Gurugram, Haryana, India · Hybrid
We are looking for an Assistant Manager, Portfolio Compliance to join our Portfolio Compliance Team at Connor, Clark & Lunn Financial Group. Compliance plays a critical role in the investment process and in this position…
Skills: Charles River Investment Management Solution (CRIMS), Investment Compliance, Regulatory Compliance, Portfolio Monitoring, FundApps
Vancouver, British Columbia, Canada · Hybrid
$61k–$92k/yr
Interested in joining one of Canada’s top performing asset managers? We are looking for a Client Transitions Analyst for an existing vacancy on our Transition Management team. The Transition Management Team oversees the …
Skills: Client Onboarding, Transition Management, Portfolio Management, KYC Compliance, Stakeholder Management
Gurugram, Haryana, India · Hybrid
We are a leading technology driven financial organization seeking a highly skilled Assistant Manager, System Integrations to join our Information Systems team in Gurugram. The ideal candidate will be responsible for driv…
Skills: System Integration, API Integration, Java, C#, Python
Gurugram, Haryana, India · Hybrid
Information Security Manager Connor, Clark & Lunn Financial Group Ltd. Gurugram (Hybrid), India Connor, Clark & Lunn Financial Group (CCLFG), one of Canada’s leading asset managers, is seeking an experienced Information …
Skills: Information Security Governance, Risk Management, Incident Response, Cloud Security, Compliance
Gurugram, Haryana, India · Hybrid
Interested in joining one of Canada’s top performing asset managers? We are seeking a forward-looking Senior Azure Cloud Engineer to play a central role in our digital transformation journey. At Connor, Clark & Lunn Fina…
Skills: Azure Cloud Architecture, Infrastructure as Code, Bicep, Terraform, Azure DevOps
Gurugram, Haryana, India · Hybrid
We are looking for a Specialist, Investment Data Management to join our Investment Data & Analytics team. This is a fantastic opportunity to be part of a dynamic strategic team whose scope and importance continue to grow…
Skills: Investment Data Management, Data Quality, SQL, Excel, Bloomberg
Toronto, Ontario, Canada · Hybrid
$61k–$92k/yr
Interested in joining one of Canada’s top performing asset managers? We are looking for a Client Transitions Analyst for an existing vacancy on our Transition Management team. The Transition Management Team oversees the …
Skills: Client Onboarding, Transition Management, Portfolio Management, KYC Requirements, Stakeholder Management
Vancouver, British Columbia, Canada · Hybrid
$125k–$145k/yr
Interested in joining one of Canada’s top-performing asset managers? We’re hiring an AI Solution Engineer in our AI Solutions engineering team. You build the AI systems that Connor, Clark & Lunn Financial Group and our a…
Skills: Python, LLM Application Development, RAG, Vector Databases, LangChain
Vancouver, British Columbia, Canada · Hybrid
$140k–$165k/yr
Interested in joining one of Canada’s top performing asset managers? We are looking for a Salesforce Solution Architect for an existing vacancy in our IS department. Joining as the Salesforce Solution Architect as part o…
Skills: Salesforce Solution Architecture, Stakeholder Engagement, Solution Design, Agile Execution, Financial Services Cloud
Vancouver, British Columbia, Canada · Hybrid
$45k–$55k/yr
We are looking for an Intern, Legal & Compliance to join our fast-paced Legal and Compliance Department for an 8-month term (September 2026- April 2027). You will report to the firm’s Compliance Manager and be a part of …
Skills: Corporate Filings, Regulatory Compliance, Corporate Law, Legal Administration, Document Digitization
Gurugram, Haryana, India · Hybrid
When you join the Institutional Portfolio Operations (IPO) team as a Analyst, you are joining a group of tightknit, energetic, and social individuals, who together have a direct impact on the investment success of indivi…
Skills: Investment Operations, Reconciliations, Portfolio Data Analysis, Financial Communication, Process Automation
Vancouver, British Columbia, Canada · Hybrid
$130k–$140k/yr
Interested in joining one of Canada’s top performing asset managers? We are looking for a Cloud & Identity Platform Owner for an existing vacancy in our Infrastructure & Cloud Engineering team. This role owns the Cloud &…
Skills: Azure, AWS, Entra ID, Active Directory, Microsoft 365
Toronto, Ontario, Canada · Hybrid
$130k–$150k/yr
Interested in joining one of Canada’s top-performing asset managers? We’re hiring an AI Product Owner in our AI Solutions engineering team. You are the engagement lead for affiliate and FG stakeholders into the solutions…
Skills: Product Ownership, Stakeholder Management, Requirement Specification, AI Solutions, Pipeline Prioritization
Vancouver, British Columbia, Canada · Hybrid
$170k–$185k/yr
Interested in joining one of Canada’s top-performing asset managers? We are seeking a Head of Platform Engineering, Reliability & Control to lead our horizontal engineering function and shared control plane. In this role…
Skills: Platform Engineering, Site Reliability Engineering, DevOps, Observability, Release Governance
Gurugram, Haryana, India · Hybrid
Interested in joining one of Canada’s top performing asset managers? We are seeking a forward-thinking Senior AWS Cloud Engineer to help shape the future of our hybrid cloud platform. At Connor, Clark & Lunn Financial Gr…
Skills: Aws, Infrastructure As Code, Cloudformation, Cdk, Terraform
Gurugram, Haryana, India · Hybrid
We are looking for an Manager, IT Operations to join our Information Systems group. The Information Technology (IT) team resides within the Information Systems group and is responsible for the management, operations, mai…
Skills: IT Operations Management, ITIL, Incident Management, Problem Management, Change Management
Gurugram, Haryana, India · Hybrid
Connor, Clark & Lunn Financial Group (“CC&LFG”) is looking for a Training and Documentation Senior Analyst to join our team. The ideal candidate is a highly detailed-oriented problem-solver and sees learning new skills a…
Skills: Staff Onboarding, Technical Documentation, Investment Operations, Portfolio Reconciliation, Trade Support
Gurugram, Haryana, India · Hybrid
Interested in joining one of Canada’s top performing asset managers? We are looking for a Senior Talent Acquisition Specialist for an existing vacancy to join our Talent Acquisition team. This is an exciting opportunity …
Skills: Full Cycle Recruitment, Sourcing Strategies, Stakeholder Management, TA Metrics, Candidate Experience
Vancouver, British Columbia, Canada · Hybrid
$140k–$160k/yr
Interested in joining one of Canada’s top performing asset managers? We are looking for a Manager, Platform Engineering for an existing vacancy in our IS team. At CC&L Financial Group, strong, well-integrated technology …
Skills: Platform Engineering, Site Reliability Engineering, Systems Integration, Observability, Infrastructure As Code
Gurugram, Haryana, India · Hybrid
About the Role We are seeking a highly motivated and detailed oriented intern to join our Trade Support team. This is an excellent opportunity for a candidate interested in gaining hands-on experience in trading operatio…
Skills: Trade Matching, Trade Settlement, Collateral Management, Asset Transfers, Excel
Gurugram, Haryana, India • Hybrid
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Configure and monitor pre-trade and post-trade compliance rules in Charles River based on client mandates and regulatory requirements. Perform ongoing portfolio monitoring, resolve breaches, and collaborate with internal teams to enhance compliance processes.
Requires 8+ years of investment management experience, with at least 6 years specifically in investment compliance and hands-on expertise in CRIMS. A Bachelor's degree in Business or Finance or a CFA qualification is preferred.
We are looking for an Assistant Manager, Portfolio Compliance to join our Portfolio Compliance Team at Connor, Clark & Lunn Financial Group. Compliance plays a critical role in the investment process and in this position, you will have the opportunity to work alongside our institutional portfolio managers and affiliate compliance officers. The role of compliance continues to evolve in complexity and importance. This is a fantastic opportunity to be part of a growing team whose scope and visibility continues to increase!
Configure, maintain, and monitor pre‑trade and post‑trade compliance rules in Charles River based on client mandates, regulatory requirements, and firm policies, including account mapping and periodic rule reviews.
Review and interpret client guidelines, IMAs, and applicable regulatory requirements to ensure compliance rules and monitoring remain accurate, effective, and up to date.
Perform ongoing portfolio compliance monitoring, including investigation and resolution of breaches, ad‑hoc compliance queries, and preparation of internal, client, and regulatory compliance reports.
Support the testing, implementation, and ongoing enhancement of compliance monitoring processes, including identifying opportunities for efficiency improvements and automation.
Utilize FundApps to monitor and report beneficial ownership, short selling, and takeover panel disclosures in accordance with regulatory requirements.
Collaborate with Portfolio Management, Operations, Legal, and Compliance colleagues to resolve issues, support onboarding and change activity, and contribute to projects of varying scope and complexity.
Contribute to the maintenance and continuous improvement of portfolio compliance procedures, controls, and documentation, and provide guidance and knowledge sharing to team members as appropriate.
Mandatory hands-on experience in investment compliance rule coding within Charles River Investment Management Solution (CRIMS), supported by a strong understanding of system workflows, configurations, and key parameters.
Working knowledge of global regulations including UCITS, 1940 Act, and NI 81-102 etc. with the ability to interpret and translate regulatory requirements into compliance rules within monitoring systems.
Solid understanding of portfolio compliance monitoring processes, including interpretation of Investment Management Agreements (IMAs) and client guidelines.
8+ years of relevant experience in the investment management industry, with at least 6 years focused on investment compliance and strong expertise in investment products.
Strategic mindset with strong facilitation, analytical, and data-gathering capabilities.
Strong problem-solving skills with high attention to detail and the ability to perform under pressure and meet tight deadlines.
A CFA qualification or a Bachelor’s degree in Business or Finance is preferred.
Strong verbal and written communication skills, with the ability to communicate and present effectively at the business level.
Proven ability to collaborate effectively within a team while also working independently and taking ownership of initiatives.
Highly self-driven, with strong organizational, prioritization, and time management capabilities, and the flexibility to adapt to evolving priorities.
#LI-HYBRID #LI-MP1
For a closer look at how you can build your career with us, we invite you to explore cclgroup.com.
CC&L Financial Group is committed to creating a diverse and inclusive environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to gender, ethnicity, religion, sexual orientation or expression, disability, or age.
Your application will be reviewed by a member of the hiring team - AI is not used in the screening, assessment or selection of applications at this time.
Creating Conditions for Success
At Connor, Clark & Lunn Financial Group, we understand the value of opportunity for both our clients and our team. Independent and employee-owned, we partner with investment professionals to grow successful asset management businesses, giving them the space to innovate and truly make an impact. With more than 40 years of history and offices across Canada and in the US, the UK and India, CC&L Financial Group and our multi-boutique family of affiliate firms manage over C$179 billion in assets and offer a diverse range of traditional and alternative investment products and solutions to institutional, high-net-worth and retail clients. A career here can look different for everyone, but every path is rooted in our commitment to invest in our greatest asset – you. We prioritize community, personal growth and recognition to create an environment where you can thrive. For more information on building your career with us, visit our website.
Offices: 130 King St W, Suite 1400, PO Box 240, Toronto, Ontario M5X 1C8, CA · 1800 McGill College Avenue, Suite 1300, Montreal, Quebec H3A 3J6, CA · 1111 West Georgia Street, Suite 2300, Vancouver, British Columbia V6E 4M3, CA · Southwest House, 11a Regent Street St James’s, London, England SW1Y 4LR, GB · Signature Tower III, Tower C, 4th Floor, Sector 15, Part II, Gurugram, Haryana 122001, IN
Creating Conditions for Success
At Connor, Clark & Lunn Financial Group, we understand the value of opportunity for both our clients and our team. Independent and employee-owned, we partner with investment professionals to grow successful asset management businesses, giving them the space to innovate and truly make an impact. With more than 40 years of history and offices across Canada and in the US, the UK and India, CC&L Financial Group and our multi-boutique family of affiliate firms manage over C$179 billion in assets and offer a diverse range of traditional and alternative investment products and solutions to institutional, high-net-worth and retail clients. A career here can look different for everyone, but every path is rooted in our commitment to invest in our greatest asset – you. We prioritize community, personal growth and recognition to create an environment where you can thrive. For more information on building your career with us, visit our website.
Offices: 130 King St W, Suite 1400, PO Box 240, Toronto, Ontario M5X 1C8, CA · 1800 McGill College Avenue, Suite 1300, Montreal, Quebec H3A 3J6, CA · 1111 West Georgia Street, Suite 2300, Vancouver, British Columbia V6E 4M3, CA · Southwest House, 11a Regent Street St James’s, London, England SW1Y 4LR, GB · Signature Tower III, Tower C, 4th Floor, Sector 15, Part II, Gurugram, Haryana 122001, IN