About this role
About Polymer
A market-neutral, multi-manager platform with a strong Asia focus, Polymer Capital combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region’s best investment talent. Polymer has licensed entities in Hong Kong, Japan, Singapore and United States.
Job Description
- Handle license applications, regulatory filings and reports
- Assist with the development, implementation and administration of the Group compliance framework and policies
- Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations
- Investigate and resolve alerts generated by trade surveillance systems, and escalate any potential issues to the appropriate stakeholders
- Work on regional projects including system UAT, new investment models discussion, or system development
- Conduct or assist with ad-hoc inspections and regulatory requests
- University graduate with major in Business, Finance or Law;
- At least 2 years of experience in compliance, preferably in brokerage or asset management firms
- Excellent analytical and problem-solving skills
- Strong interpersonal and communication skills
- High attention to details
- Ability to handle multiple tasks simultaneously and work under tight deadlines
- Proactive in identifying risks and proposing solutions. Strong computer skills including MS Office Suite Excel, Bloomberg
- Proficient in Python, or VBA is a plus
- Fluent in English and Japanese
- 20 Days of Paid annual leave
- Life / Medical group insurance
- Gym Subsidy
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