London, England, United Kingdom · Hybrid
About NOVA NOVA Wealth is a fast growing start up looking to change the face of financial advice and the way it's delivered in the UK. We firmly believe that a human adviser needs to be at the heart of every client relat…
Skills: Compliance Management, Risk Management, Financial Crime Framework, FCA Handbook, Consumer Duty
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Lead and evolve the firm's compliance, risk, and financial crime framework to support scalable growth. Act as a commercial partner to the management team, ensuring good customer outcomes and maintaining the relationship with the FCA.
Requires senior compliance leadership experience at a UK FCA-regulated firm with strong knowledge of COBS, Consumer Duty, and SMCR. A commercial mindset and the ability to balance risk against business opportunity in a startup environment are essential.
NOVA Wealth is a fast growing start up looking to change the face of financial advice and the way it's delivered in the UK. We firmly believe that a human adviser needs to be at the heart of every client relationship, however by leveraging technology we can empower our advisers to deliver higher levels of service and cut out a lot of the day to day admin that gets in the way.
At our core, we're here to build a game changer in the advice industry that delivers better customer outcomes, at a lower cost, for more people. Through customer-centric advisers supported by our innovative Lifeline technology, we empower our customers to go beyond just making smarter financial decisions to living the lives they dream of.
About the roleAt NOVA, we like to do things differently. We've built a regulated advice business that delivers full holistic advice across investments, pensions, protection and mortgages in an entirely digital way. We see great compliance and risk management not as a brake on that, but as what lets us scale with confidence.
We're looking for a commercially minded Head of Compliance to own and lead our compliance & risk framework as we grow. This isn't a role for someone who treats compliance as a blocker. We want a senior leader who can weigh risk against opportunity, find the path to "yes", and help the business move quickly while protecting our customers and our licence to operate.
You'll sit at the heart of the business, working closely with our founders, advisers, marketing and product teams to make sure good customer outcomes and strong governance are built into everything we do.
What you'll be doingWe take the uncertainty out of your finances - with straight-talking advice to help you do more with your money.
We take the uncertainty out of your finances – with straight-talking advice to help you do more with your money. Maybe you’ve started to think about your retirement. It could be you’re wondering how to juggle your family’s needs and your own. Or perhaps you just want the reassurance that your money’s working as hard as it can. Whatever the goal, we’ll build you an expert plan to get you there. Because some things are too important to DIY. Getting help shouldn’t be a hassle, so we’ll pair you with an adviser in minutes. You can chat to them online, on the phone, or face-to-face. And we’ll do it all without an ounce of jargon. It’s smart, faff-free financial advice – on your terms.
Offices: 20 Farringdon Street, London, England EC4A 4AB, GB
We take the uncertainty out of your finances - with straight-talking advice to help you do more with your money.
We take the uncertainty out of your finances – with straight-talking advice to help you do more with your money. Maybe you’ve started to think about your retirement. It could be you’re wondering how to juggle your family’s needs and your own. Or perhaps you just want the reassurance that your money’s working as hard as it can. Whatever the goal, we’ll build you an expert plan to get you there. Because some things are too important to DIY. Getting help shouldn’t be a hassle, so we’ll pair you with an adviser in minutes. You can chat to them online, on the phone, or face-to-face. And we’ll do it all without an ounce of jargon. It’s smart, faff-free financial advice – on your terms.
Offices: 20 Farringdon Street, London, England EC4A 4AB, GB
