Clera home
·Dashboard

Jobs at ACA Group (Now Hiring) — 22 open

ACA Group logoACA Group

Compliance Analyst (MS), Code of Ethics

West Mifflin, Pennsylvania, United States · Hybrid

Entry level

The Opportunity: In the role of the Compliance Analyst on our Managed Services team, you will be responsible for participating in and ensuring the successful execution of certain compliance reviews and consulting work co…

Skills: Regulatory Compliance, Data Analysis, Financial Market Knowledge, Report Writing, Microsoft Office

ACA Group logoACA Group

Ruby on Rails Developer

Durham, North Carolina, United States · Hybrid

Mid level

The Opportunity: We are looking for a Product Engineer who will design, build, test, and maintain the Ethos ESG (Environmental, Social and Governance) platform on our development team. Ethos aggregates data from hundreds…

Skills: Ruby on Rails, SQL, AWS, RESTful API, RSpec

ACA Group logoACA Group

Compliance Analyst (MS), Communications Surveillance

London, England, United Kingdom · On-site

Entry level

The Opportunity: The individual in this position is responsible for participating in and ensuring the successful execution of certain compliance reviews and consulting work conducted by ACA for clients. The individual in…

Skills: Compliance Review, Regulatory Analysis, Communications Surveillance, Anti-Money Laundering, Electronic Communication Review

ACA Group logoACA Group

Principal Consultant

London, England, United Kingdom · Hybrid

Senior

The Opportunity: The individual joining this role will be part of ACA’s SEC Regulatory Consulting team based in the London office. The position involves participating in mock regulatory examinations and compliance progra…

Skills: Regulatory Compliance, Mock Regulatory Examinations, Compliance Programme Reviews, Policy Assessment, Regulatory Filings

ACA Group logoACA Group

Application Support Lead (Market Surveillance)

Durham, North Carolina, United States · On-site

Senior

The Opportunity: ACA is seeking an Application Support Lead for our Surveillance Applications to lead a team of analysts responsible for monitoring, supporting, and enhancing surveillance data and systems related to fina…

Skills: MS SQL, PySpark, Python, Market Surveillance, Team Leadership

ACA Group logoACA Group

Senior Principal Consultant

Fayetteville, Arkansas, United States · Remote OK

$180k–$200k/yr

Senior+

Location: Flexible, can be US remote The individual in this position is responsible for participating in mock regulatory examinations and compliance program reviews, assisting with policy and procedure reviews, drafting …

Skills: Regulatory Compliance, Mock Regulatory Examinations, Policy Review, Client Relationship Management, Supervisory Leadership

ACA Group logoACA Group

Compliance Analyst (MS)

pune, Maharashtra, India · Hybrid

Mid level

About ACA: ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates co…

Skills: AML/KYC, Investor Onboarding, Due Diligence, Entity Verification, Screening

ACA Group logoACA Group

Managed Services Director

pune, Maharashtra, India · On-site

Senior+

ACA is seeking a Managed Services Director - Pune - to lead and scale Managed Services delivery in Pune in alignment with ACA’s global Managed Services strategy, operating model, and governance. This is a critical leader…

Skills: Managed Services Delivery, Regional Leadership, Global Operating Models, Capacity Planning, Quality Governance

ACA Group logoACA Group

Senior Developer, Enterprise Solutions

pune, Maharashtra, India · Hybrid

Senior

Job Title: Senior Developer, Enterprise Solutions About ACA: ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow the…

Skills: Apex, Lightning Web Components, Visualforce, SOQL, Salesforce Flow

ACA Group logoACA Group

Collections Analyst

pune, Maharashtra, India · On-site

Mid level

About ACA: ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates co…

Skills: Collections, Accounts Receivable, Negotiation, Problem-solving, Data Analysis

ACA Group logoACA Group

Quality Assurance Engineer

pune, Maharashtra, India · On-site

Senior

The Opportunity ACA believes that we can deliver the world’s best GRC software to our blue-chip financial services client base of over 3500 firms. We are seeking top talent to join us in our journey to build and deliver …

Skills: Test Automation, Playwright, TypeScript, Python, PostgreSQL

ACA Group logoACA Group

Account Executive III

Portland, Maine, United States · On-site

$130k–$250k/yr

Senior

As an Account Executive, you will manage the business relationships of accounts in the large/mid-market category primarily covering hedge fund managers. The Account Executive role is a key ACA client-facing representativ…

Skills: Account Management, Sales Strategy, Relationship Building, Cross-selling, Up-selling

ACA Group logoACA Group

Project Manager

pune, Maharashtra, India · Hybrid

Mid level

Hybrid Role (Two days per week in the Pune Office/3 days remote) Work Shift: 6:30PM-3:30AM IST About ACA: ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clie…

Skills: Project Planning, Stakeholder Management, Risk Escalation, Project Documentation, Budgeting

ACA Group logoACA Group

Facilities Coordinator

New York, New York, United States · On-site

Mid level

Location: New York City Office (On-Site /Mon-Fri) The individual in this position is responsible for the administration of corporate support activities by providing daily administrative support to ACA Compliance Group Wh…

Skills: Customer Service, Office Management, Microsoft Office, Facilities Management, Administrative Support

ACA Group logoACA Group

Facilities Coordinator

New York, New York, United States · On-site

Mid level

Location: New York City Office (On-Site /Mon-Fri) The individual in this position is responsible for the administration of corporate support activities by providing daily administrative support to ACA Compliance Group Wh…

Skills: Facilities Management, Office Administration, Customer Service, Inventory Management, Space Planning

ACA Group logoACA Group

ETP Specialist

Fayetteville, Arkansas, United States · On-site

$65k–$70k/yr

Mid level

The Opportunity: The Exchange Traded Fund Specialist (“ETF Specialist”) will work in a small client-oriented institutional trading operation that services the primary market (i.e. no retail). The primary responsibilities…

Skills: Institutional Trading, Daily Reconciliations, Reporting and Metrics, AP Agreements, Corporate Action Notifications

ACA Group logoACA Group

Senior Compliance Analyst, MR-Distributor

pune, Maharashtra, India · On-site

Senior

The Opportunity: Responsible for the review and approval of Fund marketing materials according to FINRA/SEC Communication with the Public rules for ACA Foreside Distribution clients. Materials include, but are not limite…

Skills: Compliance Review, FINRA Rules, SEC Regulations, Ad Review, Project Management

ACA Group logoACA Group

Senior DevOps Engineer

Durham, North Carolina, United States · Hybrid

Senior

About the company: ACA Group is a leading provider of scalable compliance, risk, and technology solutions for financial services firms. Office Locations: NYC (Near Grand Central Station) OR Durham, NC Must be able to be …

Skills: Aws Cdk, Typescript, Infrastructure As Code, Ci/cd Pipelines, Gitops

ACA Group logoACA Group

Senior Cloud Database Administrator (DBA)

Durham, North Carolina, United States · Hybrid

Senior

We are looking for a Senior Cloud Database Administrator (DBA) to own the operational stability, performance, resiliency, and scalability of ACA’s mission-critical database platforms. This is a hybrid role (2 days in the…

Skills: SQL Server, PostgreSQL, MySQL, AWS RDS, AWS Aurora

ACA Group logoACA Group

Compliance Specialist II (Registration)

Fayetteville, Arkansas, United States · On-site

Senior

The Opportunity: This position is responsible for processing initial and ongoing registration requirements for registered representatives and associated persons of affiliated broker-dealers. The position will include ser…

Skills: FINRA Web CRD, Regulatory Compliance, Broker-Dealer Supervision, Analytical Reasoning, Problem-Solving

12

Showing 1–20 of 22

ACA Group logo

Compliance Analyst (MS), Code of Ethics

ACA Group

West Mifflin, Pennsylvania, United States • Hybrid

Apply
Entry level

Tired of cold applications?

Sign up with Clera and we'll reach out the moment a role actually fits you — no more spraying applications into the void.

  • Full-time
  • bachelor degree
  • Medical Coverage, Dental Coverage, 401(k) Plans, Paid Time Off, Paid Holidays, Summer Fridays
  • Posted 2d ago
  • ~40 hrs/week

Responsibilities

The analyst will conduct compliance reviews of clients' books and records to identify regulatory deficiencies and draft summary reports. Responsibilities include managing regulatory filings, anti-money laundering reviews, and testing the effectiveness of policies for Registered Investment Advisers.

Requirements

Candidates must hold a bachelor's degree and possess strong analytical and communication skills. A solid understanding of financial markets, investment advisors, and regulatory environments is required.

Full job description

The Opportunity:

In the role of the Compliance Analyst on our Managed Services team, you will be responsible for participating in and ensuring the successful execution of certain compliance reviews and consulting work conducted by ACA Group (“ACA”) for clients. The individual in this position will conduct careful analyses of clients’ books and records for potential regulatory deficiencies, as well as draft reports, prepare documents, and summarize findings for clients. This position will have a hybrid schedule at our Pittsburgh office.

 

What you’ll do:

  • Assist with ACA service offerings, including but not limited to:
    • Regulatory filings
    • Expert network chaperoning
    • Anti-money laundering
    • Electronic communication review
    • Social media and marketing review
  • Analyze clients’ books and records for potential regulatory issues
  • Interpret complicated and nuanced documents that may pose regulatory risks
  • Assist with the planning of upcoming reviews, including participating in calls with clients, reviewing client policies and procedures, and working with supervisors to resolve any issues
  • Draft reports for clients summarizing ACA’s review and any findings from such reviews
  • Perform other ad-hoc work/special projects as necessary to support ACA on various client and internal initiatives, including but not limited to: Analyst training, public speaking engagements, attend conferences and roundtable events, and onsite client engagements
  • Review the adequacy of the policies and procedures of Registered Investment Advisers in all their “critical areas” and test their effectiveness.

 

To qualify for the role you must have:

  • Bachelor’s degree
  • Proficiency with Microsoft Office applications, Adobe Acrobat, and the Internet
  • Strong oral and written communication skills
  • Strong data analytical skills with the ability to exercise discretion and make independent judgments on matters of significance for ACA and/or ACA clients
  • Proactive in own financial services compliance education and career development
  • Solid understanding of financial markets, financial products, investment advisors, and regulations
  • Ability to learn concepts and subject matter quickly and apply knowledge to client reviews

 

Skills and attributes for success:

  • Ability to exercise discretion and make independent judgments on matters of significance
  • Demonstrated professional integrity
  • Dependable, flexible, and adaptable to new ACA initiatives and changing client needs
  • Ability to work well in a fast-paced, small-team environment
  • Ability to work independently, multi-task and prioritize effectively
  • Ability to establish and maintain effective working relationships with colleagues and clients
  • Highly motivated and goal oriented; proactive in one’s own education and career progression; volunteers for and shows initiative on both internal and external projects and tasks
  • Dedicated to upholding ACA’s high-quality standards and customer service focus
  • Strong organizational and problem-solving skills with attention to detail

 

Ideally, you’ll also have:

  • Background in law, banking, or writing a plus
  • Highly motivated and goal oriented
  • Proactive in one’s own education and career progression
  • Volunteers for and shows initiative on both internal and external projects and tasks
  • Dedicated to upholding ACA’s high-quality standards and customer service focus
  • Ability to establish and maintain effective working relationships with employees and clients
  • Strong oral and written communication skills
  • Strong analytical skills with the ability to exercise discretion and make independent judgments on matters of significance for ACA and/or ACA clients

 

What working at ACA offers:

We offer a competitive compensation package where you’ll be rewarded based on your performance and recognized for the value you bring to our business. Our Total Rewards package includes medical and dental coverage and 401(k) plans, and a wide range of paid time off options as well as a flexible work environment. You’ll also be granted time off for designated ACA Paid Holidays, Summer Fridays, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being. We also offer unique benefits such as Student Debt Forgiveness and Pet Insurance.

 

About ACA:

ACA Group is the leading governance, risk, and compliance (GRC) advisor in financial services. We empower our clients to reimagine GRC and protect and grow their business. Our innovative approach integrates consulting, managed services, and our ComplianceAlpha® technology platform with the specialized expertise of former regulators and practitioners and our deep understanding of the global regulatory landscape.

 

What we commit to:

ACA is firmly committed to a policy of nondiscrimination, which applies to recruiting, hiring, placement, promotions, training, discipline, terminations, layoffs, transfers, leaves of absence, compensation and all other terms and conditions of employment. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability or protected veteran status, or any other legally protected basis, in accordance with applicable law.

Related keywords

ComplianceManaged ServicesCode of EthicsRegulatory FilingsAnti-Money LaunderingElectronic Communication ReviewSocial Media ReviewMarketing ReviewRegistered Investment AdvisersGRCFinancial ServicesComplianceAlphaGovernanceRisk Management

About ACA Group

LinkedInVisit site

ACA Group (“ACA”) is the leading governance, risk, and compliance (GRC) advisor in financial services.

Industry
Business Consulting and Services
Company size
1,001-5,000 employees
Founded
2002
Headquarters
New York, NY
LinkedIn followers
54,505

ACA Group is the leading governance, risk, and compliance advisor to the financial services industry. For over 20 years, we’ve been a trusted partner to financial institutions—helping firms reduce risk, fuel growth, and protect their business. Founded by former regulators, ACA combines deep industry expertise with powerful regulatory technology to transform compliance from a requirement into a strategic advantage. We are the only end-to-end GRC provider that integrates expert advisory, managed services, distribution solutions, and analytics with our ComplianceAlpha® platform. Our global team brings clarity, confidence, and innovation to every engagement—enabling clients to meet evolving regulatory demands and lead with confidence. We’re proud to deliver trusted AI and technology solutions that help firms streamline and enhance compliance oversight, surveillance, and monitoring. From regulatory change management to marketing reviews, we help firms build smarter, more scalable compliance programs. For more information, please visit www.acaglobal.com

Offices: 685 3rd Avenue, Floor 31, New York, NY 10017, US · 11 Strand, London, England WC2N 5HR, GB · 3 Canal Plaza 3rd Floor, Portland, ME 04101, US · 1301 Poplar Drive, 3rd Floor, Medford, OR 97504, US · 1301 Cowart Street, Suite 131, Chattanooga, TN 37402, US

Investment AdviserPrivate FundBroker-DealerInvestment CompanyNFA Member ServicesAIFMDCybersecurityRegulatory ComplianceAMLGDPR
View all jobs at ACA Group

About ACA Group

LinkedInVisit site

ACA Group (“ACA”) is the leading governance, risk, and compliance (GRC) advisor in financial services.

Industry
Business Consulting and Services
Company size
1,001-5,000 employees
Founded
2002
Headquarters
New York, NY
LinkedIn followers
54,505

ACA Group is the leading governance, risk, and compliance advisor to the financial services industry. For over 20 years, we’ve been a trusted partner to financial institutions—helping firms reduce risk, fuel growth, and protect their business. Founded by former regulators, ACA combines deep industry expertise with powerful regulatory technology to transform compliance from a requirement into a strategic advantage. We are the only end-to-end GRC provider that integrates expert advisory, managed services, distribution solutions, and analytics with our ComplianceAlpha® platform. Our global team brings clarity, confidence, and innovation to every engagement—enabling clients to meet evolving regulatory demands and lead with confidence. We’re proud to deliver trusted AI and technology solutions that help firms streamline and enhance compliance oversight, surveillance, and monitoring. From regulatory change management to marketing reviews, we help firms build smarter, more scalable compliance programs. For more information, please visit www.acaglobal.com

Offices: 685 3rd Avenue, Floor 31, New York, NY 10017, US · 11 Strand, London, England WC2N 5HR, GB · 3 Canal Plaza 3rd Floor, Portland, ME 04101, US · 1301 Poplar Drive, 3rd Floor, Medford, OR 97504, US · 1301 Cowart Street, Suite 131, Chattanooga, TN 37402, US

Investment AdviserPrivate FundBroker-DealerInvestment CompanyNFA Member ServicesAIFMDCybersecurityRegulatory ComplianceAMLGDPR
View all jobs at ACA Group

Similar companies hiring

Accenture (10428)Genpact (1922)Deloitte (882)Mercier Consultancy (714)KPMG India (571)MSX International (461)Conduent (452)EXL (445)Boston Consulting Group (BCG) (376)Southern HealthCare Management (358)Merkle (354)Wavestone (304)
Clera home

Your AI-talent agent. Connecting talents with dream jobs.

Earn $5,000

Tools

  • Salary Calculator
  • Resume Review
  • Startup Map

Explore

  • Jobs
  • Discover Jobs
  • Companies
  • Acquihire
  • Referral

Company

  • Manifesto
  • Engineering
  • We are hiring!
  • FAQs
  • Blog
  • Press

Tools

  • Salary Calculator
  • Resume Review
  • Startup Map

Explore

  • Jobs
  • Discover Jobs
  • Companies
  • Acquihire
  • Referral

Company

  • Manifesto
  • Engineering
  • We are hiring!
  • FAQs
  • Blog
  • Press

© 2026 Clera Labs, Inc.

PrivacyTermsBug Bounty