Regulatory Compliance Specialist 70% (w/m/d)
About this role
LGT is the largest Private Banking and Asset Management group in the world to be owned by an entrepreneurial family. As the family office of the Princely House of Liechtenstein, we have years of experience in the management of sizeable sums of assets.
Job Description
The Regulatory Compliance Specialist will be responsible for ensuring LGT Gruppe Holding AG adheres to all relevant financial regulations and internal policies and coordination of groupwide regulatory topics with our international entities. This role involves monitoring regulatory changes, implementing compliance frameworks, and providing expert advice to various business units.
Your Responsibilities
- Monitor and analyze new and evolving regulatory requirements (e.g., MiFID II, AML, GDPR, CRD) relevant to LGT Gruppe Holding AG's global operations
- Develop, implement, and maintain internal compliance policies, procedures, and controls
- Coordination of groupwide regulatory topics with our international entities
- Technical support for specific compliance programmes implemented across the group
- Conduct regular compliance risk assessments and identify potential areas of non-compliance
- Provide advice and guidance to business units on regulatory matters and their impact on operations
- Prepare and deliver compliance training sessions to employees at all levels
- Assist in the preparation and submission of regulatory reports and disclosures
- Liaise with internal and external auditors, as well as regulatory bodies
- Participate in projects aimed at enhancing the compliance framework and systems
Requirements
- Bachelor's degree in Law, Finance, Business Administration, or a related field. A Master's degree or relevant professional certification is a plus
- Minimum of 3-5 years of experience in a regulatory compliance role within the financial services industry
- Knowledge of relevant financial regulations (e.g., MiFID II, AML, GDPR, CRD) and international compliance standards
- Strong analytical skills with the ability to interpret complex regulatory texts and translate them into practical business solutions
- Excellent communication and interpersonal skills, with the ability to effectively communicate complex compliance concepts to diverse audiences
- Proven ability to work independently and as part of a team, managing multiple priorities in a fast-paced environment
- Fluent in German and English (written and spoken) is essential. Additional languages are an advantage
- Proficiency in Microsoft Office Suite
We offer you exciting and long-term development opportunities, as well as a challenging and dynamic environment that opens up both personal and professional prospects.
LGT also stands for attractive working conditions and social benefits, as well as a unique corporate culture.
Please note that we cannot consider applications via recruitment agencies for this position.
Contact Information
We are looking forward to receiving your online application.
For any further information please do not hesitate to contact us.
LGT Gruppe Holding AGHuman Resources
Corina HohlCompany at a glance
LGT Crestone is one of the largest family-owned wealth management firms in the world - bringing together the deep trusted relationship of a local firm with the strength and security of a multinational.
We provide private wealth advice services to high net worth and ultra high net worth families, family offices and for purpose organisations, focused on long term results to last generations.
LGT Crestone now has over 300 employees, including over 100 investment advisers who have worked together for an average of 10 years. It has offices in Adelaide, Brisbane, Melbourne and Sydney.
Find out more at lgtcrestone.com.au .
Top Benefits
- Development Opportunities
- Attractive Working Conditions
- Social Benefits
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