About this role
About Us
Longbridge is a new-generation, AI-driven online brokerage on a mission to make investing smarter, simpler, and more accessible for everyone. Headquartered in Singapore, we are redefining the investment journey by connecting the stages of “Discovery → Learning → Trading.”
With our proprietary AI assistant, Longbridge AI, and a cloud-native infrastructure, we provide retail investors with institutional-grade insights and a seamless global trading network. At Longbridge, you won’t just be working for a brokerage; you’ll be building the future of financial infrastructure.
The Team
The Compliance Team serves as the second line of defence, partnering with Marketing, Product, Business and Legal to ensure customer-facing activities comply with regulatory requirements and internal standards.
We are looking for an experienced Compliance Manager – Marketing & Product Compliance to provide practical compliance advice across marketing campaigns, product launches and customer communications in a fast-paced online brokerage environment.
Key Responsibilities
Marketing & Product Compliance
Requirements
What We Offer
Longbridge is a new-generation, AI-driven online brokerage on a mission to make investing smarter, simpler, and more accessible for everyone. Headquartered in Singapore, we are redefining the investment journey by connecting the stages of “Discovery → Learning → Trading.”
With our proprietary AI assistant, Longbridge AI, and a cloud-native infrastructure, we provide retail investors with institutional-grade insights and a seamless global trading network. At Longbridge, you won’t just be working for a brokerage; you’ll be building the future of financial infrastructure.
The Team
The Compliance Team serves as the second line of defence, partnering with Marketing, Product, Business and Legal to ensure customer-facing activities comply with regulatory requirements and internal standards.
We are looking for an experienced Compliance Manager – Marketing & Product Compliance to provide practical compliance advice across marketing campaigns, product launches and customer communications in a fast-paced online brokerage environment.
Key Responsibilities
Marketing & Product Compliance
- Review and approve marketing campaigns, advertisements, social media, website, email, push, SMS, in-app and other customer-facing materials.
- Advise Marketing, Growth, Product and Business teams on financial promotions, product claims, risk disclosures, disclaimers, incentives and fair dealing requirements.
- Review product disclosures, customer journeys, educational content and communications for regulatory and conduct risks.
- Provide compliance input on new products, trading features, digital experiences and customer acquisition initiatives.
- Review influencer, affiliate, referral and other third-party marketing activities where applicable.
- Conduct risk-based monitoring and thematic reviews of marketing, product disclosures and customer communications.
- Identify control gaps, compliance issues and conduct risks, and recommend remediation.
- Monitor regulatory developments and translate requirements into practical business guidance and controls.
- Support compliance policies, training, regulatory enquiries, audits and management reporting.
- Support investigations into marketing-related incidents and customer complaints with regulatory implications.
Requirements
- Bachelor’s degree in Law, Finance, Business, Accounting or a related discipline.
- Minimum 5 years of relevant regulatory compliance experience, preferably within securities, digital wealth investment platform, bank or fintech.
- Strong knowledge of Singapore regulatory requirements, including the Securities and Futures Act (SFA), Financial Advisers Act (FAA), Securities and Futures (Licensing and Conduct of Business) Regulations (SF(LCB)R), Financial Advisers Regulations (FAR), MAS Notices and Guidelines, and relevant exchange rules.
- Strong experience reviewing financial promotions, marketing materials, digital campaigns, product disclosures and client communications.
- Experience advising Marketing, Product, Growth or Business teams in a regulated financial services environment.
- Understanding of retail investor communications, digital marketing and customer acquisition risks.
- Experience with compliance monitoring, thematic reviews and remediation.
- Strong regulatory interpretation, policy drafting and stakeholder management skills.
- Ability to translate complex regulatory requirements into practical and commercially viable business guidance.
- Strong attention to detail and ability to manage a high volume of fast-moving business requests.
- Excellent written and verbal communication skills in English.
- Mandarin is an advantage, particularly for reviewing bilingual marketing materials and communicating with regional stakeholders.
- Experience with digital brokerage, trading platforms, investment apps or fintech products is highly preferred.
What We Offer
- An opportunity to build the compliance framework of a rapidly growing global online brokerage.
- Direct exposure to Compliance, Product, Marketing and Business stakeholders.
- Opportunity to work on innovative digital investment products and AI-enabled financial services.
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