Milwaukee, Wisconsin, United States · Hybrid
$150k–$250k/yr
The Chief Compliance Officer (CCO) is responsible for the design, implementation, and ongoing administration of the firm’s compliance program across both its CFTC/NFA and SEC regulatory obligations. The CCO advises senio…
Skills: Compliance Program Design, SEC Regulatory Filings, CFTC/NFA Obligations, Trade Surveillance, AML/KYC Program
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The CCO is responsible for designing and administering the firm's compliance program across SEC and CFTC/NFA regulatory obligations. This includes managing regulatory filings, overseeing trade surveillance, and serving as the primary contact for regulatory audits.
Requires a minimum of 10 years of asset management compliance experience with deep knowledge of the Investment Advisers Act and Commodity Exchange Act. A bachelor's degree and prior experience as a CCO or senior compliance officer are required.
The Chief Compliance Officer (CCO) is responsible for the design, implementation, and ongoing administration of the firm’s compliance program across both its CFTC/NFA and SEC regulatory obligations. The CCO advises senior management on regulatory matters and fosters a strong culture of compliance throughout the organization. This role reports directly to senior management and has regular interaction with the firm’s principals, operations, trading, and legal functions.
Crabel is committed to attracting and retaining employees from diverse backgrounds and fostering an inclusive, supportive environment. We value the differences of all individuals and believe in creating an environment where all employees can thrive.
Crabel Capital Management, LLC is a global alternative investment firm specializing in systematic, automated trading of worldwide futures and foreign exchange. Our Los Angeles based firm was founded by short-term trading pioneer Toby Crabel and has delivered over 30 years of uncorrelated returns for its institutional clients. The firm has developed a diverse array of trading strategies designed to systematically capture market anomalies implemented through a technologically advanced, low latency infrastructure. Global co-location facilities and proprietary execution algorithms allow the firm to efficiently trade in approximately 250 futures and foreign exchange markets. Crabel is committed to attracting and retaining employees from diverse backgrounds and fostering an inclusive, supportive environment. We value the differences of all individuals and believe in creating an environment where all employees can thrive.
Offices: 1999 Avenue of the Stars, Suite 2060, Los Angeles, California 90067, US · 312 E Buffalo St, Suite 20, Milwaukee, Wisconsin 53202, US
Crabel Capital Management, LLC is a global alternative investment firm specializing in systematic, automated trading of worldwide futures and foreign exchange. Our Los Angeles based firm was founded by short-term trading pioneer Toby Crabel and has delivered over 30 years of uncorrelated returns for its institutional clients. The firm has developed a diverse array of trading strategies designed to systematically capture market anomalies implemented through a technologically advanced, low latency infrastructure. Global co-location facilities and proprietary execution algorithms allow the firm to efficiently trade in approximately 250 futures and foreign exchange markets. Crabel is committed to attracting and retaining employees from diverse backgrounds and fostering an inclusive, supportive environment. We value the differences of all individuals and believe in creating an environment where all employees can thrive.
Offices: 1999 Avenue of the Stars, Suite 2060, Los Angeles, California 90067, US · 312 E Buffalo St, Suite 20, Milwaukee, Wisconsin 53202, US
