so that required records, filings, screenings, client setup and recording are current and readily available. - Cyber Solutions: offers comprehensive cyber and data security solutions to businesses focused on protecting client data. - Investment Performance Services: Specializes in composite maintenance. -Regulatory Filings: FilePoint EDGAR Services, LLC is a full-service filing agent specializing in document filing, typesetting, printing, and e-distribution, document hosting, website development, and printing fulfillment for investment companies -Private Fund Administration: supports hedge funds, private equity funds, and real estate to provide investor reporting, fund accounting, and other administrative services. What makes us different is our emphasis on building and maintaining strong relationships with our clients. This approach, coupled with our use of technology, enables us to provide high-quality, high-touch service to get results.
Offices: 1330 St. Mary's Street, Suite 400, Raleigh, NC 27605, US
Full-service, backend support services for CCOs, RIAs, and the financial services industry.
Providing full-service, backend regulatory support services to investment advisers and other financial institutions through five distinct practice areas: - Compliance Administration: supports CCOs with the day-to-day operations and maintenance of compliance programs so that required records, filings, screenings, client setup and recording are current and readily available. - Cyber Solutions: offers comprehensive cyber and data security solutions to businesses focused on protecting client data. - Investment Performance Services: Specializes in composite maintenance. -Regulatory Filings: FilePoint EDGAR Services, LLC is a full-service filing agent specializing in document filing, typesetting, printing, and e-distribution, document hosting, website development, and printing fulfillment for investment companies -Private Fund Administration: supports hedge funds, private equity funds, and real estate to provide investor reporting, fund accounting, and other administrative services. What makes us different is our emphasis on building and maintaining strong relationships with our clients. This approach, coupled with our use of technology, enables us to provide high-quality, high-touch service to get results.
Offices: 1330 St. Mary's Street, Suite 400, Raleigh, NC 27605, US
