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Jobs at CMC Markets (Now Hiring) — 8 open

CMC Markets logoCMC Markets

Compliance Officer

London, England, United Kingdom · On-site

Mid level$352M raised

CMC Markets is looking for a Compliance Officer to join our Compliance team based onsite in our London office. This is a Second Line of Defence role supporting the delivery of CMC’s risk-based Compliance Monitoring Progr…

Skills: Regulatory Compliance, Compliance Monitoring, FCA Regulations, COBS, SYSC

CMC Markets logoCMC Markets

Senior Legal Counsel

Sydney, New South Wales, Australia · On-site

Senior+$352M raised

If you also believe that everyone should be able to achieve their financial potential, then you’ll love contributing to CMC Markets’ company vision of providing the ultimate trading experience. Seize the opportunity to p…

Skills: Commercial Drafting, Legal Advising, People Leadership, Regulatory Compliance, Stakeholder Management

CMC Markets logoCMC Markets

Marketing Coordinator

Dubai, Dubai, United Arab Emirates · On-site

Entry level$352M raised

We are looking for an organized Junior Marketing Coordinator to help the Marketing Manager with day-to-day marketing activities, administrative tasks, internal processes, events, supplier coordination and general marketi…

Skills: Organizational Skills, Administrative Skills, Time Management, Microsoft Office, Attention To Detail

CMC Markets logoCMC Markets

End User Support Engineer

London, England, United Kingdom · On-site

Mid level$352M raised

Since launching in 1989, CMC Markets (CMC) has become one of the world's leading online financial trading businesses. CMC is listed on the London Stock Exchanges and serves retail and institutional clients through regula…

Skills: Microsoft Windows Domain, Windows Desktop, Exchange, MS Teams, Communication Skills

CMC Markets logoCMC Markets

Financial Risk Manager

Sydney, New South Wales, Australia · On-site

Senior$352M raised

If you also believe that everyone should be able to achieve their financial potential, then you’ll love contributing to CMC Markets’ company vision of providing the ultimate trading experience. Seize the opportunity to p…

Skills: Financial Risk Management, Quantitative Modelling, Stress Testing, Scenario Analysis, Risk Reporting

CMC Markets logoCMC Markets

Client Services Representative

Sydney, New South Wales, Australia · On-site

Entry level$352M raised

If you also believe that everyone should be able to achieve their financial potential, then you’ll love contributing to CMC Markets’ company vision of providing the ultimate trading experience. Seize the opportunity to p…

Skills: Customer Service, English Fluency, Mandarin Fluency, Financial Services Knowledge, Communication Skills

CMC Markets logoCMC Markets

Senior Network and Security Engineer

London, England, United Kingdom · On-site

Senior$352M raised

CMC Markets is looking for an experienced Senior Network & Security Engineer to join our Technology team. This role plays a key part in designing, building and supporting our global network infrastructure, ensuring high …

Skills: Cisco ACI, Multicast Networking, CCNP, Data Centre Design, Cloud Networking

CMC Markets logoCMC Markets

Lifecycle & Engagement Manager

Sydney, New South Wales, Australia · On-site

Mid level$352M raised

If you also believe that everyone should be able to achieve their financial potential, then you’ll love contributing to CMC Markets’ company vision of providing the ultimate trading experience. Seize the opportunity to p…

Skills: CRM, Lifecycle Marketing, Customer Engagement, Braze, Marketing Automation

CMC Markets logo

Compliance Officer

CMC Markets

London, England, United Kingdom • On-site

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Mid level

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  • Full-time
  • Posted 3d ago
  • ~40 hrs/week

Responsibilities

Support the delivery of the risk-based Compliance Monitoring Programme and execute targeted reviews to assess control effectiveness. Contribute to governance reporting, identify emerging risks, and collaborate with stakeholders to drive remediation efforts.

Requirements

Requires relevant experience in regulatory compliance or monitoring with a strong understanding of FCA regulations. Candidates must possess strong analytical skills and proficiency in Microsoft Office tools.

Full job description

CMC Markets is looking for a Compliance Officer to join our Compliance team based onsite in our London office. This is a Second Line of Defence role supporting the delivery of CMC’s risk-based Compliance Monitoring Programme and wider compliance oversight activities.

The role is ideal for someone looking to build practical, hands-on experience across compliance monitoring, testing, assurance, and reporting within a dynamic financial services environment. You will support the planning and execution of targeted reviews, assess the effectiveness of key controls, identify areas for improvement, and help ensure findings are clearly documented and followed through to resolution.

Working closely with Compliance colleagues, business stakeholders, and other control functions, you will contribute to governance reporting, Management Information (MI), and the continuous enhancement of CMC’s compliance framework. The role also provides broad exposure to regulatory requirements, business processes, risk assessments, and thematic reviews.

Reporting to the Head of Compliance Monitoring and the Compliance Manager, you will support the Compliance function’s monitoring and risk assessment activities, assisting with risk-based reviews, identifying emerging risks and themes, supporting management reporting, and collaborating with stakeholders to drive effective remediation.

Please note that this is an onsite role that will require you to work within our London office (near Liverpool street) 5 days on site per week.

Key Responsibilities

  • Support the execution and ongoing development of the Compliance Risk Assessment (CRA) and risk-based Compliance Monitoring Programme (CMP)

  • Assist with monitoring, testing, and thematic reviews across onboarding, KYC, transaction monitoring, sanctions, complaints, outsourcing, and other compliance risks

  • Conduct file reviews, sampling, data analysis, and assessments of control design and operating effectiveness

  • Identify control gaps, trends, themes, and emerging risks, and support enhancements to the compliance framework

  • Draft working papers, review reports, MI, and governance reporting for senior stakeholders and committees

  • Track remediation actions and support follow-up testing to ensure issues are resolved

  • Build strong working relationships across the business, Compliance, Risk, CASS, and other second-line teams

  • Support internal and external audits, regulatory queries, and wider compliance activities

  • Keep up to date with regulatory and business changes and update the CRA and CMP accordingly

  • Maintain ongoing professional development and complete relevant regulatory training

  • Undertake any other reasonable duties consistent with the level of the role

Key Skills & Experience

  • Relevant experience within a regulatory compliance or compliance monitoring role (non-AML)

  • Good understanding of FCA regulations including COBS, SYSC, CASS, and PRIN

  • Strong Microsoft Excel, PowerPoint, and Word skills

  • Experience working with internal and external auditors

  • Ability to manage competing priorities and work effectively under pressure

  • Strong attention to detail and willingness to learn

  • Clear written and verbal communication skills

  • Analytical mindset with strong problem-solving ability

  • Excellent organisational skills and ability to manage tasks independently

CMC Markets is an equal opportunities employer and positively encourages applications from suitably qualified candidates regardless of gender, sexual orientation, marital or civil partner status, gender reassignment, race, colour, nationality, ethnic or national origin, religion or belief, disability, or age.

Related keywords

Compliance OfficerSecond Line of DefenceCompliance Monitoring ProgrammeRisk AssessmentKYCTransaction MonitoringSanctionsComplaintsOutsourcingControl DesignGovernance ReportingManagement InformationFCAFin-techFinancial ServicesRemediation

About CMC Markets

LinkedInVisit site
Industry
Financial Services
Company size
501-1,000 employees
Founded
1989
Headquarters
London
LinkedIn followers
66,725
Total funding
$352M

Founded in 1989 to make financial markets truly accessible, CMC Markets has evolved into a global leader in online trading, while staying true to its original ethos. With over 36 years’ experience and offices in London, Sydney, Singapore, Toronto, Dubai and across Europe, the company has grown into a trusted name in financial services. CMC operates a broad portfolio of brands – CMC Markets, CMC Invest, CMC Connect, CMC CapX and OPTO – and holds a 51% stake in blockchain technology firm StrikeX. Today, more than 2 million* traders and investors worldwide trust CMC Markets. The company also partners with major organisations including Revolut, ANZ Bank and St George, further strengthening its position as a leading innovator in financial technology. CMC Markets plc is a FTSE 250 listed company and holds long-term issuer default ratings (IDRs) of ‘BBB-’ with a stable outlook. *Based on over 2 million unique user logins across CMC's trading and investing platforms, including partners, as at November 2025.

Offices: 133 Houndsditch, London, EC3A 7BX, GB · 100 Adelaide St W, Toronto, Ontario M5H, CA · International Towers, 300 Barangaroo Ave, 2000, Lever 20, Tower 3, Sydney, New South Wales 2000, AU · Millennium Tower Wehlistrasse 66/5 1200, Vienna, Brigittenau 1200, AT · 32, Rue de Monceau, Paris, Ile-de-France 75008, FR

Stockbroking (Australia)FXTrading Analysismarket expertisefinancial servicesForexmarket analysistradingonline tradingIndices
View all jobs at CMC Markets

About CMC Markets

LinkedInVisit site
Industry
Financial Services
Company size
501-1,000 employees
Founded
1989
Headquarters
London
LinkedIn followers
66,725
Total funding
$352M

Founded in 1989 to make financial markets truly accessible, CMC Markets has evolved into a global leader in online trading, while staying true to its original ethos. With over 36 years’ experience and offices in London, Sydney, Singapore, Toronto, Dubai and across Europe, the company has grown into a trusted name in financial services. CMC operates a broad portfolio of brands – CMC Markets, CMC Invest, CMC Connect, CMC CapX and OPTO – and holds a 51% stake in blockchain technology firm StrikeX. Today, more than 2 million* traders and investors worldwide trust CMC Markets. The company also partners with major organisations including Revolut, ANZ Bank and St George, further strengthening its position as a leading innovator in financial technology. CMC Markets plc is a FTSE 250 listed company and holds long-term issuer default ratings (IDRs) of ‘BBB-’ with a stable outlook. *Based on over 2 million unique user logins across CMC's trading and investing platforms, including partners, as at November 2025.

Offices: 133 Houndsditch, London, EC3A 7BX, GB · 100 Adelaide St W, Toronto, Ontario M5H, CA · International Towers, 300 Barangaroo Ave, 2000, Lever 20, Tower 3, Sydney, New South Wales 2000, AU · Millennium Tower Wehlistrasse 66/5 1200, Vienna, Brigittenau 1200, AT · 32, Rue de Monceau, Paris, Ile-de-France 75008, FR

Stockbroking (Australia)FXTrading Analysismarket expertisefinancial servicesForexmarket analysistradingonline tradingIndices
View all jobs at CMC Markets

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