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Compliance Manager, Reporting Governance and QC (4307)
full-timeMarkham$96k - $136k

Summary

Location

Markham

Salary

$96k - $136k (CAD)

Type

full-time

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About this role

Work Location:

Markham, Ontario, Canada

Hours:

37.5

Line of Business:

Compliance

Pay Details:

$96,900 - $136,800 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

TD Bank is seeking a Manager to assist with governing and enhancing reporting documentation and building and executing a quality control function for compliance board and management reporting and proactively addressing audit requests for reporting information. The role requires excellent drafting, analytical skills, business writing skills, strong organization skills, attention to detail, and strong executive communication skills to interact with senior compliance stakeholders.

Key Responsibilities:

  • Draft and propose enhancements to reporting documentation, including reporting standard, procedures, job aids, and other documentation to align with regulatory requirements and reporting team's responsibilities, ensuring consistency between documentation, as required.

  • Manage and own the review cycle process for all reporting documentation for timely updates.

  • Ability to document the interaction model between the Reporting team and other stakeholders, ensuring consistency in our approach, responsibilities and interaction with other partners.

  • Support the quality control function by enhancing and building reporting checklist and supporting routines for reviewing quantitative and qualitative board and management reporting information and insights, as required.

  • Support the execution of quality controls on board and management reporting, developing action plans where there are gaps and making sure that gaps are addressed.

  • Provide quality control results to respond to audit requests as required, review responses to audit for consistency, clarity, and quality.

  • Create and conduct training to the reporting team and other teams on updates to reporting standard and procedures, and quality control as required.  

  • Continue to enhance reporting documentation, quality control processes, suggest ways to improve our interaction model and explore automation opportunities.

Preferred Skills:

Minimum of 8 years of experience in Compliance, Risk Management, Audit, or a related compliance role. Strong executive written and verbal communication focused on messaging, clarity, and precision. Proficiency in Microsoft Office Suite - especially Microsoft PowerPoint, Excel, Word, and Visio. Strong stakeholder management skills across different Compliance groups to drive high-quality and accurate reporting insights. Strong analytical and communication skills with the ability to escalate and articulate risks to senior leadership. Exceptional attention to detail, organizational skills, critical thinking and policy drafting skills.

Familiarity with data visualization tools including PowerBI and Tableau a plus.
 

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.


Colleague Development
If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals.
 

Training & Onboarding
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process 
We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.


Accommodation
Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):

Sans Objet

Other facts

Tech stack
Compliance,Risk Management,Audit,Analytical Skills,Business Writing,Organization Skills,Attention To Detail,Executive Communication,Stakeholder Management,Quality Control,Training,Documentation,Data Visualization,Microsoft Office Suite,PowerBI,Tableau

About TD

The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD). TD is the sixth largest bank in North America by assets & serves approx. 28 million customers in a number of locations in key financial centres around the globe. With over 95,000 employees, TD ranks among the world's leading online financial firms, with more than 17 million active online and mobile customers. Delivering legendary customer experiences is who we are & is part of our goal to be the Better Bank. Visit our Careers page to learn more about TD & why TD is a great place to work.

Team size: 10,001+ employees
LinkedIn: Visit
Industry: Banking

What you'll do

  • The Compliance Manager will govern and enhance reporting documentation and execute a quality control function for compliance reporting. This includes managing the review cycle process and supporting audit requests for reporting information.

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Frequently Asked Questions

What does TD pay for a Compliance Manager, Reporting Governance and QC (4307)?

TD offers a competitive compensation package for the Compliance Manager, Reporting Governance and QC (4307) role. The salary range is CAD 97k - 137k per year. Apply through Clera to learn more about the full compensation details.

What does a Compliance Manager, Reporting Governance and QC (4307) do at TD?

As a Compliance Manager, Reporting Governance and QC (4307) at TD, you will: the Compliance Manager will govern and enhance reporting documentation and execute a quality control function for compliance reporting. This includes managing the review cycle process and supporting audit requests for reporting information..

Why join TD as a Compliance Manager, Reporting Governance and QC (4307)?

TD is a leading Banking company. The Compliance Manager, Reporting Governance and QC (4307) role offers competitive compensation.

Is the Compliance Manager, Reporting Governance and QC (4307) position at TD remote?

The Compliance Manager, Reporting Governance and QC (4307) position at TD is based in Markham, Ontario, Canada. Contact the company through Clera for specific work arrangement details.

How do I apply for the Compliance Manager, Reporting Governance and QC (4307) position at TD?

You can apply for the Compliance Manager, Reporting Governance and QC (4307) position at TD directly through Clera. Click the "Apply Now" button above to start your application. Clera's AI-powered platform will help match your profile with this opportunity and guide you through the application process. You can also learn more about TD on their website.